Proximal Humeral Endoprosthetic Replacement for Tumour

OncologyAdvancedCore Procedure

Proximal Humeral Endoprosthetic Replacement for Tumour

How to perform a proximal humeral endoprosthetic replacement after wide tumour resection — the deltopectoral or extended exposure step by step, the critical decision to preserve or sacrifice the axillary nerve and deltoid, modular cemented prosthesis with synthetic mesh soft-tissue reconstruction, allograft-prosthetic composite as an alternative, and the functional outcome (stable shoulder, functional hand, limited active elevation). advanced orthopaedic operative-surgery guide.

High-yield overview

Limb-salvage reconstruction after wide resection of a malignant proximal humeral tumour

Wide marginThe non-negotiable aim
DeltopectoralThe exposure
Axillary nerveThe decision that sets function
Mesh + prosthesisThe reconstruction
Critical Must-Knows
  • The aim is a wide, Enneking-appropriate resection of the tumour with the biopsy tract in continuity, reconstructed with a cemented modular proximal humeral endoprosthesis. The margin is the cure — never compromise it for the sake of the reconstruction.
  • The single biggest determinant of shoulder function is whether the axillary nerve and deltoid can be preserved. Preserve them and the patient may regain useful active elevation; sacrifice them and the shoulder becomes stable and painless but active abduction is lost — yet the hand and elbow remain fully functional.
  • Stability and any useful motion come from the soft tissues, not the metal. The capsule, residual rotator cuff and deltoid are reconstructed to the prosthesis with a synthetic mesh (Trevira or Dacron) sleeve; a reverse or constrained design is reserved for instability that soft-tissue reconstruction cannot solve.
  • Through the deltopectoral approach identify and protect the axillary nerve in the quadrilateral space, ligate the anterior and posterior circumflex humeral arteries, and guard the radial nerve in the spiral groove at the osteotomy.
  • An allograft-prosthetic composite (APC) is the main alternative — it restores biological bone stock and a cuff or deltoid attachment for better potential stability and rotator function, at the cost of allograft nonunion, fracture and infection.

When & Why

Indication. A malignant tumour of the proximal humerus where limb salvage is appropriate and a wide margin is achievable: a high-grade primary sarcoma (osteosarcoma, Ewing sarcoma, chondrosarcoma) is the classic indication; selected solitary metastases or myeloma deposits with a favourable prognosis, and painful destructive metastases with impending fracture, are also reconstructed this way. The proximal humeral metaphysis is the most common away-from-the-knee site and the third most common site overall for primary bone sarcoma. Before the knife — staging sets the plan. A wide resection is only chosen after the tumour is fully defined: - MRI of the whole humerus — local extent, epiphyseal and joint involvement, extraosseous extension, the relationship to the axillary nerve in the quadrilateral space and to the deltoid, and skip lesions in the marrow.

  • Systemic staging — CT chest and a bone scan or whole-body MRI/PET for metastases (and local staging of a sarcoma).
  • Biopsy — image-guided, taken along the future resection route so the tract is excised en bloc; plan the definitive incision before the biopsy is done. The one decision that matters — can the abductor mechanism be saved? Read off the MRI whether the tumour respects the axillary nerve and deltoid. If it does, an abductor-sparing resection is possible and function is preserved. If the nerve or deltoid is involved, both are sacrificed with the specimen and active abduction is lost. This single decision sets the resection type, the reconstruction, and the result you counsel the patient to expect.
Modular endoprosthesis (EPR)

The default. Cemented modular stem and proximal body; mechanically reliable, immediate stability, simple and quick. No biological attachment — function is capped by whatever rotator cuff and deltoid remain, so stability depends on the mesh soft-tissue reconstruction.

Allograft-prosthetic composite (APC)

A bulk allograft sleeves a prosthesis, restoring bone stock and a biological cuff and deltoid attachment for better potential stability and rotator function. The trade-off is allograft nonunion, fracture and infection.

Arthrodesis / other

Glenohumeral arthrodesis (or an osteoarticular allograft) for the young patient who wants power and stability over motion; rotationplasty is reserved for very extensive tumours in a child where length and growth must be preserved.

Consent specifically for instability or dislocation (the commonest problem), infection, nerve deficit (axillary, radial or musculocutaneous), limited active elevation, local recurrence, possible revision or amputation, allograft-specific risks if an APC is used, and lifelong surveillance. Setup. Beach-chair (or supine with a scapular bump), the arm free and draped to allow circumduction so the osteotomy and soft tissues can be reached. A tourniquet is usually avoided because proximal control of the axillary vessels is needed; the arm is exsanguinated only if a tourniquet is used. General anaesthesia with a regional block for postoperative pain, a cell saver on the field, antibiotics at induction, and an image intensifier available to confirm the osteotomy level and cementing.

