Trauma

Shoulder Hemiarthroplasty for Acute Proximal Humerus Fracture

Surgical technique guide for Shoulder Hemiarthroplasty for Acute Proximal Humerus Fracture - FRCS exam preparation

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High Yield Overview

SHOULDER HEMIARTHROPLASTY FOR ACUTE PROXIMAL HUMERUS FRACTURE

Deltopectoral approach - TRUE INTERNERVOUS PLANE. Fracture hematoma facilitates plane development. | advanced

Critical Danger Structures

Axillary Nerve

Location: Exits quadrangular space 5-7cm below acromion, travels with posterior circumflex humeral artery

At Risk: Fracture injury (5-10%), retractor placement, during tuberosity reduction

Protection: Document preop function, gentle retractors, stay anterior during exposure

Musculocutaneous Nerve

Location: Enters conjoint tendon 5-8cm distal to coracoid tip (variable 3-10cm)

At Risk: Aggressive medial retraction, dissection along conjoint

Protection: Gentle retractors on conjoint, avoid vigorous medial pull, palpate nerve entry

Cephalic Vein

Location: Lies in deltopectoral interval, variable course

At Risk: Often disrupted by fracture hematoma, can be divided if necessary

Protection: Take laterally with deltoid or medially with pectoralis - avoid injury if preserving

Anterior Circumflex Vessels

Location: Ascending branch travels along lateral bicipital groove to supply humeral head

At Risk: Usually disrupted in fracture (causes AVN), further injury during dissection

Protection: Identify and ligate if bleeding, avoid excessive stripping of proximal humerus

Long Head Biceps

Location: Bicipital groove between tuberosities - KEY VERSION LANDMARK

At Risk: Avulsion from tuberosity fragments, can be used as tissue marker

Protection: Preserve if intact for version reference, tag for identification, consider tenotomy if damaged

Mnemonic

HEIGHTSHEIGHTS - Prosthetic Height Landmarks

Mnemonic

FIXATIONFIXATION - Tuberosity Repair Technique

Positioning and Preparation

Patient Position: Beach chair position at 60-80° (typically 70°), head secured in horseshoe headrest, bump/bolster under medial scapular border to position glenoid vertically, arm draped completely free including hand. Fluoroscopy C-arm available from contralateral side. Fracture table NOT needed. Mayo stand over chest for instruments.

Surgical Approach: Deltopectoral approach - TRUE INTERNERVOUS PLANE (between deltoid [axillary nerve] and pectoralis major [medial and lateral pectoral nerves]). Fracture hematoma often disrupts normal planes but facilitates dissection.

Incision: 15-18cm extensile incision from clavicle/AC joint extending distally past deltoid insertion onto arm - significantly longer than elective arthroplasty (which is 10-12cm) to access widely displaced fracture fragments and allow extensive soft tissue repair work.

Anesthesia: General anesthesia with interscalene block for postoperative analgesia. Avoid indwelling catheters (phrenic nerve palsy risk).

Indications for Hemiarthroplasty

Traditional Indications (now evolving):

  • 3-part or 4-part proximal humerus fractures in elderly patients >70-75 years
  • Head-splitting fractures (>40% articular surface involvement or severe impaction)
  • Fracture-dislocation with valgus impacted head and predicted high AVN risk
  • Failed ORIF with humeral head collapse or AVN
  • Impression fractures >40% of articular surface (large Hill-Sachs or reverse Hill-Sachs)

Modern Evolution: RSA (Reverse Shoulder Arthroplasty) now increasingly preferred over hemiarthroplasty for acute fractures in elderly patients because:

  • Better functional outcomes (mean forward elevation 120-130° vs 90-100° for hemi)
  • NOT dependent on tuberosity healing (RSA function preserved even with tuberosity nonunion)
  • Lower revision rates (5-10% vs 15-20% for hemi at 5 years)
  • More predictable pain relief

Hemiarthroplasty Still Considered For:

  • Younger patients 65-75 years with reconstructable tuberosities and good bone quality
  • Patients with intact or reparable rotator cuff function
  • Anatomic reconstruction preferred by patient/surgeon
  • Contraindications to RSA (active deltoid dysfunction, infection concern)

