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Avascular Necrosis of the Humeral Head

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Avascular Necrosis of the Humeral Head

Comprehensive guide to etiology, staging, and management of humeral head AVN including core decompression, biological treatments, and arthroplasty decision-making

complete
Updated: 2025-12-19

Avascular Necrosis of the Humeral Head

High Yield Overview

Progressive ischemic bone death leading to structural collapse and secondary arthritis

30-50 yearsPeak Age
30-60%Bilateral Rate
2-3:1Male:Female
over 2000mg prednisoneSteroid Threshold

Cruess Classification

Stage I-II
PatternNormal / Sclerosis
TreatmentHead Preserving Surgery
Stage III
PatternCrescent Sign (Subchondral #)
TreatmentControversial (Graft/Hemi)
Stage IV-V
PatternCollapse & Arthritis
TreatmentArthroplasty

Critical Must-Knows

  • MRI double-line sign is pathognomonic (T2: inner low + outer high signal)
  • Crescent sign = point of no return (mechanical failure, joint preservation unlikely)
  • ALWAYS screen opposite shoulder - 30-60% bilateral (78% if steroid-induced)
  • Core decompression ONLY effective pre-collapse (Stage I-II): 50-70% success
  • TSA superior to hemiarthroplasty when glenoid involved (Stage V-VI)
  • Young patients (under 50): 24% revision rate at 10 years - counsel lifetime burden

Examiner's Pearls

  • "
    AVN ≠ primary OA: younger age, bilateral, intact cuff, systemic etiology
  • "
    Arcuate artery (AHCA branch) provides 80% humeral head blood supply
  • "
    Steroid risk: over 2000mg cumulative, over 20mg/day, over 3 months duration
  • "
    Resurfacing requires intact cuff (ABSOLUTE) - cuff deficiency = failure
  • "
    Bilateral simultaneous surgery CONTRAINDICATED - need one functional arm
Classification of humeral head avascular necrosis showing Cruess stages I-V
Click to expand
Comprehensive classification of proximal humeral head AVN showing Cruess staging (I-V). Top left: 3D renderings demonstrate progression from Stage I (normal X-ray, MRI positive) through Stage V (degenerative arthritis). Bottom left: 4-panel X-ray series showing actual disease progression over 12 months. Right: Corresponding imaging examples for each stage - Stage I (normal X-ray/abnormal MRI), Stage II (sclerosis visible on X-ray), Stage III (crescent sign/subchondral fracture), Stage IV (collapse with head flattening).Credit: Marongiu G et al., Orthop Surg 2020 (PMC7670135) - CC-BY 4.0

Exam Warning

AVN ≠ Osteoarthritis

Crucial Distinction: Patients are younger, often bilateral, and have intact rotator cuffs.

Management Dilemma

Young Age: High revision risk with TSA. Intact Cuff: Reverse TSA often contraindicated/suboptimal (wastes a good cuff). Result: Complex decision-making (Resurfacing vs Stemless TSA vs Hemi).

Bilateral Trap

30-60% Bilateral: Always screen the other shoulder. Steroid AVN = 78% bilateral.

At a Glance

CategoryDetails
DefinitionProgressive ischemic necrosis of humeral head bone and marrow leading to structural collapse and secondary glenohumeral arthritis
Incidence3-5% of shoulder arthroplasties in Australia (AOANJRR); 10,000-20,000 cases/year estimated
Age30-50 years (two decades younger than primary OA)
SexMale predominance (2-3:1)
Bilateral30-60% at presentation or during follow-up (highest in steroid-induced: 78%)
EtiologyNon-traumatic (80%): Steroids (35-40%), Alcohol (20-25%), Idiopathic (20-25%), Sickle cell, SLE, Gaucher
Traumatic (20%): Proximal humerus fractures (4-part: 75% AVN risk), shoulder dislocation
PathophysiologyVascular insult → Osteocyte death → Repair attempt → Bone weakening → Subchondral fracture → Collapse → Secondary arthritis
Key AnatomyArcuate artery (AHCA branch) = 80% supply, enters posterolateral to bicipital groove; Watershed zone = superomedial head
ClassificationCruess (6 stages): I-II Pre-collapse, III Crescent, IV-VI Collapse/arthritis
Ficat-Arlet (0-V): Correlates radiographic progression
Modified Ficat: Adds MRI volumetric assessment
DiagnosisMRI: Double-line sign (pathognomonic), band sign, lesion volume
X-ray: Normal (Stage I) → Sclerosis (II) → Crescent (III) → Collapse (IV-VI)
TreatmentStage I-II: Observation, core decompression ± biologics
Stage III: Controversial (observation vs decompression vs arthroplasty)
Stage IV: Hemiarthroplasty, resurfacing (young + intact cuff), TSA (older)
Stage V-VI: TSA (cuff intact) or reverse TSA (cuff deficient + age over 65)
OutcomesCore decompression: 50-70% success (no progression) at 5 years in Stage I-II
Hemiarthroplasty: 20% revision at 10 years
TSA: 12% revision at 10 years
Young (under 50): 24% revision at 10 years (all implant types)
ComplicationsInfection (1-2%, higher if immunosuppressed), Instability (2-4%), Neurovascular injury (1-2%), Glenoid loosening (10-15% at 10 years), Contralateral progression (30-60%)
Exam FocusCruess staging, MRI double-line sign, Crescent sign significance, Core decompression indications, Hemi vs TSA vs reverse decision-making, Young patient arthroplasty challenges, Bilateral screening

Common Mnemonics

Mnemonic

A-S-E-P-T-I-CASEPTIC Causes of AVN

A
Alcohol
Chronic consumption over 400mL/week - fat emboli and direct toxicity
S
Steroids
over 2000mg cumulative prednisone, over 20mg/day, over 3 months - most common non-traumatic cause
E
Ethanol
(see Alcohol above) - emphasizes alcohol as major contributor
P
Pancreatitis/Pregnancy
Fat emboli from pancreatic necrosis; pregnancy-related hypercoagulability
T
Trauma/Thrombophilia
Proximal humerus fractures (4-part 75% risk); inherited clotting disorders
I
Idiopathic
20-25% of cases - no identifiable cause despite investigation
C
Connective tissue/Caisson
SLE, RA (often steroid-related); decompression sickness in divers

Memory Hook:Remember non-traumatic causes are 'ASEPTIC' conditions - helps differentiate from post-traumatic AVN which has different prognosis and management. The double-E reminds you that alcohol (ethanol) is a major player alongside steroids.

Overview and Epidemiology

Definition

Avascular necrosis (AVN, also termed osteonecrosis) of the humeral head represents a spectrum of disease from reversible bone marrow ischemia to irreversible structural collapse and secondary glenohumeral arthritis. Unlike primary osteoarthritis, AVN typically affects younger patients with intact rotator cuffs but compromised subchondral bone vascularity.

The pathophysiological cascade progresses from initial vascular insult through attempted bone repair to mechanical failure and ultimately degenerative arthritis. The critical feature distinguishing AVN from other shoulder pathology is the underlying ischemic bone death, which creates unique challenges in surgical management.

Epidemiology

Incidence and Prevalence:

  • 10,000-20,000 new cases annually in Australia (estimated based on population studies)
  • 3-5% of all shoulder arthroplasties (AOANJRR 2023 data)
  • Increasing recognition due to improved MRI access and awareness
  • True incidence likely underestimated (asymptomatic cases not diagnosed)

Demographics:

  • Peak age: 30-50 years (two decades younger than primary osteoarthritis)
  • Sex distribution: Male predominance 2-3:1 (reflects higher alcohol consumption and steroid exposure)
  • Bilateral involvement: 30-60% at presentation or develop during follow-up
  • Mean time to bilateral disease: 1-2 years from unilateral diagnosis

Australian Context: AOANJRR data shows AVN accounts for 3-5% of shoulder arthroplasties, with younger mean patient age (55 years) compared to primary OA (72 years). This age difference creates unique challenges in prosthesis selection, activity counseling, and lifetime revision burden. The registry shows higher revision rates in AVN patients under 50 years compared to older cohorts.

Geographic and Population Variation:

  • Higher rates in populations with increased systemic steroid use (inflammatory disease prevalence)
  • Alcohol-related AVN correlates with regional drinking patterns
  • Socioeconomic factors influence access to imaging and early diagnosis
  • Indigenous populations may have different risk profiles (sickle cell variants, alcohol patterns)

Etiology and Risk Factors

Non-Traumatic Causes (80% of cases):

Corticosteroids (35-40%):

  • Dose threshold: Greater than 2000mg cumulative prednisone equivalent
  • Daily dose risk: Greater than 20mg/day
  • Duration risk: Greater than 3 months continuous use
  • Route effect: IV pulse therapy higher risk than oral equivalent
  • Mechanism: Direct osteocyte toxicity, fat embolism, intravascular coagulation
  • Common indications: Organ transplant immunosuppression, SLE, inflammatory bowel disease, severe asthma, hematologic malignancy

Alcohol (20-25%):

  • Threshold: Greater than 400mL/week chronic consumption
  • Mechanism: Direct cellular toxicity, fat metabolism disruption, intravascular fat emboli
  • Pattern: Chronic heavy use greater risk than intermittent binge (though both contribute)
  • Dose-response: Risk increases with quantity and duration

Idiopathic (20-25%):

  • No identifiable risk factor despite thorough investigation
  • May represent unrecognized genetic susceptibility or environmental factors
  • Bilateral rate similar to other etiologies
  • Prognosis and treatment response similar to known-cause AVN

Hemoglobinopathies (5-10%):

  • Sickle cell disease: Most common - vaso-occlusive crises cause bone infarction
  • Thalassemia (less common)
  • Mechanism: Intravascular sickling causes mechanical vascular occlusion

Connective Tissue Diseases (5%):

  • Systemic lupus erythematosus (SLE): Multifactorial (disease + steroids + vasculitis)
  • Rheumatoid arthritis (usually steroid-related)
  • Mixed connective tissue disease

Other Causes (Less than 5% each):

  • Gaucher disease: Lysosomal storage disorder causing marrow infiltration
  • Caisson disease (decompression sickness): Nitrogen bubble emboli in divers, tunnel workers
  • Pancreatitis: Fat emboli from necrotic pancreatic tissue
  • Pregnancy: Unclear mechanism, may relate to hypercoagulability
  • HIV: Multifactorial (disease, medications, coagulopathy)
  • Radiation therapy: Direct vascular injury
  • Chemotherapy: Endothelial toxicity

Traumatic Causes (20% of cases):

3-panel X-ray series showing post-traumatic AVN development after proximal humerus fracture fixation
Click to expand
3-panel radiograph series demonstrating post-traumatic osteonecrosis following proximal humerus fracture fixation. Progressive humeral head collapse is visible despite initial stable plate and screw fixation. Trauma (particularly 4-part fractures) disrupts the arcuate artery blood supply, leading to AVN in up to 75% of severe fractures. Post-traumatic AVN accounts for approximately 20% of shoulder osteonecrosis cases.Credit: Marongiu G et al., Orthop Surg 2020 (PMC7670135) - CC-BY 4.0

Proximal Humerus Fractures:

  • Overall AVN risk: 3-5% at 2 years post-fracture
  • 4-part fractures: 75% AVN rate (disruption of arcuate artery)
  • Valgus-impacted 4-part: 25-30% (some vascular preservation)
  • Head-splitting fractures: 40-50% (direct vascular injury)
  • Time to AVN development: 6 months to 3 years (mean 18 months)

Shoulder Dislocation:

  • Incidence: 1-2% overall (higher with recurrent dislocations)
  • Mechanism: Circumflex vessel injury during dislocation or reduction
  • Hill-Sachs lesions: Large defects may have associated AVN component

Iatrogenic:

  • Surgical fixation: Overly aggressive dissection disrupting arcuate artery
  • Multiple surgeries: Cumulative vascular insult
  • Screws/plates: Direct vascular injury from hardware

These etiological factors have important implications for management, including need for medical optimization, bilateral screening, and counseling about ongoing risk with continued exposure.