The Operation

The goal: remove the tumour with a wide margin and the biopsy tract in continuity, then reconstruct the proximal humerus with a cemented modular endoprosthesis and a mesh soft-tissue sleeve that gives the shoulder its stability. The exposure is laid out in full below (and in depth on the deltopectoral approach page) — the first steps are the approach, then the resection, then the reconstruction.

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Image Needed: Clinical PhotoHigh Priority

Intra-operative view of the proximal humeral resection defect with the modular cemented endoprosthesis in situ — the cemented stem in the remaining humeral diaphysis, the modular proximal body replacing the resected humeral head with the glenoid preserved, and the synthetic mesh sleeve being fashioned to reconstruct the capsule with the residual rotator cuff and deltoid reattached to it.

Context: A verified image is being sourced.

Pending image generation or sourcing

Operative sequence

Step 1Position, plan and landmarks
  • Beach chair, arm free; mark the biopsy tract (to be excised en bloc), the deltopectoral groove, the coracoid process, the clavicle and acromion, and the planned osteotomy level distal to the tumour.
  • Design one incision that ellipses the biopsy tract and opens directly onto the tumour's deep margin, with room to extend proximally onto the clavicle and distally down the shaft.
Step 2Incision — deltopectoral, extended
  • A long deltopectoral or anterolateral incision that excises the biopsy tract in continuity with the specimen.
  • Extend proximally along the anterior acromion and clavicle and distally along the humeral shaft as the resection demands; the incision is the single corridor for exposure, resection and reconstruction.
Step 3Superficial dissection — the deltopectoral interval
  • Develop the internervous plane between deltoid (axillary nerve) and pectoralis major (medial and lateral pectoral nerves), retracting the cephalic vein — usually laterally with the deltoid.
  • Open the clavipectoral fascia, expose the coracoid process and the conjoined tendon (short head of biceps and coracobrachialis), and retract them medially.
Step 4Neurovascular control — and the axillary nerve decision
  • Define the axillary artery and vein and the cords of the brachial plexus; protect the musculocutaneous nerve as it passes lateral to the coracoid.
  • Ligate the anterior and posterior circumflex humeral arteries.
  • Identify the axillary nerve in the quadrilateral space, running with the posterior circumflex humeral artery. As planned from the MRI: if the tumour respects the nerve, preserve it (and the deltoid) for an abductor-sparing resection; if it is involved or threatened, sacrifice it en bloc with the specimen.
Step 5Define the osteotomy level
  • Release the pectoralis major from the lateral lip of the bicipital groove, and the latissimus dorsi and teres major insertions, as the margin requires.
  • Mark the humeral osteotomy 3 to 5 cm beyond the distal tumour extent as measured on MRI, and confirm the level with the image intensifier.
  • Protect the radial nerve in the spiral groove posteriorly and make the cut from anterior to posterior so the nerve is never levered upon.
Step 6Resection — en bloc, with the joint decision
  • For an intra-articular resection (joint uninvolved): open the capsule, divide the rotator cuff at the required margin, and deliver the proximal humerus with the attached soft tissues.
  • For an extra-articular resection (joint or extraosseous extension): take the glenoid and capsule en bloc with the specimen, often through a second posterior incision — the choice is dictated entirely by tumour extension, not by ease.
  • Remove the specimen with the biopsy tract in continuity, measure the resection length and the defect, and send margins for histology.
Step 7Trial and prepare the shaft
  • Ream and prepare the remaining humeral diaphysis to accept the cemented stem.
  • Trial the modular body segment and head to restore humeral length and retrotorsion, matching the resection length to the contralateral side.
Step 8Cement the modular endoprosthesis
  • Cement the stem into the diaphysis with modern cementing technique, restrictors and pressurisation.
  • Assemble the modular body segment and proximal humeral component, restoring length and retrotorsion so the soft tissues tension correctly.
Step 9Soft-tissue reconstruction — the functional step
  • Fashion a synthetic mesh (Trevira or Dacron) sleeve around the proximal body to reconstruct the glenohumeral capsule.
  • Reattach the residual rotator cuff and the deltoid (where preserved) to the mesh and prosthesis with non-absorbable sutures; advance and reattach pectoralis major onto the prosthesis for anterior cover and stability.
  • If the deltoid was sacrificed, reconstruct a tensioned mesh sleeve to cradle the head for stability and accept poor active abduction. Reserve a constrained or reverse design for instability that meticulous soft-tissue work cannot control.
Step 10Closure and immobilisation
  • Layered closure over drains; achieve a stable, well-covered soft-tissue envelope — this is what keeps the prosthesis reduced.
  • Immobilise in a shoulder immobiliser or sling, the arm in slight abduction and neutral rotation, protecting the reconstruction while the soft tissues heal.
The two nerves that make or break the case — axillary and radial