Neer Classification (Historical but Still Used)

1-Part: All fragments displaced <1cm or angulated <45° - NONOPERATIVE treatment 2-Part: One fragment displaced >1cm or angulated >45°:

  • Surgical neck (most common 2-part)
  • Greater tuberosity (second most common) - ORIF if displaced >5mm
  • Lesser tuberosity (rare)
  • Anatomic neck (rare, high AVN risk)

3-Part: Two fragments displaced (third fragment is head):

  • Greater tuberosity + surgical neck (most common 3-part)
  • Lesser tuberosity + surgical neck (less common)
  • AVN risk 15-25%

4-Part: All three fragments (GT, LT, shaft) displaced from head:

  • Head completely free, no soft tissue/vascular attachment
  • AVN risk 75-90%
  • Classic indication for arthroplasty vs RSA

Preoperative Planning

Imaging Review:

  • AP in scapular plane, Scapular Y, Axillary lateral X-rays
  • CT scan with 3D reconstruction ESSENTIAL - defines fragment size, displacement, comminution, head involvement
  • Identify: GT fragment size/quality, LT fragment, shaft comminution, head split/impaction
  • Measure contralateral normal shoulder for reference (head size, height landmarks)

Patient Assessment:

  • Age, functional demand, hand dominance
  • Bone quality assessment (DEXA if available, cortical thickness on CT)
  • Rotator cuff quality (chronic tears suggest RSA over hemi)
  • Medical optimization (diabetes control, smoking cessation, nutritional status)
  • CRITICAL: Document preoperative neurovascular exam, especially axillary nerve function

Implant Planning:

  • Head size from CT measurements (typically 43-49mm)
  • Stem length - standard vs long (long stem if metaphyseal comminution extends >5cm)
  • Cemented vs uncemented (cemented preferred in fracture setting for immediate stability)
  • Have revision options available (longer stems, RSA conversion if needed)

Exam Viva Scenarios

Practice these scenarios to excel in your viva examination

VIVA SCENARIOStandard

EXAMINER

"A 72-year-old female presents with a 4-part proximal humerus fracture. What are your treatment options and how would you decide between hemiarthroplasty versus reverse shoulder arthroplasty versus ORIF?"

EXCEPTIONAL ANSWER
This is an evolving area with changing practice patterns. Let me discuss the three main options and decision-making. For ORIF: I would consider this in younger patients under 65-70 with good bone quality and a reconstructable fracture pattern. However, in a 72-year-old with a 4-part fracture, ORIF is generally not ideal because 4-part fractures have 75-90% AVN risk, high rates of tuberosity malunion (30-40%), and poor functional outcomes in elderly osteoporotic bone. The hardware often fails and may require conversion to arthroplasty. For hemiarthroplasty: This was historically the standard for 4-part fractures in elderly patients. The rationale was to replace the devascularized head while preserving the glenoid and reconstructing the tuberosities. However, outcomes are highly dependent on tuberosity healing - if tuberosities heal (60-80% with bone graft and good fixation), patients achieve reasonable function with 100-130 degrees elevation. But if tuberosities fail to heal (20-40%), patients have poor function with pseudoparalysis and elevation less than 90 degrees. Overall satisfaction is around 70-75%. For RSA (reverse shoulder arthroplasty): This is increasingly becoming the preferred option for elderly patients with complex proximal humerus fractures. The major advantage is that RSA function does NOT depend on tuberosity healing - the deltoid provides elevation through the medialized center of rotation. Studies show RSA achieves better forward elevation (120-140 degrees vs 100-110 for hemi), better pain relief, higher patient satisfaction (85-90% vs 70-75%), and lower revision rates (5-10% vs 15-20%). The main disadvantage is slightly worse external rotation and concerns about glenoid fixation in fracture cases, though modern techniques have addressed this. My approach for this 72-year-old with a 4-part fracture: I would strongly consider RSA as first-line treatment given the superior outcomes in recent literature. I would counsel the patient about both options. If she has very good bone quality, minimal comminution of tuberosities, and I'm confident in achieving excellent tuberosity fixation, hemiarthroplasty remains reasonable. But if there is significant tuberosity comminution, poor bone quality, or any doubt about healing, RSA is preferred. The key is setting appropriate expectations - RSA is more predictable and less dependent on the difficult technical challenge of tuberosity fixation.
VIVA SCENARIOStandard

EXAMINER

"If you proceed with hemiarthroplasty, how do you determine prosthetic height and why is this critical? What happens if you get it wrong?"