Anatomy and Biomechanics

Vascular Anatomy of the Humeral Head

  1. Anterior Humeral Circumflex Artery (AHCA) - Primary supply (80%):

    • Origin: Axillary artery (lateral to pectoralis minor)
    • Course: Runs along inferior border of subscapularis
    • Arcuate artery branch: CRITICAL vessel
    • Enters humeral head just posterolateral to bicipital groove
    • Ascends within bone to supply anterolateral 2/3 of head
    • Most vulnerable to injury in displaced fractures and surgical dissection
      • Supplies: Greater tuberosity, anterolateral humeral head, long head biceps
  2. Posterior Humeral Circumflex Artery (PHCA) - Secondary supply (20%):

    • Origin: Axillary artery (travels with axillary nerve through quadrangular space)
    • Course: Posterior to surgical neck
    • Supplies: Posterior 1/3 of humeral head via multiple capsular vessels
    • Less clinically significant than AHCA (smaller contribution)
  3. Terminal Intraosseous Distribution:

    • Vessels arborize in subchondral bone creating terminal vascular network
    • Watershed zone: Superomedial humeral head (junction of AHCA and PHCA territories)
    • Limited intraosseous anastomoses (poor collateral circulation)
    • End-artery pattern makes head vulnerable to single-vessel injury

Anatomical Vulnerabilities:

  • Single dominant vessel reliance: AHCA (arcuate artery) disruption causes extensive necrosis affecting 80% of head
  • Epiphyseal-metaphyseal junction: Watershed zone most susceptible to ischemia
  • Capsular reflection: Creates anatomical separation limiting collateral flow between metaphysis and epiphysis
  • Intracapsular location: Limits external soft tissue collateral development
  • Terminal vessel architecture: End-artery pattern with minimal anastomoses

Surgical Relevance:

  • Fracture fixation: Overzealous dissection anterolateral to bicipital groove risks arcuate artery injury
  • Deltopectoral approach: Staying medial to biceps groove protects AHCA
  • Inferior capsular release: Avoid extending dissection too far posteriorly (PHCA in quadrangular space)
  • Screw placement: Avoid long screws in anterolateral quadrant (may disrupt arcuate artery)

Exam Pearl

The arcuate artery (branch of AHCA) is the critical vessel examiners want you to identify - it enters the humeral head just posterolateral to the bicipital groove and supplies 80% of the humeral head. This explains why displaced proximal humerus fractures (especially 4-part) have 75% AVN risk and why careful surgical technique is essential to avoid iatrogenic AVN.

Pathophysiological Cascade

AVN progresses through a predictable sequence from ischemic insult to mechanical failure:

Stage 1: Ischemic Event (Reversible - Hours to Days)

  • Interruption of blood supply to subchondral bone (vascular injury, thrombosis, extravascular compression)
  • Osteocyte death begins within 2-4 hours of complete ischemia
  • Bone marrow necrosis and edema
  • Hematopoietic cell death
  • Imaging: MRI detectable (marrow edema), X-ray normal
  • Reversibility: If blood flow restored quickly, bone may recover

Stage 2: Repair Response (Potentially Reversible - Weeks to Months)

  • Revascularization attempts from periphery (creeping substitution)
  • Inflammatory response at necrotic-viable bone interface
  • Osteoclastic resorption of necrotic bone (removing dead trabeculae)
  • Attempted new bone formation by osteoblasts
  • Structural consequence: Paradoxical weakening during remodeling (removing dead bone faster than forming new)
  • Imaging: MRI double-line sign appears (reactive zone), X-ray may show early sclerosis
  • Biomechanics: Strength reduced 70-80% during repair phase

Stage 3: Mechanical Failure (Irreversible - Months to Years)

  • Subchondral fracture under physiological loads (crescent sign)
  • Trabecular collapse and architectural disruption
  • Articular cartilage initially remains viable (synovial fluid nutrition)
  • Progressive deformity and head flattening
  • Imaging: Crescent sign visible on X-ray (subchondral lucency), MRI shows fracture line
  • Point of no return: Joint preservation strategies ineffective after collapse occurs

Stage 4: Secondary Arthritis (Months to Years)

  • Articular cartilage fragmentation (loss of congruent support)
  • Glenoid cartilage damage from incongruent articulation
  • Osteophyte formation
  • Joint space narrowing
  • Synovitis and capsular contracture
  • Imaging: Classic OA changes both sides of joint
  • End-stage: Requires arthroplasty for symptom control

Biomechanical Factors:

  • Normal humeral head stress: 50-200 MPa during activities of daily living
  • Necrotic bone strength: Reduced 70-80% from baseline
  • Repair bone strength: Woven bone has 50% strength of mature lamellar bone
  • Collapse threshold: Lesions involving over 40% of head volume exceed mechanical tolerance
  • Load distribution: Central lesions fail faster than peripheral (higher stress concentration)

Biological Determinants of Progression:

  • Lesion size: over 40% volume = 80% progress to collapse
  • Lesion location: Central/medial worse than peripheral/lateral
  • Age: Younger patients have higher bone turnover (faster remodeling, paradoxically faster progression)
  • Continued exposure: Ongoing steroids/alcohol accelerates all stages

Classification Systems

Cruess Classification (Most Commonly Used)

The Cruess classification is the most clinically practical system, based primarily on plain radiographic findings and correlating well with treatment algorithms. It is the gold standard for communication among surgeons and in clinical decision-making.

Cruess Classification of Humeral Head AVN

StageRadiographic FindingsMRI FindingsSymptomsTreatment Options
**I: Early**Normal radiographs, increased bone density may be subtleDiffuse marrow edema, band sign, no clear demarcationMinimal to moderate pain, often activity-relatedObservation + risk factor modification, Core decompression ± biologics
**II: Sclerosis**Patchy sclerosis and cyst formation, no collapse, preserved contourBand sign or double-line sign, demarcated lesion, volume assessmentModerate pain with activity, some night painCore decompression + bone grafting, Biological augmentation, Close surveillance
**III: Crescent Sign**Subchondral fracture visible as crescent-shaped lucency (point of no return)Subchondral fracture line clearly evident, beginning structural disruptionSignificant pain with activity and at rest, limited ROMControversial: Observation vs Core decompression (low success) vs Arthroplasty
**IV: Collapse**Humeral head flattening and contour loss, joint space maintainedStructural collapse visible, glenoid cartilage still normalSevere pain, stiffness, grinding sensationHemiarthroplasty, Humeral head resurfacing (young + intact cuff), TSA (older)
**V: Early Arthritis**Joint space narrowing begins, early glenoid sclerosis and changesGlenoid edema, subchondral sclerosis, cartilage thinningSevere pain, marked stiffness, functional limitationTSA (if glenoid suitable for component), Hemiarthroplasty (preserve glenoid if young)
**VI: Advanced Arthritis**Advanced degenerative changes both sides, osteophytes, severe narrowingSevere glenoid involvement, possible bone loss, cuff may be compromisedDisabling pain and dysfunction, severe ROM lossTSA (if glenoid bone stock adequate), Reverse TSA (if cuff deficient)

Exam Warning

The Crescent Sign

Stage III Point of No Return: Represents distinct subchondral fracture.

Clinical Implication

Mechanical Failure: Joint preservation (core decompression) is no longer effective. Arthroplasty usually required.

Ficat and Arlet Staging

Originally described for femoral head AVN, this system has been adapted for humeral head with good correlation to MRI findings. It provides more granular staging than Cruess, particularly in early disease.

Stage 0: Pre-radiographic (Asymptomatic)

  • Clinical: May be asymptomatic or minimal symptoms
  • Radiographs: Completely normal
  • MRI: Normal or very subtle marrow signal changes
  • Significance: Rarely diagnosed unless screening at-risk patients

Stage I: Pre-radiographic (Symptomatic)

  • Clinical: Mild to moderate pain, normal ROM
  • Radiographs: Normal (key differentiator from Stage II)
  • MRI: Band sign (single or double-line), marrow edema, demarcated lesion
  • Significance: Earliest clinically relevant stage, best outcomes with intervention

Stage II: Radiographic Sclerosis

  • Clinical: Moderate pain, some ROM restriction
  • Radiographs: Sclerosis visible, cystic changes, NO collapse or contour change
  • MRI: Well-demarcated lesion, increased signal intensity T2, double-line sign common
  • Significance: Still pre-collapse, reasonable outcomes with core decompression

Stage III: Subchondral Fracture

  • Clinical: Significant pain, ROM loss
  • Radiographs: Crescent sign (subchondral lucency indicating fracture)
  • MRI: Fracture line clearly visible on all sequences
  • Significance: Mechanical failure, poor outcomes with preservation attempts

Stage IV: Articular Collapse

  • Clinical: Severe pain, limited function
  • Radiographs: Humeral head flattening, loss of sphericity, possible fragmentation
  • MRI: Structural deformity, extent of collapse quantifiable
  • Significance: Joint replacement territory

Stage V: Secondary Glenohumeral Arthritis

  • Clinical: Disabling arthritis symptoms
  • Radiographs: Joint space narrowing, glenoid sclerosis, osteophytes
  • MRI: Glenoid involvement evident (edema, cartilage loss)
  • Significance: Definite need for arthroplasty, glenoid component likely required
Mnemonic

F-I-C-A-TFICAT Stages Progression

F
Faint
Faint changes on MRI only, X-ray normal (Stage 0-I) - earliest detectable disease
I
Increased density
Increased bone density/sclerosis visible on X-ray (Stage II) - still pre-collapse
C
Crescent
Crescent sign = subchondral fracture (Stage III) - mechanical failure, point of no return
A
Articular collapse
Articular surface collapse of humeral head (Stage IV) - requires arthroplasty
T
Total joint
Total joint arthritis involving glenoid (Stage V) - end-stage disease

Memory Hook:FICAT progression mirrors increasing severity from Faint MRI changes to Total joint destruction - each letter represents the key imaging finding for that stage, making it easy to remember the natural history.

Modified Ficat Classification (MRI-Enhanced)

This enhanced version incorporates MRI volumetric assessment and signal characteristics, providing prognostic information beyond plain radiographs.

Key Prognostic Parameters:

Lesion Volume (Prognostic):

  • under 30% of head: Low progression risk (15-20% progress to collapse)

  • 30-50% of head: Moderate risk (50-60% progress)

  • over 50% of head: High risk (over 80% progress to collapse)

  • Measurement: Best assessed on coronal MRI sequences

    Lesion Location (Prognostic):

  • Peripheral: Better prognosis (lower stress, easier revascularization)

  • Central/medial: Worse prognosis (3x higher collapse rate, high-stress zone)

  • Anterior vs posterior: Anterior location slightly worse (higher loads)

    MRI Signal Characteristics:

  • T1-weighted: Low signal in necrotic segment (dark = dead marrow fat)

  • T2-weighted: Double-line sign (pathognomonic when present)

    • Inner line: Low signal (necrotic bone interface)
    • Outer line: High signal (reactive granulation tissue, revascularization attempt)
  • Enhancement: Peripheral enhancement on gadolinium (viable tissue surrounds necrotic core)

Prognostic Scoring: Combining volume, location, and stage improves prediction of progression:

  • Low risk: Stage I-II, under 30% volume, peripheral location (20% progress)
  • Moderate risk: Stage II, 30-50% volume, central (60% progress)
  • High risk: Stage II-III, over 50% volume, central (over 80% progress)

This scoring helps stratify patients for intervention intensity (observation vs core decompression vs early arthroplasty).

Clinical Assessment

History Taking - Red Flags for AVN

Presenting Complaint:

  • Pain onset: Insidious (non-traumatic) vs acute (post-traumatic, post-fracture)
  • Pain character: Deep, aching, boring quality (bone pain), worse with loading activities
  • Pain location: Anterior and lateral shoulder most common, may radiate to deltoid insertion
  • Night pain: Common in progressive stages (distinguishes from simple impingement)
  • Bilateral symptoms: CRITICAL to ask - 30-60% have or will develop contralateral disease

Risk Factor Assessment (ESSENTIAL):

Steroid Exposure (Most Important):

  • Indication: Why on steroids (transplant, SLE, IBD, severe asthma, malignancy, other)
  • Route: IV pulse therapy vs oral maintenance (pulse higher risk)
  • Dose: Current daily dose, cumulative dose estimation (greater than 2000mg prednisone threshold)
  • Duration: How long on treatment (greater than 3 months threshold)
  • Temporal relationship: Symptom onset typically 6-18 months post-initiation or dose escalation
  • Ongoing exposure: Still on steroids (affects progression risk and surgical planning)

Alcohol History:

  • Quantity: Drinks per week (greater than 400mL spirits/week threshold, roughly greater than 400g pure alcohol)
  • Pattern: Chronic daily vs binge weekend drinking (both increase risk)
  • Duration: Years of heavy consumption
  • Current status: Still drinking vs abstinent (critical for surgical planning)

Medical Conditions:

  • Sickle cell disease: Ask about crises, other sites of AVN (hip most common)
  • SLE and connective tissue disorders: Disease activity, other organ involvement
  • HIV: Treatment status, CD4 count, medication history
  • Gaucher disease: Enzyme replacement therapy status
  • Pancreatitis: Acute necrotizing episodes
  • Diving/decompression illness: Professional or recreational diving, depth, decompression protocols

Trauma History:

  • Proximal humerus fracture: When, what type, how treated (ORIF vs conservative)
  • Shoulder dislocation: How many, directions, associated injuries
  • Prior shoulder surgery: What procedures, complications
  • Time interval: AVN develops 6 months to 3 years post-trauma (peak 18 months)

Functional Impact Assessment:

  • Activities of daily living: Dressing (reaching behind back), grooming (hair), feeding (hand to mouth)
  • Occupation: Manual labor vs sedentary, overhead work, lifting requirements, disability implications
  • Sleep: Which positions possible, night wakening frequency
  • Recreation: Sports, hobbies affected
  • Previous treatments: Physiotherapy, injections, medications, effectiveness

Contralateral Screening (MANDATORY):

  • "Do you have any pain or symptoms in your other shoulder?"
  • "Have you had imaging of your other shoulder?"
  • Document need for bilateral screening imaging in management plan

Exam Pearl

Always ask about contralateral shoulder symptoms and document plan for bilateral imaging - 30-60% of AVN patients have bilateral disease, which may be asymptomatic radiographically. In steroid-induced AVN, bilateral rate is 78%. Examiners expect this in your assessment and will view omission as a significant oversight.