The axillary nerve passes posteriorly through the quadrilateral space with the posterior circumflex humeral artery, deep to the deltoid; the radial nerve winds the spiral groove on the posterior humeral shaft and is at the osteotomy's mercy. Identify both before any bone cut. Protect the axillary nerve if it is to be spared, and make the humeral osteotomy from anterior to posterior with a retractor guarding the radial nerve in the groove. Never lever on the shaft, and never proceed without proximal control of the axillary vessels.

Function follows the nerve, not the metal

Preserve the deltoid and axillary nerve and the patient keeps useful active elevation; sacrifice them and you trade active abduction for a stable, painless shoulder — but the hand and elbow stay fully functional. The single sentence a viva examiner wants is: a stable shoulder, a functional hand, and limited active elevation.

Stability is a soft-tissue problem

Instability is the commonest failure of a proximal humeral endoprosthesis, and it is driven entirely by soft-tissue deficiency, not by the implant geometry. Hence the mesh capsule, the pectoralis advancement, and postoperative immobilisation. Reconstruct the soft tissues as meticulously as the bone, or the head will dislocate.

Aftercare & Complications

Rehabilitation | Phase | Timing | Immobilisation | Therapy | |-------|--------|----------------|---------| | 1 | 0 to 2 weeks | Shoulder immobiliser or sling | Active hand, wrist and elbow from day 1; gentle pendulums | | 2 | 2 to 6 weeks | Sling, removed for exercise | Assisted shoulder motion where the cuff and deltoid were reconstructed; protect abduction if the deltoid was sacrificed | | 3 | 6 to 12 weeks | Sling for comfort only | Progressive active motion and light activities of daily living | | 4 | 3 to 6 months | None | Graded strengthening (limited where the abductor mechanism was sacrificed) | Functional outcome tracks abductor preservation. With the deltoid and axillary nerve preserved, most patients regain useful assisted and some active elevation; when they are sacrificed, the result is a stable, painless shoulder with MSTS scores in the region of 50 to 70 per cent of normal, a fully functional hand and elbow, and little active abduction. Aseptic loosening and implant survivorship are favourable at ten years in modern modular series, with instability and infection the dominant reasons for revision. Complications

Complications — recognition, prevention, management
ComplicationRecognitionPreventionManagement
Instability or dislocationPain, deformity, loss of contour; confirmed on radiographMeticulous mesh capsule and pectoralis advancement; postoperative immobilisationClosed or open reduction; revision soft-tissue reconstruction; constrained or reverse prosthesis for recurrence
InfectionWound breakdown, persistent drainage, pain, raised inflammatory markersProphylactic antibiotics, meticulous soft-tissue cover, minimise dead spaceDebridement and antibiotics; single- or two-stage exchange; rarely amputation
Nerve deficit (axillary, radial, musculocutaneous)Weakness or numbness in the relevant distributionIdentify and protect nerves before bone cuts; osteotomy anterior to posteriorObservation for neuropraxia; explore a palsy in continuity with no recovery; directed therapy
Local recurrenceNew pain or mass; confirmed on MRI and biopsyA wide margin at the index operation — never compromise for reconstructionWide re-resection or amputation; oncology review for further treatment
Aseptic loosening or implant failurePain on loading; radiographic lucency or component migrationModern cementing technique; restored length and version for balanced soft-tissue tensionRevision of the loose component; revision megaprosthesis
Periprosthetic fracturePain and deformity after a fall or torque; radiograph around the stemAdequate diaphyseal cement fixation; protect from falls earlyInternal fixation or stem revision depending on level and stability
Wound breakdown or skin necrosisEdge necrosis or exposed mesh and implantTension-free closure, pliable flaps, avoid a thin bridge over the prosthesisLocal wound care; plastic surgical cover (flap) for exposed hardware