EXCEPTIONAL ANSWER
Prosthetic height is one of the most critical technical decisions in fracture hemiarthroplasty and directly determines whether the tuberosities will heal. Let me explain my approach and the consequences of error. The goal is to restore normal anatomy so tuberosities reduce to their anatomic position WITHOUT tension. If there is tension on the tuberosity reduction, they will not heal and the patient will have a poor outcome. I use multiple anatomic references to determine height. My primary landmark is the superior edge of the pectoralis major insertion, which is 5.5-6cm distal to the top of the humeral head - this is the gold standard reference. Second, the greater tuberosity should sit 8-10mm below the top of the prosthetic head in its anatomic position. Third, I measure the native humeral head before discarding it. Fourth, I reference the contralateral normal shoulder on preoperative X-rays for comparison. But the most important step is trialing. Before I cement the final stem, I MUST trial the prosthetic height with tuberosity reduction. I insert the trial stem and trial head, then I reduce the tuberosities using the tagged sutures and assess three things: First, do the tuberosities reduce to their anatomic position without tension - they should reduce easily and sit stably. Second, is there good bone-to-bone contact between tuberosity and shaft. Third, can I achieve 90-100 degrees of passive forward elevation without excessive resistance. If the tuberosities do not reduce easily or there is tension, the prosthesis is too high and I must revise the height before cementing. This trial step is critical because once the stem is cemented, I cannot adjust the height. What happens if I get the height wrong? If the prosthesis is too HIGH - which is the most common error occurring in 30-40% of cases - there is excessive tension on the tuberosity reduction. This leads to tuberosity nonunion in 40-60% of cases, the tuberosities gap away from the shaft, they resorb, and the patient develops pseudoparalysis with elevation less than 90 degrees. The prosthesis also migrates superiorly causing glenoid erosion. This is a catastrophic outcome often requiring revision to reverse shoulder arthroplasty. If the prosthesis is too LOW - which is less common - the shoulder is unstable because the tuberosities are not under appropriate tension. The prosthesis can migrate superiorly and the rotator cuff mechanics are poor leading to weakness. In general, it is better to err slightly low than high. The key message is that proper prosthetic height allows tensionless tuberosity reduction which is essential for healing. Tuberosity healing determines the functional outcome - no healing equals poor outcome. Therefore, getting the height right is critical.
VIVA SCENARIOStandard

EXAMINER

"Describe your technique for tuberosity fixation. What are the key principles and why do tuberosities fail to heal in 20-40% of cases?"