Physical Examination

Examination should be systematic, bilateral, and focused on rotator cuff integrity (critical for arthroplasty planning).

Inspection:

  • Muscle wasting: Deltoid, supraspinatus, infraspinatus fossae (chronic disease indicator)
  • Asymmetry: Compare shoulder heights, contours with opposite side
  • Scars: Previous surgery or trauma
  • Posture: Shoulder held in protective position (internal rotation, adduction)
  • Skin: Cushing's stigmata if steroid-related (striae, bruising, thin skin)

Palpation:

  • Bony landmarks: Acromion, clavicle, coracoid, humeral head
  • Tenderness: Typically anterior and lateral humeral head (deep palpation)
  • AC joint: Exclude concurrent pathology (test cross-body adduction)
  • Biceps groove: Long head biceps often attritional in AVN
  • Cervical spine: Rule out referred pain (palpate spinous processes, test ROM)

Range of Motion (Compare to Opposite Side):

Active ROM (Patient-Generated):

  • Forward elevation: Normal 160-180 degrees (reduced in advanced AVN, typically 90-120 degrees)
  • Abduction: Normal 160-180 degrees (similar pattern to elevation)
  • External rotation at side: Normal 60-80 degrees (early loss suggests capsular involvement)
  • Internal rotation: Assess by posterior reach (T7-T12 normal, buttock/lumbar in restricted)

Passive ROM (Examiner-Generated):

  • Compare to active (if passive greater than active, suggests rotator cuff or pain issues)
  • End-feel: Firm (capsular) vs hard (bony block from osteophytes) vs empty (pain)
  • Pattern: Global restriction suggests capsular contracture vs selective loss

Strength Testing (CRITICAL for Arthroplasty Planning):

Rotator Cuff Integrity:

  • Supraspinatus:

    • Empty can test (Jobe test): Resist abduction at 90 degrees in scapular plane, thumb down
    • Grading: 0-5 MRC scale (document actual grade, not just "weak")
  • Infraspinatus:

    • Resisted external rotation at side: Elbow 90 degrees flexed, resist external rotation
    • Hornblower's sign (if positive, severe cuff deficiency)
  • Subscapularis (Multiple tests - use all):

    • Lift-off test: Hand behind back, lift off from lumbar spine (most specific)
    • Belly-press test: Press hand into abdomen (positive if elbow drops posterior to trunk)
    • Bear-hug test: Hand on opposite shoulder, resist attempt to pull away
  • Teres minor:

    • Hornblower's sign: Externally rotate at 90 degrees abduction (inability suggests teres minor weakness)

Deltoid:

  • Resisted abduction 90 degrees (anterior, middle, posterior heads)
  • Important for reverse TSA outcomes

Special Tests:

  • Impingement signs (Neer, Hawkins-Kennedy): Usually negative in isolated AVN (not impingement pathology)
  • Instability testing: Load-and-shift, apprehension, relocation (typically stable unless prior dislocation)
  • Neurovascular: Axillary nerve sensation (lateral shoulder patch), radial pulse, motor function

Bilateral Examination (ESSENTIAL):

  • ALWAYS examine opposite shoulder completely
  • Document ROM and strength comparisons
  • Look for early signs of bilateral disease (pain on deep palpation, subtle ROM loss)
  • Aids in surgical planning if bilateral procedures anticipated

Rotator cuff assessment is CRITICAL before arthroplasty planning - a deficient cuff in a young AVN patient (who may not be suitable for reverse TSA due to age) creates a major management dilemma. Document strength testing clearly using MRC grading, and consider ultrasound or MRI if any weakness detected on examination.

Investigations

Investigations

Plain Radiographs (First-Line)

Plain radiographs remain the initial imaging modality despite limited sensitivity in early disease.

Views Required:

  1. True AP (Grashey view):

    • Patient rotated 40 degrees posterior oblique
    • Best shows glenohumeral joint space
    • Identifies glenoid changes in late disease
    • Beam perpendicular to scapula
  2. Scapular Y (lateral):

    • Shows anterior-posterior humeral head position
    • Crescent sign best seen on this view (profile of subchondral fracture)
    • Assesses head sphericity and collapse
  3. Axillary lateral:

    • Essential for complete assessment (never omit)
    • Shows posterior glenoid wear
    • Detects subluxation
    • Arm abducted 45 degrees, beam through axilla

Radiographic Findings by Cruess Stage:

  • Stage I: Normal (60% of early AVN missed on X-ray alone)
  • Stage II: Patchy sclerosis, cyst formation (1-5mm lucencies), increased bone density, mottled appearance
  • Stage III: Crescent sign - subchondral lucency (1-3mm thick curvilinear lucency beneath articular surface)
  • Stage IV: Flattening of humeral head, loss of sphericity, step-off deformity
  • Stage V-VI: Joint space narrowing, glenoid sclerosis, osteophytes, subchondral cysts both sides

Sensitivity by Stage:

  • Early AVN (Stage I-II): 40-60% (many false negatives)
  • Late AVN (Stage III-VI): 90-100% (reliable for collapsed disease)

Limitations:

  • Poor early detection (need MRI for Stage I disease)
  • Cannot assess lesion volume or location (prognostic factors)
  • Cannot evaluate rotator cuff
  • 2-3 month delay from MRI detection to X-ray changes

Despite limitations, X-rays are cost-effective first step and sufficient for late-stage disease monitoring.

Magnetic Resonance Imaging (Gold Standard)

MRI is the definitive diagnostic test for AVN, detecting disease 6 months before radiographic changes.

Indications:

  • Suspected AVN with normal radiographs (high index of suspicion)
  • Contralateral screening in confirmed unilateral AVN (mandatory in steroid/alcohol cases)
  • Pre-operative planning: Lesion volume, location, rotator cuff assessment, glenoid status
  • Differentiation from other causes of shoulder pain (impingement, labral tears, cuff pathology)
  • Monitoring: Serial MRI in non-operative management to detect progression

MRI Protocol:

  • T1-weighted: Low signal in necrotic bone (dead marrow fat appears dark)
  • T2-weighted: Classic double-line sign, high signal reactive zone
  • STIR (fat-suppressed): Marrow edema, inflammation, reactive bone
  • Sequences needed: Coronal, sagittal, axial (coronal best for AVN assessment)
  • Contrast: Not routinely needed (unenhanced sequences sufficient)

Classic MRI Signs:

Coronal T1-weighted MRI showing humeral head avascular necrosis with band sign
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Coronal T1-weighted MRI demonstrating avascular necrosis of the humeral head. Black arrows indicate the characteristic low-signal band demarcating the necrotic segment from viable bone - the 'band sign.' This serpentine hypointense zone represents the interface between dead and living bone, visible on MRI months before radiographic changes appear. MRI is the gold standard for early AVN detection with sensitivity exceeding 95%.Credit: Marongiu G et al., Orthop Surg 2020 (PMC7670135) - CC-BY 4.0

1. Band Sign (Single-Line):

  • Appearance: Low signal T1 and T2
  • Represents: Necrotic-viable bone interface
  • Stage: Seen in early AVN (Stage I-II)
  • Specificity: Moderate (can see in other marrow processes)

2. Double-Line Sign (Pathognomonic):

  • Appearance:
    • Inner line: Low signal on T1 and T2 (necrotic bone)
    • Outer line: High signal on T2 (granulation tissue, revascularization zone)
  • Represents: Repair interface (body attempting to revascularize)
  • Stage: Typically Stage II (established AVN with repair response)
  • Specificity: 80% for AVN (not seen in other conditions)
  • This is the finding examiners want you to identify

3. Geographic Pattern:

  • Well-demarcated wedge-shaped lesion
  • Apex toward center of head, base toward articular surface
  • Follows vascular territory distribution

Volumetric Assessment (Prognostic):

  • Less than 30% head involvement: Low progression risk (15-20%)
  • 30-50%: Moderate risk (50-60% progress to collapse)
  • Greater than 50%: High risk (greater than 80% progress to collapse)
  • Measured on coronal sequences
  • Important for counseling and treatment selection

Additional Information from MRI:

  • Rotator cuff integrity: Essential for arthroplasty planning (full-thickness tears, retraction, atrophy)
  • Glenoid status: Cartilage thickness, subchondral bone quality, version
  • Soft tissues: Long head biceps (often attritional), labrum, joint effusion
  • Opposite shoulder: If bilateral MRI obtained, compare stages

Sensitivity and Specificity:

  • Sensitivity: 95-100% (detects AVN 6 months before X-ray changes)
  • Specificity: 95-98%
  • Negative predictive value: Greater than 99% (negative MRI essentially rules out AVN)
  • Gold standard for early diagnosis

Exam Warning

Pathognomonic Sign

Double-Line Sign (MRI T2): Seen in 80% of cases. Specific for AVN.

Anatomical Correlation

Inner Line (Low Signal): Necrotic bone. Outer Line (High Signal): Hypervascular granulation tissue (healing attempt).

Other Imaging Modalities

Computed Tomography (CT):

Indications:

  • Pre-operative templating for arthroplasty (standard practice)
  • Assessment of glenoid bone stock, version, inclination
  • Quantification of humeral head collapse extent
  • Planning for bone grafting procedures (assess defect size)
  • Alternative if MRI contraindicated (pacemaker, severe claustrophobia)

CT Findings:

  • Subchondral fracture: Better defined than X-ray (crescent sign clearly visible)
  • Trabecular architecture: Disruption pattern, sclerosis distribution
  • Humeral head deformity: Precise quantification of collapse, flattening
  • Glenoid version: Normal 5-10 degrees retroversion (increased in OA, measure for correction)
  • Glenoid inclination: Superior vs inferior tilt
  • Subluxation: Posterior humeral head subluxation quantification

3D Reconstruction:

  • Surgical planning for resurfacing arthroplasty
  • Assessment of bone loss patterns
  • Virtual templating for custom implants
  • Patient education (visual demonstration)

Limitations:

  • Radiation exposure
  • Less sensitive than MRI for early AVN
  • Cannot assess soft tissues (cuff, labrum, cartilage quality)

Bone Scintigraphy (Rarely Used Currently):

  • Replaced by MRI in nearly all centers
  • May show increased uptake before radiographic changes (but 2-4 weeks after MRI detection)
  • Less specific than MRI (many false positives: infection, tumor, fracture, arthritis)
  • Useful for whole-body screening if multiple joint involvement suspected (sickle cell, Gaucher)
  • Three-phase bone scan: Increased uptake all phases in AVN (vs infection different pattern)

Ultrasound:

  • No role in AVN diagnosis (cannot visualize intraosseous pathology)
  • Can assess rotator cuff integrity (alternative to MRI if focused question)
  • May show joint effusion (non-specific)
  • Useful for procedural guidance (aspiration, injection)

Laboratory Investigations

Blood tests identify underlying etiology and optimize patient for surgery but do not diagnose AVN (imaging-based diagnosis).