Viva & Exam Focus

Mnemonic

DELTOIDDELTOID — order of the operation

D
Deltoid–axillary nerve decision
The single biggest determinant of function — preserve or sacrifice
E
En-bloc excision
Biopsy tract in continuity, with a wide Enneking margin
L
Ligate circumflex humeral arteries
Anterior and posterior — take proximal control of the axillary vessels
T
Tuberosity, cuff and capsule reconstruction
A mesh sleeve — the soft tissues give stability
O
Osteotomy wide of tumour
3 to 5 cm beyond the MRI extent; confirm with the intensifier
I
Implant
Cemented modular proximal humeral endoprosthesis
D
Defend the radial nerve
In the spiral groove at the osteotomy

Clinical Decision Scenarios

Practise clinical reasoning and management decisions out loud

Viva scenarioStandard
Clinical prompt

A 19-year-old has a high-grade osteosarcoma of the proximal humerus. Describe your approach to a wide resection and the principles of reconstruction.

Practical approach
I first confirm the diagnosis and stage — MRI of the whole humerus for local extent, joint and neurovascular involvement; CT chest and a bone scan for systemic staging; and an image-guided biopsy taken along the future resection route. The non-negotiable aim is a wide margin with the biopsy tract in continuity — margin before function. Through a deltopectoral or extended approach I take proximal control of the axillary vessels, ligate the anterior and posterior circumflex humeral arteries, and identify the axillary nerve in the quadrilateral space: I preserve it if the tumour respects it, sacrifice it if involved. The osteotomy is placed 3 to 5 cm beyond the tumour on MRI, protecting the radial nerve, and the resection is intra-articular unless joint extension demands an extra-articular specimen. I reconstruct with a cemented modular proximal humeral endoprosthesis and a mesh capsule, reattaching residual cuff, deltoid and pectoralis. An allograft-prosthetic composite is my alternative when biological attachment matters more. The functional result tracks deltoid and axillary preservation.
Key clinical points
Margin before function — the biopsy tract is excised en bloc
The axillary nerve decision is the key determinant of function
Stability comes from the mesh soft-tissue reconstruction, not the metal
An allograft-prosthetic composite is the main alternative
Common pitfalls
Compromising the margin to preserve the deltoid or to ease reconstruction
Forgetting the radial nerve in the spiral groove at the osteotomy
Believing the implant alone confers stability
Further questions
How exactly do you reconstruct the soft tissues to give the prosthesis stability?
Viva scenarioAdvanced
Clinical prompt

The tumour involves the deltoid and the axillary nerve must be sacrificed. What functional result do you counsel the patient to expect, and how do you reconstruct for it?

Practical approach
I counsel honestly and specifically: a stable, painless shoulder with very limited active abduction and forward elevation, but a fully functional hand and elbow — the patient can reach the face and perineum and use the limb for fine tasks, with MSTS scores typically around 50 to 70 per cent of normal. I reconstruct for stability rather than motion: a cemented proximal humeral endoprosthesis with a tensioned mesh sleeve cradling the head and a pectoralis major advancement for anterior cover and soft-tissue tension. I reserve a constrained or reverse design for instability that meticulous soft-tissue work cannot control. Postoperatively I protect the reconstruction in a sling and focus rehabilitation on the elbow, wrist and hand, with assisted shoulder motion only. The guiding principle is that function follows axillary nerve preservation.
Key clinical points
Sacrifice yields a stable shoulder with poor active abduction but a functional hand
Reconstruct for stability — a tensioned mesh sleeve and pectoralis advancement
Constrained or reverse design only for refractory instability
Counsel honestly before the operation
Common pitfalls
Over-promising active elevation when the abductor mechanism is lost
Neglecting the mesh and pectoralis reconstruction and so inviting instability
Further questions
What is your approach to a dislocating proximal humeral replacement, and when would you convert to a constrained design?
Exam day cheat sheet
Proximal Humeral Endoprosthetic Replacement — exam-day essentials

Indication

  • High-grade primary sarcoma (or selected metastasis) of the proximal humerus where limb salvage is appropriate and a wide margin is achievable
  • Proximal humerus is the most common away-from-the-knee site of bone sarcoma

Staging and the key decision

  • MRI (local extent, joint, neurovascular, deltoid), CT chest, biopsy along the resection route
  • The decision: preserve or sacrifice the axillary nerve and deltoid — it sets function

Exposure

  • Deltopectoral or extended approach
  • Protect the axillary, radial and musculocutaneous nerves; ligate the circumflex humeral arteries

Resection

  • Wide margin, biopsy tract in continuity, osteotomy 3 to 5 cm beyond tumour
  • Intra-articular unless joint extension demands an extra-articular specimen

Reconstruction

  • Cemented modular endoprosthesis with a mesh soft-tissue sleeve
  • Allograft-prosthetic composite is the main alternative
  • Constrained or reverse design only for instability