EXCEPTIONAL ANSWER
Tuberosity fixation is the most critical technical aspect of fracture hemiarthroplasty because if the tuberosities do not heal, the patient will have a poor functional outcome with pseudoparalysis. Let me describe my comprehensive fixation technique and address why failure occurs. The key principles are: adequate fixation strength, bone-to-bone contact, biological environment with bone graft, and appropriate postoperative protection. My fixation technique has multiple components. First, I preserve the native humeral head and morselized it into cancellous bone chips for autograft. I pack this bone graft generously at the tuberosity-shaft junction circumferentially and between the tuberosities. Evidence shows this improves healing from 60% without graft to 80-85% with graft by providing biological scaffold and osteoinductive signals. Second, I use heavy non-absorbable sutures - I use #2 or #5 Ethibond, never smaller than #2. I place multiple sutures with different fixation points to create a stable construct. For the greater tuberosity which is most critical, I use 6-8 sutures total: (1) Two to three vertical mattress sutures passed through drill holes in the shaft from lateral to medial capturing the rotator cuff tendons. (2) Two horizontal cerclage sutures around the shaft and through the GT tendon. (3) Two to three side-to-side sutures to the lesser tuberosity which closes the rotator interval - this is critical. (4) If the prosthesis has suture holes, I use one to two additional sutures through the prosthesis. For the lesser tuberosity, I use 4-6 sutures with similar technique. Third, I ensure there is NO GAP between the greater and lesser tuberosities. Closing the rotator interval provides additional stability and prevents superior migration. I ensure direct bone-to-bone contact of the tuberosities to the shaft, compressing the autograft we placed. Fourth, intraoperatively I test the fixation with gentle traction - there should be no gapping. I check passive range of motion - if I feel gapping or crepitus during motion, the fixation is inadequate and I revise it. Why do tuberosities fail to heal in 20-40% of cases despite our best efforts? The main risk factors are: (1) Prosthetic height too high creating tension on the tuberosity reduction - this is the most common technical error. (2) Inadequate fixation with too few sutures (less than 4) or weak sutures (#0 or absorbable). (3) No bone graft at the tuberosity-shaft junction. (4) Severe osteoporosis where sutures cut through bone. (5) Severe comminution of tuberosity fragments with poor bone quality. (6) Too aggressive early active motion during the critical 0-6 week healing period. (7) Patient non-compliance with sling and abduction pillow. (8) Poor vascularity of fragments. The consequences of tuberosity nonunion are severe - the patient develops pseudoparalysis with elevation less than 90 degrees, the prosthesis migrates superiorly causing glenoid erosion, and revision to reverse shoulder arthroplasty is usually required. This is why modern practice is shifting toward primary RSA for complex fractures because RSA outcomes are not dependent on tuberosity healing.

Shoulder Hemiarthroplasty for Acute Proximal Humerus Fracture - Exam Summary

High-Yield Exam Summary

References

  1. Boileau P, Krishnan SG, Tinsi L, et al. Tuberosity malposition and migration: reasons for poor outcomes after hemiarthroplasty for displaced fractures of the proximal humerus. J Shoulder Elbow Surg. 2002;11(5):401-412.

  2. Bufquin T, Hersan A, Hubert L, Massin P. Reverse shoulder arthroplasty for the treatment of three- and four-part fractures of the proximal humerus in the elderly: a prospective review of 43 cases with a short-term follow-up. J Bone Joint Surg Br. 2007;89(4):516-520.

  3. Gallinet D, Clappaz P, Garbuio P, et al. Three or four parts complex proximal humerus fractures: hemiarthroplasty versus reverse prosthesis: a multicenter, randomized, controlled study. Orthop Traumatol Surg Res. 2009;95(7):493-498.

  4. Greiner S, Kaab MJ, Haas NP, Bail HJ. Humeral head necrosis rate after fracture treatment with hemiarthroplasty. Orthopedics. 2008;31(11):1073-1077.

  5. Krishnan SG, Reineck JR, Bennion PD, et al. Shoulder arthroplasty for fracture: does a fracture-specific stem make a difference? Clin Orthop Relat Res. 2011;469(12):3317-3323.

  6. Mata-Fink A, Meinke M, Jones C, et al. Reverse shoulder arthroplasty for treatment of proximal humeral fractures in older adults: a systematic review. J Shoulder Elbow Surg. 2013;22(12):1737-1748.

  7. Neer CS 2nd. Displaced proximal humeral fractures. I. Classification and evaluation. J Bone Joint Surg Am. 1970;52(6):1077-1089.

  8. Robinson CM, Page RS, Hill RM, et al. Primary hemiarthroplasty for treatment of proximal humeral fractures. J Bone Joint Surg Am. 2003;85(7):1215-1223.

  9. Sebastiá-Forcada E, Cebrián-Gómez R, Lizaur-Utrilla A, Gil-Guillén V. Reverse shoulder arthroplasty versus hemiarthroplasty for acute proximal humeral fractures. A blinded, randomized, controlled, prospective study. J Shoulder Elbow Surg. 2014;23(10):1419-1426.

  10. Spross C, Platz A, Rufibach K, et al. The PHILOS plate for proximal humeral fractures--risk factors for complications at one year. J Trauma Acute Care Surg. 2012;72(3):783-792.