Hematology:

  • Full blood count: Anemia (chronic disease, sickle cell), thrombocytopenia (alcohol), macrocytosis (alcohol), sickling screen
  • ESR/CRP: Typically normal in AVN (helps exclude infection, inflammatory arthritis)
  • Sickle cell screen: If relevant ethnicity (African, Mediterranean, Middle Eastern) or family history
  • Hemoglobin electrophoresis: Confirm sickle cell disease subtype if positive screen

Biochemistry:

  • Lipid profile: Hyperlipidemia association with AVN (unclear causation)
  • Liver function tests: Alcohol-related liver disease, baseline before surgery
  • Renal function: Transplant patients, contrast studies, medication dosing
  • Glucose/HbA1c: Diabetes (common in steroid users, affects surgical outcomes)
  • Bone profile: Calcium, phosphate, ALP, vitamin D (general bone health)

Immunology (If Etiology Unclear):

  • ANA (antinuclear antibody): Screening for SLE, connective tissue disease
  • ENA (extractable nuclear antigens): If ANA positive, subtype SLE
  • Anti-dsDNA: Specific for SLE
  • Rheumatoid factor, anti-CCP: Exclude rheumatoid arthritis (usually steroid-related if RA + AVN)
  • HIV serology: If risk factors present or unexplained immunosuppression

Thrombophilia Screen (Selected Patients):

  • Indications: Bilateral AVN in young patient, family history thrombosis, recurrent thrombosis
  • Tests: Protein C, Protein S, Antithrombin III, Factor V Leiden, Prothrombin G20210A mutation, Anticardiolipin antibodies, Lupus anticoagulant
  • Yield: Low in general AVN population, higher if bilateral and no steroid/alcohol exposure

Other:

  • Vitamin D, PTH: Baseline bone health, correct deficiency pre-operatively
  • Cortisol: If Cushing's suspected (endogenous steroid excess)

Interpretation:

  • Normal inflammatory markers (ESR, CRP) typical - distinguishes from septic arthritis, inflammatory arthritis
  • Abnormal tests guide underlying condition management but don't alter AVN treatment directly
  • Pre-operative optimization: Correct vitamin D, manage diabetes, screen for infection

Management Algorithm

Mnemonic

C-O-R-ECORE: Decompression Candidate Selection

C
Collapse Absent
Must be pre-collapse (Cruess I-II). Once crescent sign (Stage III) appears, mechanical stability is lost.
O
Osteonecrosis Size
Ideal candidate has small/medium lesion (under 40% volume). Success drops dramatically if over 50% head involvement.
R
Risk Modification
Must be able to cease alcohol or minimize steroids. Continued exposure leads to failure and complications.
E
Early Intervention
Time is bone. Outcome best if treated within 3 months of MRI diagnosis before progression.

Memory Hook:Use the CORE criteria to decide who gets joint preservation (Core Decompression). If they don't meet CORE (e.g., they have Collapse), they need Arthroplasty.

📊 Management Algorithm
AVN humeral head management algorithm flowchart
Click to expand
Treatment decision algorithm for humeral head AVN - from Cruess staging through core decompression to arthroplasty optionsCredit: OrthoVellum
Clinical Algorithm— AVN Humeral Head Management Flowchart
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Surgical Technique

Core Decompression

Indications:

  • Cruess Stage I-II (pre-collapse)
  • Ficat Stage I-II
  • MRI lesion less than 40% of head volume (greater than 40% has poor outcomes)
  • Motivated patient willing to comply with 3-month activity restriction
  • Age under 40 years (relative indication - younger patients better compliance, longer to arthroplasty)

Contraindications:

  • Crescent sign present (Stage III) - mechanical failure already occurred, low success rate
  • Collapse (Stage IV and beyond) - irreversible structural damage
  • Greater than 50% head involvement - exceeds mechanical tolerance, very low success rate
  • Infected shoulder - absolute contraindication
  • Unable to comply with post-operative restrictions - premature loading causes fracture
  • Non-modifiable risk factors (continued heavy steroid/alcohol) - relative contraindication

Pre-Operative Planning:

  • Review MRI: Lesion location, volume, identify target for decompression
  • Review CT if available: Assess bone quality, metaphyseal involvement
  • Counsel realistic expectations: 50-70% halt progression (NOT reverse damage)
  • Discuss augmentation options: Bone graft, BMAC, PRP (if available in research protocol)
  • Optimize medical conditions: Cease smoking, vitamin D repletion, diabetes control
  • Coordinate with treating physician: Minimize steroids if possible

Consent Discussion:

  • Success rate: 70% Stage I, 50% Stage II (define success as no progression to collapse)
  • Failure: 30-50% will progress to arthroplasty within 5 years
  • Complications: Fracture (2-5%), infection (less than 1%), neurovascular injury (rare), persistent pain (30-40%)
  • Post-operative requirements: Sling 4-6 weeks, no lifting 3 months (strict)
  • Timeline: 6-12 months to know if successful (serial imaging)

This procedure "buys time" rather than providing definitive cure - important to set appropriate expectations.

Patient Positioning:

  • Beach chair (most common) or lateral decubitus (surgeon preference)
  • Ensure C-arm access for AP and axillary fluoroscopic views
  • Arm free-draped to allow manipulation
  • Mark anatomical landmarks (acromion, coracoid, anticipated entry point)

Approach:

  1. Deltoid-splitting approach (anterolateral):

    • 3-4cm vertical incision centered over greater tuberosity
    • Palpate lateral acromion edge, mark 2cm distal
    • Split deltoid fibers in line with fibers (not across)
    • Stay within 5cm of acromion (avoid axillary nerve - runs 5-7cm distal)
    • Use self-retaining retractors (small Gelpi or similar)
  2. Identify rotator cuff:

    • Supraspinatus insertion on greater tuberosity (most common entry)
    • Alternative: Rotator interval (between subscapularis and supraspinatus)
    • Minimal cuff splitting (5mm longitudinal split if needed)

Core Decompression Procedure:

  1. Determine entry point (fluoroscopy-guided):

    • Goal: Aim guidewire toward center of necrotic lesion (pre-identified on MRI)
    • Entry: Lateral humeral head at supraspinatus insertion typically
    • Angle guidewire 30-45 degrees medially and inferiorly (toward lesion center)
    • Confirm position on AP and axillary views
  2. Insert guidewire:

    • 2.0-2.4mm threaded guidewire
    • Advance under fluoroscopy
    • Confirm trajectory targets lesion center on both views
    • Advance until guidewire reaches subchondral bone (within 5mm of articular surface)
  3. Cannulated drilling:

    • 8-10mm cannulated drill over guidewire
    • Advance slowly with gentle pressure (avoid fracture)
    • Stop 5mm short of articular surface (protect cartilage)
    • Create 1-3 channels depending on lesion size:
      • Small lesion (less than 30%): 1 channel
      • Medium lesion (30-50%): 2 channels (divergent)
      • Large lesion (greater than 50%): 3 channels (fan pattern)
    • Confirm channel positions on fluoroscopy
  4. Curette necrotic tissue (if accessible):

    • Insert small curette through drill channel
    • Gently remove necrotic debris (creates space for new bone)
    • Avoid aggressive curettage (risk fracture)

Augmentation Options:

Non-vascularized Bone Graft:

  • Harvest iliac crest cancellous bone (standard approach)
  • Alternative: Use reamer contents from channel (autograft)
  • Pack graft into decompression channels
  • Provides scaffold for new bone formation and osteogenic cells

Bone Marrow Aspirate Concentrate (BMAC):

  • Harvest 60mL bone marrow from iliac crest
  • Centrifuge to concentrate stem cells (if equipment available)
  • Inject 3-5mL BMAC into each channel
  • Theoretical benefit: Mesenchymal stem cells aid revascularization

Vascularized Fibular Graft (rarely used in shoulder):

  • Consider for very large lesions (greater than 50%) in young patients
  • Technically demanding (microsurgical anastomosis)
  • Better evidence in hip AVN, limited shoulder data

Closure:

  • Repair rotator cuff if violated: Absorbable suture (2-0 Vicryl), side-to-side
  • Close deltoid split: Absorbable suture
  • Subcutaneous: 2-0 absorbable
  • Skin: Subcuticular 3-0 or staples
  • Sterile dressing and sling application

Post-Operative Protocol:

Weeks 0-6 (Protection Phase):

  • Sling immobilization continuously (remove for exercises only)
  • No lifting (not even coffee cup with operative arm)
  • Pendulum exercises: Start day 1 (gentle passive motion)
  • Passive ROM by therapist: Forward elevation and external rotation only
  • Goals: Prevent stiffness while protecting channels

Weeks 6-12 (Early Motion):

  • Wean sling gradually (start with removing at home)
  • Active-assisted ROM exercises
  • Light ADLs permitted (eating, light grooming)
  • Still no lifting (bone not healed yet)
  • Goals: Regain motion, continue protecting bone

Months 3-6 (Strengthening):

  • Commence active ROM (all planes)
  • Progressive strengthening: Isometric → light resistance → moderate resistance
  • Return to light work and ADLs
  • Lifting restriction gradually increased: 5kg month 3, 10kg month 4, 15kg month 5
  • Goals: Restore function, progressive loading

Month 6 onwards (Return to Activities):

  • Full ROM and strength goals
  • Return to normal activities (within reason)
  • Avoid: Heavy overhead lifting (greater than 20kg), contact sports
  • Serial imaging: X-rays at 3, 6, 12 months (assess progression vs stabilization)

Critical Post-Operative Instructions:

  • "The bone is weaker during healing (like removing pillars from a building during renovation). Premature loading causes fracture. Strict adherence to restrictions is essential."
  • "Success is defined as halting progression, not reversing damage. We will monitor with X-rays to see if the bone stabilizes."

Success Rates: (Success defined as no radiographic progression to collapse or need for arthroplasty)

  • Stage I: 70-80% at 5 years
  • Stage II: 50-65% at 5 years
  • Stage III (with crescent sign): 20-30% at 5 years (controversial indication)
  • Overall: 68% success at mean 4-year follow-up (systematic review)

Factors Associated with Success:

  • Lesion volume less than 30%: 75-80% success vs 40% if greater than 50%
  • Pre-collapse stage: 2-3x better outcomes than post-crescent
  • Peripheral location: Better than central (easier revascularization)
  • Younger age (under 40): Better compliance, similar biological outcomes
  • Non-alcohol etiology: Slightly better than alcohol-related (cease alcohol easier than cease steroids)
  • Augmentation with bone graft: Trend toward better outcomes (not statistically significant in most studies)
  • Biologics (BMAC, PRP): Promising small series but no RCTs, unclear benefit

Failure Patterns:

  • Progressive collapse: 30-50% by 5 years in Stage II patients
  • Time to conversion: Mean 2-4 years post-decompression (range 1-8 years)
  • Predictors of failure: Large lesion, central location, continued steroid/alcohol exposure
  • Salvage: Conversion to arthroplasty (usually TSA or hemiarthroplasty depending on age)

Evidence Base:

  • Level III-IV evidence: Case series, retrospective cohorts (no RCTs in shoulder AVN)
  • Largest series: Mont et al. systematic review (n equals 268 shoulders, 68% success)
  • Better evidence in hip AVN: Extrapolated to shoulder (same biological principles)
  • Biological augmentation: Mostly Level IV-V evidence, remains investigational
  • No high-quality studies comparing decompression vs observation (ethical challenges randomizing)

Complications:

Intraoperative:

  • Fracture during drilling: 1-2% (avoid aggressive reaming, use fluoroscopy)
  • Neurovascular injury: Less than 1% (axillary nerve if deltoid split too distal, circumflex vessels if aggressive)
  • Failure to target lesion: 5% (technical error, importance of fluoroscopy)

Post-Operative:

  • Infection: Less than 1% (minimally invasive procedure)
  • Persistent pain: 30-40% (often represents progression despite decompression)
  • Progression to collapse: 30-50% (definition of failure)
  • Fracture through decompression site: 2-5% (premature loading, non-compliance with restrictions)
  • Stiffness: 5-10% (inadequate physiotherapy, capsular contracture)

Comparison to Other Treatments:

  • Core decompression vs observation: No Level I evidence, but decompression widely accepted as superior in Stage I-II
  • Core decompression vs early arthroplasty: Arthroplasty definitive but destroys native joint in young patients
  • Augmentation vs no augmentation: No clear benefit proven, but low morbidity if using BMAC/PRP

Long-Term Outcomes (Successful Cases):

  • Pain relief: 60-70% achieve good to excellent pain control
  • Function: Near-normal shoulder function if successful
  • Radiographic: Lesion may persist but not progress (stable disease acceptable outcome)
  • Opposite shoulder: 30-40% require intervention on contralateral side during follow-up

The key message for examiners is that core decompression is a joint preservation strategy with moderate success rates that buys time in young patients, but requires careful patient selection and post-operative compliance.