Outcome

  • Function tracks deltoid and axillary preservation
  • Stable shoulder, functional hand, limited active elevation
  • Instability is the commonest complication

Background & Evidence

Epidemiology. The proximal humeral metaphysis is the most common site of primary bone sarcoma away from the knee and the third most common overall, after the distal femur and proximal tibia. Osteosarcoma and Ewing sarcoma dominate in adolescents and young adults; chondrosarcoma, metastatic carcinoma (breast, renal, thyroid, lung, prostate) and myeloma are the lesions of older adults. The same modular reconstruction is used for selected metastatic deposits with a reasonable prognosis and for impending pathological fracture. Pathoanatomy. Tumours arise in the proximal metaphysis and extend into the epiphysis (once the physis closes), the greater and lesser tuberosities, the rotator cuff and deltoid attachments, and along the medullary canal. Three relationships decide the operation: involvement of the glenohumeral joint (intra-articular versus extra-articular resection); involvement of the deltoid and the axillary nerve in the quadrilateral space (abductor-sparing versus abductor-sacrificing); and distal marrow extension (the osteotomy level). The anterior and posterior circumflex humeral arteries are ligated; the axillary artery and vein and the brachial plexus lie proximal and must be controlled before any resection.

Resection types after Malawer (proximal humerus)
TypeCapsule and jointAbductor (deltoid plus axillary nerve)Expected function
IIntra-articularPreservedBest — useful active abduction possible
IIIntra-articularSacrificedStable and painless; poor active abduction
IIIExtra-articular (glenoid en bloc)PreservedUseful abduction possible if cuff and deltoid are reconstructed
IVExtra-articularSacrificedStable; minimal active abduction
Total humeral resectionGlenohumeral joint and elbow both reconstructedVariableFunctional hand; elbow via a hinged prosthesis
The type is dictated by tumour extent on MRI, not by the surgeon's preference, and the overriding principle is that expected function is governed by abductor preservation — the axis that runs down the right-hand column of this table. Key evidence. Enneking's Musculoskeletal Tumor Society (MSTS) system standardised how function is reported after limb-salvage reconstruction and is the metric used in every series below. The consistent message from the proximal humeral literature is that a modular endoprosthesis is a durable reconstruction whose function is set by the axillary nerve and deltoid, and whose dominant mode of failure is instability — a soft-tissue problem that mesh reconstruction and pectoralis advancement are designed to prevent. Allograft-prosthetic composites improve the biological attachment available to the cuff and deltoid but bring allograft-specific risks.

References

Evidence

A system for the functional evaluation of reconstructive procedures after surgical treatment of tumors of the musculoskeletal system

Enneking WF, Dunham W, Gebhardt MC, Malawar MM, Pritchard DJClinical Orthopaedics and Related Research (1993)
Key Findings:
  • The MSTS functional scoring system for limb-salvage reconstruction — the standard metric used to report outcome after proximal humeral endoprosthetic replacement.
  • Scores pain, function, emotional acceptance and limb-specific parameters, enabling comparison across reconstruction types.
Evidence

Dislocation of the proximal humeral endoprosthetic replacement

Kumar D, Grimer RJ, Abudu A, Carter SR, Tillman RMJournal of Bone and Joint Surgery (British) (2003)
Key Findings:
  • Instability and dislocation are the commonest mode of failure of a proximal humeral endoprosthesis.
  • Risk tracks the extent of rotator cuff and deltoid sacrifice, making meticulous soft-tissue reconstruction the key to prevention.
Evidence

Endoprosthetic reconstruction for malignant tumors of the proximal humerus

Asavamongkolkul A, Eckardt JJ, Kabo JM, Ward WG, Kelly CM, Wirganowicz PZClinical Orthopaedics and Related Research (2000)
Key Findings:
  • Modular endoprosthetic reconstruction of the proximal humerus is durable and reliable for limb salvage.
  • Functional outcome is governed by preservation of the deltoid and axillary nerve; active elevation is limited when the abductor mechanism is sacrificed.
Evidence

Reconstruction of the proximal humerus after tumour resection — endoprosthesis versus allograft-prosthetic composite

Capanna R, Campanacci DA, Beltrami G, Scoccianti G, Frenos FJournal of Bone and Joint Surgery (British) (2007)
Key Findings:
  • An allograft-prosthetic composite restores biological bone stock and a cuff and deltoid attachment for better potential stability and rotator function than a prosthesis alone.
  • The trade-off is allograft-specific morbidity — nonunion, fracture and infection.
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