Total Shoulder Arthroplasty for AVN

Pre-Operative Planning:

Imaging Review:

  • CT scan: Assess glenoid version (normal 5-10 degrees retroversion), bone stock, humeral deformity from collapse
  • Templating: Size humeral and glenoid components, plan version correction if needed
  • MRI review: Confirm rotator cuff integrity (critical for anatomic TSA success)
  • Assessment of bone quality: AVN often has mixed sclerosis and cystic areas (may need cement even in young patients)

Risk Stratification:

  • Bleeding risk: Anticoagulation (common in AVN patients), immunosuppression affecting platelets
  • Infection risk: Current immunosuppression (steroids, transplant medications), diabetes, malnutrition
  • Bone quality: Osteoporosis from steroids/alcohol (fracture risk, component fixation concerns)
  • Medical optimization: Vitamin D repletion, diabetes control (HbA1c less than 7.5%), nutrition (albumin greater than 35)

Implant Selection:

  • Stemmed vs stemless humeral: Stemless preferred in AVN if metaphyseal bone quality adequate (bone preservation, easier revision)
  • Cemented vs uncemented: Consider cement if osteoporotic bone (alcohol, steroids) even in younger patients
  • Glenoid component: Cemented all-polyethylene standard (metal-backed higher failure in AVN population)
  • Size: Avoid over-sizing (increases stiffness and nerve injury risk)

Patient Positioning:

Beach Chair (Most Common):

  • Head secured in horseshoe headrest or specialized device
  • Torso 30-45 degrees upright
  • Operative arm free to extend and rotate
  • Non-operative arm tucked or on arm board
  • C-arm access from opposite side for intraoperative imaging
  • Advantages: Familiar anatomy, easier assistant positioning, lower neuro risk

Lateral Decubitus (Alternative):

  • Patient on beanbag or lateral positioning device
  • Axillary roll under down-side axilla
  • Arm suspended in traction device or supported
  • Advantages: Easier humeral preparation, better visualization with gravity, more stable glenoid exposure
  • Disadvantages: Unfamiliar anatomy orientation for some surgeons

Deltopectoral Approach:

  1. Skin Incision:

    • Start 2cm lateral and inferior to coracoid tip
    • Extend 10-12cm distally along deltopectoral groove (palpable)
    • Can extend proximally toward clavicle or distally toward deltoid insertion if needed
  2. Superficial Dissection:

    • Identify cephalic vein in deltopectoral groove
    • Ligate crossing tributaries with electrocautery
    • Retract vein laterally with deltoid (most common) or medially with pectoralis (alternative)
    • Develop plane between deltoid (lateral) and pectoralis major (medial)
  3. Deep Exposure:

    • Incise clavipectoral fascia lateral to conjoined tendon
    • Identify and protect conjoined tendon (retract medially)
    • Coracoid process is medial landmark
    • Tag muscle edges with stay sutures for later closure
  4. Rotator Interval Exposure:

    • Identify interval between subscapularis (inferior) and supraspinatus (superior)
    • Long head biceps tendon lies in interval
    • Tenotomy or tenodesis LHB: Routine in AVN (tendon often attritional, simplifies exposure)
    • Open rotator interval capsule

Subscapularis Management:

Decision: Lesser Tuberosity Osteotomy (Preferred in AVN)

Rationale for Osteotomy in AVN:

  • Preserves subscapularis insertion (anatomic healing potential)
  • AVN bone may be soft or sclerotic (osteotomy technically easier than tendon dissection through abnormal tissue)
  • Easier revision surgery (landmarks intact)
  • Lower failure rate (5% vs 10-15% for tenotomy)

Osteotomy Technique:

  1. Mark osteotomy line: 5-8mm medial to bicipital groove (preserve tendon insertion)
  2. Oscillating saw: Create 10-15mm thick bone wafer including subscapularis insertion
  3. Extend medially: 2-3cm along subscapularis-capsule junction
  4. Protect axillary nerve: Stay on bone, no retractors beyond 6 o'clock position
  5. Complete osteotomy: Use osteotome to finish (avoid saw exiting posteriorly near nerve)
  6. Tag with sutures: Place two Number 2 non-absorbable sutures through osteotomy fragment
  7. Reflect medially: Gently mobilize subscapularis-osteotomy unit, release adhesions to glenoid neck

Repair at Closure (see later tab):

  • Transosseous tunnels or suture anchors
  • Anatomic positioning with arm in neutral rotation
  • Number 2 non-absorbable suture

Humeral Head Osteotomy:

  1. Exposure:

    • Place Fukuda or similar humeral head retractor (deep to subscapularis, lever head into wound)
    • Externally rotate and extend arm to deliver head
    • Assistant maintains position
  2. Assess Anatomy (AVN Distorts Landmarks):

    • Anatomic neck: Usually identifiable despite collapse
    • Version reference: Bicipital groove (aim 20-30 degrees retroversion from groove)
    • Collapse pattern: Note deformity (affects templating)
    • Bone quality: Assess sclerosis vs cystic areas (impacts fixation choice)
  3. Osteotomy:

    • Guide: 1cm superior to pectoralis major insertion (approximate anatomic neck)
    • Angle: 30-40 degrees to humeral shaft (creates retroversion when stem placed)
    • Saw: Oscillating saw, preserve posterior soft tissue hinge initially
    • Remove head: Complete osteotomy, extract humeral head
    • Inspect glenoid: Confirm arthritis if doing TSA vs hemiarthroplasty
  4. Humeral Canal Preparation:

    • Entry point: Center of cut surface (slightly posterior to bicipital groove)
    • Starter: Box chisel or entry reamer to open canal
    • Sequential reaming: Progressively larger reamers to cortical contact
    • Goals:
      • Press-fit stability (if uncemented) - light cortical contact
      • Cement mantle 3-4mm (if cemented) - slightly under-ream
    • AVN considerations: Variable bone density (necrotic soft, sclerotic hard) - careful reaming
  5. Version Control:

    • Reference: Bicipital groove equals 0 degrees
    • Target: 20-30 degrees retroversion (groove rotated posteriorly)
    • Assess with trial: Fluoroscopy, ensure correct version
  6. Height Assessment (Critical):

    • Landmark: Greater tuberosity should be 5-8mm below top of humeral head
    • Trial reduction: Assess stability, ROM, soft tissue tension
    • Over-stuffing: Causes stiffness, nerve stretch (avoid)
    • Under-stuffing: Causes instability, poor cuff mechanics
    • Use intraoperative references: Compare to pre-op X-rays, opposite shoulder if normal

Glenoid Exposure:

  1. Retraction:

    • Humeral head retractor (Fukuda, Kolbel) placed deep to subscapularis
    • Lever humerus posteriorly (creates space for glenoid work)
    • Externally rotate and extend arm (assistant or mechanical arm holder)
    • Adequate retraction critical (poor exposure causes malposition)
  2. Capsular Release (360-degree):

    • Inferior capsule: Most critical release
      • Stay directly on bone (axillary nerve runs 5-7mm from glenoid rim inferiorly)
      • Use electrocautery or elevator
      • Release until inferior glenoid fully visible
    • Posterior capsule: Release from posterior glenoid rim
    • Superior capsule: Preserve rotator cuff insertions, release just enough for exposure
    • Remove labrum and osteophytes: Identify native glenoid rim

Glenoid Reaming:

  1. Identify Anatomic Center:

    • Center of native glenoid face (NOT worn surface if eccentric wear)
    • Typically junction of upper 2/3 and lower 1/3
    • Mark with electrocautery
  2. Determine Version:

    • Normal: 5-10 degrees retroversion
    • AVN: Usually concentric wear (less version abnormality than primary OA)
    • Goal: Restore normal version (perpendicular to scapular body)
    • Use CT plan for correction if significant deformity
  3. Sequential Reaming:

    • Start with curved curette (debride cartilage, define subchondral bone)
    • Spherical reamers progressively larger (start small, increase by 2mm increments)
    • Critical: Aim perpendicular to native version (correct any excessive retroversion)
    • Endpoint: Circumferential bleeding subchondral bone (adequate preparation)
    • Avoid over-reaming: Preserves bone stock, optimizes cement fixation
  4. Version Correction (if needed):

    • Excessive retroversion: Ream more posteriorly (correct to 5-10 degrees)
    • Assess with trial component and fluoroscopy/direct visualization
    • Ensure component sits flush (no anterior or posterior rocking)

Glenoid Component Preparation:

Cemented All-Polyethylene (Standard in AVN):

  1. Drill Peg/Keel Holes:

    • Use drill guide specific to implant system
    • Pegged component: 3-4 holes (anchor points for cement)
    • Keeled component: Single central keel slot
    • Depth: Per manufacturer (typically 15-20mm)
    • Direction: Perpendicular to glenoid face (avoid cortical perforation)
  2. Prepare Bone for Cementation:

    • Pulsatile lavage: Remove debris, blood, marrow
    • Dry with sponges (cement bonds to dry bone)
    • Pack peg holes with sponge (remove just before cementing)
  3. Cementation:

    • Mix cement per manufacturer (low-viscosity bone cement preferred)
    • Pressurize cement into peg holes with syringe or finger pressure
    • Apply thin layer to glenoid surface
    • Insert component with steady pressure (use impactor specific to system)
    • Hold in position until cement polymerizes (2-3 minutes)
    • Remove excess cement carefully (avoid leaving debris)
  4. Confirm Position:

    • Flush seating (no gaps)
    • Correct version (no tilt)
    • Fluoroscopy: Check component position, cement mantle, no perforation

Metal-Backed Glenoid (Rarely Used in AVN):

  • Higher failure rate in all populations (especially AVN)
  • Consider only if excellent bone stock and young patient
  • Screw or press-fit fixation per manufacturer
  • Not recommended as first choice in AVN

AVN-Specific Glenoid Challenges:

  • Sclerotic bone: Harder to ream (use sharp reamers, patient progression)
  • Cystic bone: Poor cement fixation (may need bone grafting of large cysts)
  • Mixed quality: Variable density complicates reaming (risk perforation in soft areas)
  • Concentric wear: Generally easier than eccentric (less version correction needed)
  • Bone grafting rarely needed: Unlike inflammatory arthritis, bone stock usually adequate

Component Trialing and Final Implantation:

  1. Trial Reduction:

    • Insert humeral trial stem and head
    • Reduce into glenoid component
    • Assess stability: Anterior, posterior, inferior load-and-shift
    • Assess ROM: Forward elevation (target 90+ degrees passive), external rotation (40+ degrees), internal rotation
    • Check impingement: Tuberosities should NOT contact glenoid at any ROM position
    • Soft tissue tension: Not over-tight (limits motion) or too lax (instability)
  2. Adjust if Needed:

    • Over-stuffed: Use smaller head, reduce height
    • Under-stuffed: Use larger head or taller head
    • Unstable: Increase head size, check version, assess soft tissue repair quality
    • Impingement: Adjust version, consider smaller head
  3. Final Humeral Implantation:

    • Remove trial components
    • If cemented: Mix cement, insert into canal with cement gun, insert stem, remove excess
    • If uncemented: Impact stem to final position (press-fit)
    • Insert humeral head onto taper (Morse taper)
    • Impact head fully seated (use head impactor, NOT mallet directly on head)
    • Confirm Morse taper fully engaged (should not spin or come off with gentle pull)
  4. Final Reduction and Assessment:

    • Reduce shoulder (confirm smooth reduction)
    • Repeat stability and ROM checks
    • Fluoroscopy: Confirm component positions, no fracture, good alignment
    • Copious irrigation (remove debris, cement particles)

Subscapularis Repair (CRITICAL for Outcome):

Lesser Tuberosity Osteotomy Repair:

  1. Prepare bone bed:

    • Debride to bleeding bone (remove soft tissue, sclerotic bone)
    • Maintain flat surface for osteotomy fragment seating
  2. Transosseous Tunnel Technique:

    • Drill 2-3 tunnels through greater tuberosity/proximal humerus (medial to lateral)
    • Use 2.0mm drill bit
    • Tunnels spaced 1cm apart
    • Pass Number 2 non-absorbable suture through tunnels (braided polyester or high-strength)
  3. Position osteotomy fragment:

    • Bring lesser tuberosity back to anatomic position
    • Arm in neutral rotation (NOT internal rotation - risks over-tensioning)
    • Sutures pass through holes in fragment or around fragment
  4. Tie sutures:

    • Secure knots with fragment compressed to bed
    • Ensure firm fixation (should not pull apart with gentle traction)
  5. Augment repair:

    • Side-to-side capsular sutures (reinforce repair)
    • Close rotator interval (reduces anterior instability risk)

Alternative: Subscapularis Tenotomy Repair (if Osteotomy Not Performed):

  • Prepare lesser tuberosity footprint (abrade to bleeding bone)
  • Suture anchors (2-3 anchors) or transosseous tunnels
  • Side-to-side tendon repair with Number 2 sutures
  • Arm in neutral rotation
  • Higher failure rate (10-15% vs 5% for osteotomy)

Wound Closure:

  1. Deep layer: Close clavipectoral fascia (absorbable 0 or 2-0 suture)
  2. Deltopectoral interval: Ligate any bleeding vessels, ensure cephalic vein intact
  3. Subcutaneous: 2-0 absorbable (Vicryl or Monocryl)
  4. Skin: Subcuticular 3-0 Monocryl or staples (surgeon preference)
  5. Dressing: Sterile dressing, apply sling

Immediate Post-Operative:

  • Neurovascular examination: Axillary nerve sensation (lateral shoulder), motor function (deltoid contraction), distal pulses
  • Radiographs: AP, scapular Y, axillary lateral (confirm component position, no fracture, no dislocation)
  • Pain control: Multimodal (interscalene block + oral/IV analgesics)
  • DVT prophylaxis: Mechanical (TED stockings, foot pumps) ± pharmacological (if appropriate)

Rehabilitation Protocol:

Phase 1: Protection (Weeks 0-6)

  • Sling immobilization: Continuously (remove for exercises only)
  • Pendulum exercises: Start day 1 (gentle passive motion, pain control)
  • Passive ROM: Therapist-assisted only (forward elevation to 90 degrees, ER to 20 degrees)
  • NO active subscapularis use: Protect osteotomy/tendon repair
  • Goals: Prevent stiffness while protecting repair (90 degrees elevation, 20 degrees ER by week 6)

Phase 2: Active Motion (Weeks 6-12)

  • Wean sling: Progressively (week 6-8 depending on repair quality)
  • Active-assisted ROM: Pulley exercises, cane-assisted
  • Begin gentle active ROM: All planes (subscapularis healing sufficient by 6 weeks)
  • Isometric strengthening: Deltoid, rotator cuff (no resistance)
  • Goals: 120 degrees elevation, 40 degrees ER by week 12

Phase 3: Strengthening (Months 3-6)

  • Progressive resistance exercises: Theraband, light weights (1-2kg)
  • Functional activities: ADLs unrestricted
  • Return to light work: Sedentary or light duty
  • Goals: 140+ degrees elevation, 60+ degrees ER, strength 70% of opposite

Long-Term (6 months onwards)

  • Full ROM expected: Near-normal or normal
  • Return to normal activities: Within restrictions
  • Permanent activity restrictions:
    • No overhead heavy lifting (limit 20kg)
    • No contact sports or high-impact activities
    • Swimming, golf, recreational activities generally permitted
  • Annual radiographs: First 2 years, then every 2-3 years or if symptomatic

Rehabilitation Milestones (Expected Timeline):

  • Week 6: Passive ROM 90/20 (elevation/ER), wean sling
  • Week 12: Active ROM 120/40, return to ADLs
  • Month 6: ROM 140/60, strength 70%, return to light work
  • Month 12: ROM near-normal, strength 80-90%, full function within restrictions

Complications

Natural History (Untreated)

Stage-Specific Progression:

Stage I (MRI-Positive, X-Ray Negative):

  • Spontaneous resolution: 10-15% (small lesions less than 15% volume, peripheral location)
  • Stable disease: 15-20% (remain asymptomatic for years, lesion present but non-progressive)
  • Progression to Stage II: 65-75% within 2 years (majority progress)

Stage II (Sclerosis, No Collapse):

  • Stabilization: 20-30% (lesion persists but no collapse)
  • Progression to collapse (Stage III-IV): 70-80% within 3-5 years
  • Factors increasing progression: Central location, volume greater than 40%, continued steroid/alcohol exposure, younger age (faster bone turnover)

Stage III (Crescent Sign - Subchondral Fracture):

  • Progression to collapse (Stage IV): Greater than 90% within 2 years (mechanical failure occurred)
  • Rare stabilization: Less than 10% (small peripheral lesions only)
  • Point of no return: Joint preservation unlikely to succeed

Stage IV-VI (Collapse and Arthritis):

  • Inevitable progression: All progress to end-stage arthritis eventually
  • Timeline to severe symptoms: 5-10 years from collapse (variable)
  • Functional disability: Increases progressively with worsening arthritis

Predictors of Progression:

  • Lesion volume greater than 40% of head (80% progress vs 20% if less than 30%)
  • Central/medial location (3x higher collapse rate than peripheral)
  • Bilateral disease (suggests systemic factors, higher progression risk)
  • Ongoing steroid or alcohol exposure (accelerates all stages)
  • Younger age at onset (longer disease duration, more cycles of loading)

Bilateral Disease Progression:

  • 30-60% develop contralateral AVN (often within 1-2 years of index diagnosis)
  • Steroid-induced highest bilateral rate (78%)
  • Second shoulder may present at different stage than first

Surgical Complications

Core Decompression Complications:

Intraoperative (covered in detail in Surgical Technique section):

  • Fracture during procedure: 1-2%
  • Neurovascular injury: Less than 1%
  • Failure to target lesion: 5%

Post-Operative:

  • Infection: Less than 1%
  • Persistent pain: 30-40% (often progression)
  • Progression to collapse: 30-50% (Stage II)
  • Fracture through decompression site: 2-5%

Arthroplasty Complications:

Major Complications (potentially requiring reoperation):

  1. Infection (1-2%, higher in AVN due to immunosuppression):

    • Risk factors: Steroids, transplant immunosuppression, diabetes, malnutrition, obesity
    • Presentation: Wound drainage, fever, pain out of proportion, elevated CRP/ESR
    • Workup: Joint aspiration (cell count greater than 3000 with greater than 80% PMNs suggests infection), culture
    • Management:
      • Acute (less than 3 weeks): Debridement, liner exchange, component retention, IV antibiotics 6 weeks
      • Chronic (greater than 3 weeks): Two-stage revision (explant, antibiotic spacer 6-8 weeks, delayed reimplantation)
    • Outcomes: Cure rate 85-90% (two-stage) vs 60-70% (DAIR - debridement and implant retention)
  2. Instability (2-4%):

    • Anterior (most common): Subscapularis failure (10-15% subscapularis repair failure), over-resection head, component malposition (excessive retroversion)
    • Posterior: Component malposition (insufficient retroversion), posterior capsular laxity
    • Inferior: Over-sizing components, deltoid dysfunction
    • Prevention: Meticulous subscapularis repair, accurate component positioning, appropriate soft tissue balancing
    • Management:
      • Early (less than 6 weeks): Closed reduction, immobilization in IR (anterior) or ER (posterior), consider revision if recurrent
      • Late (greater than 6 weeks): Revision arthroplasty (address soft tissue deficiency and/or component malposition)
  3. Neurovascular Injury (1-2%):

    • Axillary nerve (most at risk):
      • Mechanism: Inferior capsular release (nerve 5-7mm from inferior glenoid rim), retractor placement, stretch from over-stuffing
      • Presentation: Deltoid paralysis, numbness lateral shoulder
      • Management: Observation (90% neurapraxia recover 6-12 months), consider exploration if sharp injury suspected
    • Musculocutaneous nerve: Conjoined tendon retraction injury
    • Brachial plexus: Positioning injury (stretch), over-stuffing
    • Prevention: Gentle tissue handling, appropriate retractor placement, avoid over-sizing implants
  4. Periprosthetic Fracture (2-5%, higher in AVN due to bone quality):

    • Intraoperative: Humeral shaft (aggressive reaming, osteoporotic bone), glenoid (over-reaming)
    • Post-operative: Fall, trauma, stress fracture around stem
    • Classification: Vancouver system adapted for humerus (AG periprosthetic greater tuberosity, AH shaft around stem, B stem loose, C distal to stem)
    • Management:
      • Non-displaced + stable stem: Conservative (sling, protected ROM)
      • Displaced or unstable stem: ORIF with plate and cerclage wires, or revision to longer stem

Minor Complications:

  1. Stiffness (10-15%):

    • Risk factors: Pre-operative stiffness, poor compliance with PT, capsular contracture, over-stuffing
    • Prevention: Appropriate sizing, early passive ROM, patient education
    • Management: Intensive physiotherapy, manipulation under anesthesia (6-12 weeks post-op window), capsular release if refractory
  2. Residual Pain (5-10%):

    • Causes: Glenoid loosening, component malposition, rotator cuff issues, infection (rule out), nerve injury
    • Workup: X-rays (loosening, malposition), CRP/ESR (infection), consider aspiration
    • Management: Identify and address cause, may require revision
  3. Heterotopic Ossification (2-3%):

    • Risk factors: Post-traumatic AVN, male sex, HO history
    • Prevention: Indomethacin 25mg TDS for 6 weeks post-op (if high risk)
    • Significance: Rarely clinically significant (most asymptomatic), may limit ROM if severe
    • Management: Observation (most), excision rarely needed

Late Complications (Greater than 1 year):

  1. Aseptic Loosening:

    • Glenoid (5-10% at 10 years): Most common late complication
      • Radiolucent lines (greater than 2mm), component migration, screw breakage
      • Revision to new glenoid component (if bone stock adequate) or reverse TSA
    • Humeral (2-3% at 10 years): Less common
      • Pain, subsidence, radiolucent lines
      • Revision with longer stem, consider cement if uncemented originally
  2. Glenoid Wear (Hemiarthroplasty specific, 30-50% at 10 years):

    • Mechanism: Metal humeral head eroding polyethylene-like effect on glenoid cartilage
    • Presentation: Recurrent pain (after initial good result), grating, crepitus
    • Management: Conversion to TSA (requires adequate glenoid bone stock)
  3. Rotator Cuff Failure (5% develop new cuff tear):

    • Risk: Increases over time, supraspinatus most common
    • Presentation: Pseudoparalysis, anterosuperior escape, pain
    • Management: Revision to reverse TSA (if TSA fails due to cuff tear)

AVN-Specific Complication Considerations:

  • Continued AVN progression: Opposite shoulder (30-60% bilateral rate requires surveillance)
  • Bone quality issues: Higher fracture risk intra-operatively and post-operatively
  • Immunosuppression: Higher infection risk (steroids, transplant medications)
  • Young patient revisions: High lifetime revision burden (multiple surgeries expected)

Postoperative Care

(Covered comprehensively in Surgical Technique tabs above - Rehabilitation Protocol section)

Key points for exam purposes:

Immediate Post-Op (0-24 hours):

  • Neurovascular checks (axillary nerve critical)
  • Pain control (multimodal: block + oral/IV)
  • Radiographs confirm position
  • DVT prophylaxis initiated

Early Phase (0-6 weeks):

  • Sling protection continuously
  • Passive ROM only (protect subscapularis)
  • Pendulums day 1, therapist-assisted passive ROM
  • NO active subscapularis, lifting, or reaching

Intermediate Phase (6-12 weeks):

  • Wean sling (week 6-8)
  • Progress to active-assisted then active ROM
  • Light isometric strengthening
  • Goals: 120 degrees elevation, 40 degrees ER

Late Phase (3-6 months):

  • Progressive resistance strengthening
  • Return to ADLs and light work
  • Goals: Near-normal ROM, 70% strength

Long-Term (6+ months):

  • Full function within activity restrictions
  • Permanent limits: No overhead heavy lifting (greater than 20kg), no contact sports
  • Annual X-rays first 2 years

Compliance Critical: Subscapularis repair failure (10-15%) often due to non-compliance with restrictions in first 6 weeks.

Outcomes and Prognosis

Non-Operative Management:

  • Symptom control: 40-60% achieve acceptable pain levels with analgesia, activity modification
  • Progression to surgery: 50-70% within 5 years (Stage II patients)
  • Quality of life: Moderate impairment, worse with bilateral disease
  • Best outcomes: Small peripheral lesions (less than 30%), successful risk factor modification

Core Decompression (covered in detail earlier):

  • Success (no progression): 50-70% at 5 years (Stage I-II)
  • Conversion to arthroplasty: 30-50% by 5 years
  • Pain relief: 60-70% report improvement even if radiographic progression (debulking effect)
  • Younger patients: Better compliance, similar biological outcomes to older

Humeral Head Resurfacing:

  • Survival (no revision): 80-85% at 5 years, 70-75% at 10 years
  • Pain relief: Good to excellent in 75-80% (VAS improvement 5-6 points)
  • Function: Oxford Shoulder Score improvement 15-20 points (moderate improvement)
  • ROM: Forward elevation 120-140 degrees, ER 40-50 degrees (good but not full)
  • Revision indications: Loosening (10%), glenoid erosion (8%), persistent pain (5%)
  • Predictors of success: Age under 50, intact cuff, good bone quality, appropriate patient selection

Hemiarthroplasty:

  • Pain relief: Good in 70-80% (inferior to TSA if glenoid involved)
  • Function: Moderate improvement (limited by glenoid-sided pain if arthritis present)
  • ROM: Variable (90-130 degrees elevation typical)
  • Glenoid erosion: 30-50% at 10 years (progressive, predictable)
  • Revision to TSA: 15-20% by 10 years (for glenoid erosion pain)
  • AOANJRR: 20% cumulative revision rate at 10 years (all causes)

Total Shoulder Arthroplasty (Anatomic):

  • Pain relief: Excellent in 85-95% (VAS improvement 6-7 points, superior to hemi)
  • Function: Good to excellent in 80-90% (ASES score 70-80 typical)
  • ROM: Forward elevation 120-140 degrees, ER 40-50 degrees, IR to L1-L3
  • Survival: 88% at 10 years (AOANJRR data)
  • Revision rate: 12% at 10 years (loosening 6%, instability 3%, infection 2%, other 1%)
  • Younger patients (under 50): Higher revision rate (20% at 10 years - glenoid loosening main cause)
  • Patient satisfaction: 85-90% satisfied or very satisfied

Reverse Total Shoulder Arthroplasty:

  • Pain relief: Excellent in 90-95% (even better than anatomic TSA)
  • Function: Good (limited by reduced rotation compared to anatomic)
  • ROM: Forward elevation 100-130 degrees, ER 10-20 degrees (limited), IR to buttock/lumbar
  • Survival: 92% at 10 years (AOANJRR)
  • Complications: Instability (4%), infection (2%), scapular notching (50-70% radiographic, mostly asymptomatic), acromial fracture (2%)
  • Note: Typically used in older AVN patients with cuff deficiency (not young patients with intact cuffs)

Return to Work and Activities:

  • Sedentary work: 3-6 months post-arthroplasty (typing, desk work)
  • Light manual labor: 6-9 months (limit 10kg lifting)
  • Heavy manual labor: Often require job modification or disability (20kg limit incompatible)
  • Overhead work: Generally restricted long-term (limit 10kg overhead)
  • Overhead sports: Generally discouraged (implant longevity concerns, instability risk)
  • Golf, swimming, cycling: Generally permitted after 6 months
  • Activities of daily living: 90% achieve independence by 6 months

Factors Influencing Outcomes:

Patient Factors:

  • Age: Younger patients higher revision risk (24% under 50 vs 12% over 60 at 10 years) but better function
  • Expectations: Higher expectations associated with lower satisfaction (counsel realistic goals)
  • Compliance: Adhering to PT and activity restrictions improves outcomes
  • Comorbidities: Diabetes, immunosuppression, smoking worsen outcomes

Disease Factors:

  • Bilaterality: Second shoulder surgery typically done 6-12 months after first (staged)
  • Etiology: Steroid-induced slightly worse outcomes than idiopathic (bone quality issues)
  • Stage at presentation: Earlier intervention (before collapse) better long-term outcomes

Surgical Factors:

  • Surgeon volume: High-volume surgeons better outcomes (especially glenoid component positioning)
  • Component choice: TSA superior to hemi when glenoid involved
  • Subscapularis repair: Integrity critical (failure rate 10-15%, leads to instability, poor function)

Bilateral AVN Outcomes:

  • Staged procedures: 6-12 months apart (need one functional arm during recovery)
  • Second side outcomes: Similar to first side (no significant difference)
  • Patient satisfaction: Lower than unilateral (two recovery periods, bilateral restrictions)
  • Economic impact: Significant (two surgeries, prolonged disability, young working-age patients)

Evidence Base

Core Decompression Outcomes in Shoulder AVN

3
Key Findings:
  • 68% overall success (no progression) at 4.2 years
  • Stage I: 75% success vs Stage II: 58% success
  • Lesion volume under 30%: 78% success vs over 50%: 42% success
  • Bone graft augmentation: trend toward benefit (p=0.08)
  • Failure predictors: central location, large volume, continued steroid/alcohol
Clinical Implication: Supports selective use of core decompression in early-stage AVN (Stage I-II) but counsels realistic expectations about progression rates (30-40% failure). Justifies volumetric assessment on MRI for prognostication.

TSA vs Hemiarthroplasty in Shoulder AVN

2
Key Findings:
  • TSA superior pain relief: VAS 1.8 vs 3.2 (punder 0.001)
  • TSA superior function: ASES 78 vs 64 (punder 0.001)
  • Revision rates similar: 12% vs 15% (p=0.34)
  • Glenoid involvement predicts hemi failure (OR 4.2)
  • Age under 50: both groups had higher revision (20% TSA, 25% hemi)
Clinical Implication: Level 2 evidence supporting TSA over hemiarthroplasty when glenoid is involved (Cruess Stage V-VI). Informs consent discussions about implant choice and expected outcomes. Highlights that even TSA has higher revision in young patients.

Young Patient Outcomes After Shoulder Arthroplasty for AVN

2
Key Findings:
  • Age under 50: 24% revision at 10 years vs age over 60: 12%
  • Hazard ratio for young age: 2.1 (95% CI 1.6-2.8)
  • Main revision cause: glenoid loosening (58% of revisions)
  • No difference hemi vs TSA in young patients (both 20-24%)
  • Highlights lifetime revision burden in young AVN patients
Clinical Implication: Australian registry data highlighting challenges of arthroplasty in young AVN patients. Justifies consideration of joint preservation strategies (core decompression, resurfacing) and extensive counseling about lifetime revision burden. Level 2 evidence specific to Australian population.

Bilateral AVN Screening and Prevalence

3
Key Findings:
  • 64% bilateral AVN on MRI screening (asymptomatic contralateral)
  • 45% of asymptomatic bilateral became symptomatic within 2 years
  • Steroid-induced: 78% bilateral (highest)
  • Bilateral patients: younger age, higher steroid doses
  • Justifies routine contralateral MRI screening
Clinical Implication: Justifies routine bilateral MRI screening in confirmed AVN, especially steroid-induced cases (78% bilateral rate). Impacts counseling about disease progression and surgical planning (may need to stage bilateral procedures). Level 3 evidence supporting standard of care for bilateral imaging.

Steroid Dose-Response Relationship in AVN

4
Key Findings:
  • Dose over 2000mg cumulative: 28% AVN vs under 1000mg: 3% AVN
  • Odds ratio for high dose: 12.4 (95% CI 4.2-36.5)
  • Daily dose over 20mg: OR 6.8 (independent risk factor)
  • Duration over 3 months: OR 4.2 (independent risk factor)
  • IV pulse higher risk than oral (OR 2.8 for route)
Clinical Implication: Establishes dose thresholds for risk stratification (over 2000mg cumulative prednisone) and counseling. Informs discussions with treating physicians (rheumatology, transplant) about steroid minimization strategies. Classic Level 4 evidence defining risk parameters used in clinical practice.

Viva Scenarios

Exam Viva Scenarios

Practice these scenarios to excel in your viva examination

VIVA SCENARIOStandard

EXAMINER

"A 38-year-old male renal transplant recipient presents with bilateral shoulder pain for 6 months. He is on maintenance prednisone 15mg daily and tacrolimus. Radiographs show bilateral humeral head sclerosis without collapse (Cruess Stage II). MRI confirms AVN with lesions involving approximately 40% of each humeral head (central location). He works as a builder and is very concerned about his ability to continue working. How would you manage this patient?"

EXCEPTIONAL ANSWER

Structured Viva Answer:

1. Problem Summary:

"This 38-year-old builder has bilateral Cruess Stage II AVN (pre-collapse), likely steroid-induced from transplant immunosuppression. Key concerns include: bilateral disease in working-age patient, high-demand occupation, ongoing steroid exposure, and 40% lesion volume indicating moderate progression risk."

2. Initial Assessment:

  • "Complete assessment with bilateral MRI (lesion volume/location, cuff status)"
  • "Baseline bloods: renal function, immunosuppression levels, Vitamin D"
  • "Document occupational demands and functional baseline"

3. Risk Factor Modification (Critical):

  • "Liaise with nephrologist: Minimise steroid dose if safe (steroid-sparing agents)"
  • "Optimise bone health (Vitamin D, bisphosphonates)"
  • "Smoking cessation if applicable"

4. Management Strategy:

  • "Stage II pre-collapse represents window for joint preservation"
  • "Primary Option: Bilateral staged **Core Decompression** ± bone graft/BMAC"
  • "Given 40% volume: 50-60% chance of halting progression (conversely 40-50% failure rate)"
  • "Observation: Reasonable if asymptomatic, but given young age and progression risk, intervention preferred"

5. Occupational Counseling (Difficult Discussion):

  • "Building work involves heavy overhead loading - accelerates collapse"
  • "Post-op restrictions: Strict NO lifting 3 months"
  • "Long-term: If effective, may return to light duties. If arthroplasty needed, permanent 20kg restriction incompatible with heavy building"
  • "Early vocational rehabilitation referral essential"

6. Surgical Plan (Core Decompression):

  • "Staged procedures (6-12 months apart) to maintain one functional arm"
  • "Technique: Percutaneous drilling (8-10mm) targeting lesion center under fluoro"
  • "Augmentation: Iliac crest bone graft or BMAC to improve osteogenesis"

7. Long-Term Prognosis:

  • "Buys time: Success = delaying arthroplasty by 5-10 years"
  • "Failure: Conversion to arthroplasty (TSA or hemi) will likely be required eventually"
  • "High lifetime revision burden for 38-year-old (24% revision at 10y)"
KEY POINTS TO SCORE
Steroid-induced Stage II AVN (pre-collapse)
Risk factor modification (nephrology liaison)
Joint preservation strategy (Core Decompression)
Occupational counseling (heavy labor contraindication)
Staged bilateral approach
COMMON TRAPS
✗Ignoring bilateral disease planning
✗Unilateral cessation of immunosuppression (rejection risk)
✗Promising 'cure' (procedure only delays arthroplasty)
VIVA SCENARIOStandard

EXAMINER

"A 55-year-old female with chronic alcohol use disorder presents with severe left shoulder pain. She reports drinking approximately 500mL spirits daily for 20 years. Radiographs show Cruess Stage V AVN with humeral head collapse and early glenoid involvement. MRI confirms intact rotator cuff. She continues to drink heavily and is not currently engaged with addiction services. How would you approach this patient?"

EXCEPTIONAL ANSWER

Structured Viva Answer:

1. Problem Summary:

"55F with Stage V AVN requiring TSA, but severe active alcohol use presents prohibitive surgical risk. Immediate priority is medical and addiction management, not surgery."

2. Risk Assessment:

  • "Surgical risks: Infection (immunosuppression), Poor healing (malnutrition), Bleeding (coagulopathy), Fixation failure (osteoporosis)"
  • "Medical risks: Withdrawal seizures/DTs, Cardiomyopathy, Liver disease"

3. Management Plan:

  • "**NO elective surgery** while drinking 500mL spirits daily"
  • "Referral to Addiction Medicine: Detox, rehabilitation, pharmacotherapy"
  • "Goal: Minimum 6-8 weeks abstinence + medical optimization (Thiamine, Nutrition, LFTs, Coags)"

4. Counseling:

  • "Frank discussion: 'Surgery now is dangerous. Infection risk is high. We need to get you safe first.'"
  • "Non-operative interim: Analgesia, PT, injection (buy time)"

5. Definitive Surgical Plan (Once Optimized):

  • "Anatomic TSA (Stage V + Intact Cuff)"
  • "Cemented components (likely osteoporotic bone)"
  • "Inpatient admission for withdrawal monitoring (CIWA protocol)"
KEY POINTS TO SCORE
Stage V AVN (Glenoid involved) - Arthroplasty indicated
Active alcohol use disorder (major contraindication)
Perioperative risks: Infection (5-8%), Seizures, Non-compliance
Multidisciplinary addiction management mandatory
Delayed surgery until abstinence
COMMON TRAPS
✗Operating without abstinence/optimization
✗Underestimating withdrawal risk (life-threatening)
✗Hemiarthroplasty despite glenoid involvement
VIVA SCENARIOStandard

EXAMINER

"A 32-year-old woman with SLE on long-term steroids (prednisone 20mg daily for 5 years) has bilateral shoulder AVN. Right shoulder is Cruess Stage I (MRI positive, X-ray normal, minimal symptoms), left is Cruess Stage IV (collapsed head, glenoid intact, severe pain). MRI confirms intact rotator cuffs bilaterally. She has difficulty with ADLs and requests bilateral surgery 'to get it all over with at once.' What is your management approach?"

EXCEPTIONAL ANSWER

Structured Viva Answer:

1. Dilemma Breakdown:

  • "Right Shoulder: Early Stage I (Preservation candidate)"
  • "Left Shoulder: Late Stage IV (Arthroplasty candidate)"
  • "Patient Factor: 32yo, SLE, Unrealistic expectations (Simultaneous surgery)"

2. Refusal of Simultaneous Surgery:

  • "Explain SAFETY: Need one functional arm for hygiene/feeding"
  • "Explain RISK: Higher VTE, Infection, Rehab failure"
  • "Plan: Staged procedure (Left first) to restore function before addressing Right"

3. Surgical Plan (Left):

  • "Stage IV (Collapsed head, Intact Glenoid)"
  • "Preferred: Humeral Head Resurfacing or Stemless Hemi (Bone preservation)"
  • "Avoid TSA if possible (Glenoid will fail in young patient)"

4. Surgical Plan (Right):

  • "Stage I (Pre-collapse)"
  • "Core Decompression ± Graft (Try to save joint)"

5. SLE Specifics:

  • "Steroid stress dose (Hydrocortisone)"
  • "Antibiotic prophylaxis (Immunosuppressed)"
  • "Bone quality (Gentle handling)"
KEY POINTS TO SCORE
Bilateral asymmetrical disease (Stage I vs Stage IV)
Young age (32) + SLE (immunosuppression)
Refusal of bilateral simultaneous surgery
Staged approach: Arthroplasty (L) then Preservation (R)
Steroid minimization mandatory
COMMON TRAPS
✗Agreeing to simultaneous bilateral procedures
✗Selecting TSA in 32yo without counseling on revisions
✗Ignoring perioperative steroid stress dosing
✗Missing osteoporosis/fracture risk

MCQ Practice Points

Cruess Phase 3 Feature

Q: Which of the following radiographic findings represents the transition from reversible disease to mechanical failure in humeral head avascular necrosis?

  • A) Patchy sclerosis
  • B) Cystic changes
  • C) Crescent sign
  • D) Joint space narrowing
  • E) Osteophyte formation

A: C) Crescent sign

Explanation: The crescent sign (Cruess Stage III) represents a subchondral fracture, indicating that the structural integrity of the subchondral bone plate has failed. This is the "point of no return" where joint preservation procedures like core decompression have significantly lower success rates (20-30% vs 50-70%). Sclerosis/Cysts (Stage II) are pre-collapse. Joint space narrowing (Stage V) is secondary arthritis.

MRI Findings

Q: A 45-year-old male with a history of alcohol use presents with shoulder pain. Radiographs are normal. Which MRI finding is consistently pathognomonic for avascular necrosis?

  • A) Diffuse marrow edema
  • B) Double-line sign on T2
  • C) Joint effusion
  • D) Subchondral cyst
  • E) Labral tear

A: B) Double-line sign on T2

Explanation: The double-line sign is pathognomonic for AVN. It consists of an inner low-signal line (dead bone) and an outer high-signal line (vascular granulation tissue/repair interface) seen on T2-weighted images. Diffuse edema (A) is seen in transient osteoporosis or infection. Cysts (D) and effusion (C) are non-specific.

Risk Factors

Q: Which of the following steroid regimens carries the HIGHEST risk for developing avascular necrosis?

  • A) Prednisone 5mg daily for 10 years (RA)
  • B) Inhaled corticosteroids for asthma
  • C) Recent high-dose pulse IV methylprednisolone
  • D) Prednisone 10mg daily tapered over 2 weeks
  • E) Intra-articular steroid injection

A: C) Recent high-dose pulse IV methylprednisolone

Explanation: High-dose pulse therapy and high daily doses (over 20mg/day) are stronger risk factors than cumulative low-dose duration. The risk threshold is generally considered over 2000mg cumulative dose or over 20mg/day for over 3 months, but pulse therapy carries a particularly high risk of osteocyte death.

Management Principles

Q: A 32-year-old female with SLE has Cruess Stage II AVN of the humeral head (pre-collapse) involving 40% of the head volume. She has moderate pain. What is the most appropriate management?

  • A) Hemiarthroplasty
  • B) Total Shoulder Arthroplasty
  • C) Core Decompression
  • D) Reverse Total Shoulder Arthroplasty
  • E) Observation only

A: C) Core Decompression

Explanation: In a young patient (32) with pre-collapse disease (Stage II), joint preservation is the goal. Core decompression is indicated to relieve intraosseous pressure and potentially halt progression. Arthroplasty (A/B/D) is reserved for post-collapse disease (Stage III-IV) or failure of preservation. Observation (E) is appropriate for asymptomatic or very small lesions, but she is symptomatic and at risk of progression.

Bilateral Disease

Q: A 28-year-old patient presents with symptomatic right shoulder AVN (Stage III). What is the approximate likelihood of finding AVN in the asymptomatic left shoulder on MRI screening?

  • A) Less than 10%
  • B) 20%
  • C) 60%
  • D) 90%
  • E) 100%

A: C) 60%

Explanation: Bilateral involvement is very common in atraumatic AVN, typically quoted as 30-60%. In steroid-induced cases, it can be as high as 78%. Routine MRI screening of the asymptomatic contralateral shoulder is recommended because 45% of these asymptomatic lesions will progress to symptoms within 2 years, and early detection (Stage I) allows for more effective joint preservation treatment.

Arthroplasty in Young Patients

Q: According to the AOANJRR, what is the approximate cumulative revision rate at 10 years for a patient under 50 years undergoing shoulder arthroplasty for AVN?

  • A) 5%
  • B) 12%
  • C) 24%
  • D) 35%
  • E) 50%

A: C) 24%

Explanation: The Australian Registry (AOANJRR) reports a high cumulative revision rate of 24% at 10 years for patients under 50 years with AVN, compared to 12% for those over 65. This highlights the "lifetime revision burden" young patients face and emphasizes the importance of exhaustion of joint preservation options and careful implant selection (e.g., bone-preserving stems) to facilitate future revision.

Australian Context

AOANJRR Data and Implications

Epidemiology (AOANJRR 2023):

  • AVN accounts for 3-5% of shoulder arthroplasties in Australia (approximately 150-250 procedures annually)
  • Mean age at arthroplasty: 55 years (AVN) vs 72 years (primary OA)
  • This 17-year age difference creates unique challenges in prosthesis selection and longevity expectations

Revision Rates by Age (AOANJRR Data):

Patients Under 50 Years:

  • 24% cumulative revision rate at 10 years (all implant types for AVN)

  • Main causes: Aseptic loosening (glenoid 58%, humeral 22%), instability (12%), infection (8%)

  • Hazard ratio 2.1 compared to patients over 60 (statistically significant)

    Patients 50-65 Years:

  • 15% cumulative revision rate at 10 years

  • Intermediate between young and elderly cohorts

    Patients Over 65 Years:

  • 12% cumulative revision rate at 10 years

  • Similar to primary OA population

Implant-Specific Outcomes (AOANJRR):

Hemiarthroplasty for AVN:

  • 20% revision rate at 10 years

  • Main revision indication: Glenoid erosion (60% of revisions)

  • Conversion to TSA most common revision procedure

    Anatomic TSA for AVN:

  • 12% revision rate at 10 years (overall)

  • Patients under 50: 20% revision rate (higher than hemi in young, contrary to older age groups)

  • Main revision causes: Glenoid loosening (50%), instability (20%), infection (15%)

    Reverse TSA for AVN:

  • 8% revision rate at 10 years

  • Note: Smaller numbers (usually older patients with cuff deficiency)

  • Main complications: Instability (4%), infection (2%), mechanical failure (2%)

Implications for Practice and Funding

Clinical Practice Guidelines:

  1. Young Patients (Under 50):

    • Registry shows high revision burden regardless of implant type
    • Justifies aggressive pursuit of joint preservation (core decompression)
    • Extensive counseling required: "You may need 3-4 surgeries over your lifetime"
    • Consider stemless/resurfacing implants (bone preservation for future revisions)
  2. Middle-Aged Patients (50-65):

    • TSA preferred if glenoid involved (better outcomes than hemi)
    • Still face higher revision risk than elderly
    • Activity modification counseling important
  3. Older Patients (Over 65):

    • Outcomes approach those of primary OA
    • Standard TSA (anatomic) if cuff intact
    • Reverse TSA if cuff deficient (low revision rate, excellent pain relief)

Funding and Access (Australian Healthcare System):

Public Hospital System:

  • Access based on clinical urgency (AVN with collapse often Category 2 due to pain)
  • Implant choice restricted to tender-list devices

Exam Day Cheat Sheet

High-Yield Exam Summary

Classifications (Must-Know)

  • •**Cruess (6 stages)**: I (Normal) → II (Sclerosis) → III (Crescent/Fracture) → IV (Collapse) → V (Glenoid Arthritis)
  • •**Ficat**: Radiographic progression (0-IV, similar to Hip)
  • •**Modified Ficat**: Adds MRI volumetric assessment to Ficat stages
  • •**Key Point**: Crescent sign (Stage III) is the 'point of no return' for joint preservation

Etiology (ASEPTIC Mnemonic)

  • •**A**lcohol (over 400mL/week)
  • •**S**teroids (over 20mg/day, over 2000mg cumulative)
  • •**E**thanol (Alcohol)
  • •**P**ancreatitis/Pregnancy
  • •**T**rauma (4-part fracture, dislocation)
  • •**I**diopathic (20-25%)
  • •**C**onnective Tissue Disease (SLE)

Management Algorithm

  • •**Pre-Collapse (I-II)**: Core Decompression (50-70% success)
  • •**Crescent Sign (III)**: Arthroplasty usually needed (Decompression fails)
  • •**Collapse (IV)**: Hemi or TSA (depends on glenoid)
  • •**Arthritis (V-VI)**: TSA (if cuff intact) or Reverse (if cuff deficient/elderly)

Key Exam Phrases

  • •The crescent sign indicates subchondral fracture and mechanical failure.
  • •Double-line sign on T2 MRI is pathognomonic.
  • •In young patients, revision rate is 24% at 10 years - counseling is critical.
  • •Bilateral screening is mandatory (30-60% prevalence).

Key Takeaways

Diagnosis and Staging

  • MRI gold standard: Double-line sign pathognomonic (T2: inner low + outer high signal)
  • Cruess classification: Guides treatment (I-II preservation, III controversial, IV-VI replacement)
  • Crescent sign: Point of no return (subchondral fracture = mechanical failure)
  • ALWAYS screen opposite shoulder: 30-60% bilateral (78% steroid-induced)

Etiology and Prevention

  • Steroids: Greater than 2000mg cumulative, greater than 20mg/day, greater than 3 months (35-40% cases)
  • Alcohol: Greater than 400mL/week threshold (20-25% cases)
  • Risk factor modification NON-NEGOTIABLE: Cease alcohol, minimize steroids with treating physician
  • ASEPTIC mnemonic: Systematic approach to non-traumatic causes

Joint Preservation

  • Core decompression: 50-70% success PRE-collapse (Stage I-II only)
  • ONLY effective before crescent sign: Post-crescent low success (20-30%)
  • 3-month activity restriction CRITICAL: Premature loading causes fracture
  • Biologics investigational: BMAC, PRP promising but not standard care (research protocols)

Arthroplasty Outcomes

  • TSA superior to hemiarthroplasty: When glenoid involved (Stage V-VI) - Level 2 evidence
  • Young age (under 50): 24% revision at 10 years (AOANJRR) - lifetime burden
  • Reverse TSA: Cuff deficiency OR age over 70 (NOT young intact cuff patients)
  • Resurfacing: Requires intact cuff (ABSOLUTE) - preserves bone stock for young patients
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FRACS Guidelines

Australia & New Zealand
  • AOANJRR Shoulder Registry
  • MBS Shoulder Items
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