BERTOLOTTI SYNDROME (LSTV)
Lumbosacral Transitional Vertebra | Castellvi Classification | Symptomatic LSTV
CASTELLVI CLASSIFICATION
Critical Must-Knows
- LSTV = Lumbosacral Transitional Vertebra - sacralization of L5 or lumbarization of S1
- Castellvi classification based on transverse process morphology (I-IV, a/b for unilateral/bilateral)
- Type II (pseudoarticulation) most associated with symptomatic Bertolotti syndrome
- Pain sources: anomalous articulation, contralateral facet, above-level disc degeneration
- Diagnosis: Ferguson view X-ray, CT for bony detail, MRI for disc assessment
Examiner's Pearls
- "Named after Mario Bertolotti (1917) - Italian radiologist
- "May cause miscounting of vertebral levels - critical for surgical planning
- "Contralateral facet arthropathy common with unilateral LSTV
- "L4-L5 disc more commonly degenerates when L5 is sacralized (reduced motion at L5-S1)
Clinical Imaging
Imaging Gallery



Critical Bertolotti Syndrome Exam Points
Castellvi Classification
Type I: Dysplastic TP (≥19mm width). Type II: Incomplete fusion (pseudoarticulation). Type III: Complete fusion. Type IV: II on one side, III on other. Suffix a=unilateral, b=bilateral.
Pain Sources
Four pain generators: 1) Anomalous articulation itself (pseudoarthrosis), 2) Contralateral facet overload, 3) Above-level disc degeneration (especially L4-L5), 4) Extraforaminal nerve compression by enlarged TP.
Level Counting
Critical for surgery: LSTV can cause vertebral miscounting. Always use whole-spine imaging or identify C2 to count down. Operating on wrong level is a major medicolegal issue.
Treatment Approach
Injection first: Diagnostic/therapeutic injection into pseudoarticulation. Surgery: Resection of anomalous articulation, or fusion of L5-S1. Address above-level disc if symptomatic.
Castellvi Classification of LSTV
| Type | Description | Clinical Significance |
|---|---|---|
| Ia | Unilateral dysplastic TP (≥19mm) | Usually asymptomatic |
| Ib | Bilateral dysplastic TP | Usually asymptomatic |
| IIa | Unilateral pseudoarticulation | Most commonly symptomatic |
| IIb | Bilateral pseudoarticulation | Symptomatic, both sides may hurt |
| IIIa | Unilateral complete fusion | Contralateral facet/disc issues |
| IIIb | Bilateral complete fusion | Above-level disc disease |
| IV | IIa on one side, IIIa on other | Complex - address pseudoarthrosis side |
LSTV - Classification Types
Memory Hook:LSTV types progress from Large to Semi to Total fusion, Variable is mixed
PAIN - Sources of Bertolotti Pain
Memory Hook:PAIN sources help target treatment - identify the pain generator
COUNT - Level Identification
Memory Hook:COUNT carefully to avoid wrong-level surgery
Overview and Epidemiology
Bertolotti Syndrome refers to symptomatic low back pain caused by a lumbosacral transitional vertebra (LSTV). Named after Mario Bertolotti, an Italian radiologist who described the condition in 1917.
Definition:
A lumbosacral transitional vertebra is a congenital anomaly where the lowest lumbar vertebra (usually L5) has features of a sacral vertebra (sacralization), or the first sacral segment has features of a lumbar vertebra (lumbarization).
Epidemiology:
| Factor | Details |
|---|---|
| LSTV Prevalence | 4-35% (varies by population and definition) |
| Symptomatic rate | Only minority of LSTV are symptomatic |
| Age of presentation | Usually 20s-30s (younger than typical LBP) |
| Gender | No clear predominance |
Key Concept:
Not all LSTVs cause symptoms. Bertolotti syndrome specifically refers to symptomatic LSTV. The challenge is determining whether the LSTV is the pain generator in a patient with low back pain.
Sacralization vs Lumbarization
Sacralization = L5 takes on sacral characteristics (more common). Lumbarization = S1 takes on lumbar characteristics. Both can cause Bertolotti syndrome. The distinction is less important clinically than identifying whether the transition is symptomatic.
Anatomy of Lumbosacral Transition
Normal Lumbosacral Anatomy
L5 Vertebra:
- Largest vertebral body
- Short, broad transverse processes
- Wide intervertebral foramen
- Articulates with S1 via disc and facets
Sacral Ala:
- Lateral wing of S1
- Provides surface for SI joint
- Normal gap between L5 TP and sacral ala
LSTV Morphology
Type I - Dysplastic Transverse Process:
The transverse process is enlarged (≥19mm craniocaudal width) but does not articulate with the sacrum. This is considered a forme fruste of transitional vertebra.
Type II - Pseudoarticulation:
The enlarged transverse process forms a diarthrodial (synovial) joint with the sacral ala. This joint can develop degenerative changes similar to other synovial joints.
| Feature | Description |
|---|---|
| Joint space | Present between TP and sacrum |
| Cartilage | Articular cartilage present |
| Degeneration | Osteoarthritis can develop |
| Motion | Limited motion possible |
Type III - Complete Fusion:
The transverse process is completely fused to the sacral ala. No motion exists at this segment, concentrating stress at the level above.
Type IV - Mixed:
One side has pseudoarticulation (Type II), the other has complete fusion (Type III). This creates asymmetric biomechanics.
Biomechanical Implications
Motion Segment Changes:
When L5 is partially or completely incorporated into the sacrum, the L4-L5 disc becomes the functional lumbosacral junction. This disc experiences increased stress and is prone to early degeneration.
| Normal Spine | LSTV (Sacralized L5) |
|---|---|
| L5-S1 is lumbosacral junction | L4-L5 becomes functional junction |
| 5 mobile lumbar segments | 4 mobile lumbar segments |
| Load distributed normally | Concentrated at L4-L5 |
Contralateral Stress:
With unilateral LSTV (types a), the contralateral facet joint bears increased load due to asymmetric stiffness. This leads to contralateral facet arthropathy.
Pathophysiology
Embryology
Development:
LSTVs result from errors in vertebral segmentation during embryonic development. The HOX genes control segmentation of the axial skeleton. Mutations or variations in HOX gene expression can lead to transitional morphology.
Pain Mechanisms
Four Pain Generators:
Anomalous Articulation Pain
Mechanism: The pseudoarticulation between the enlarged transverse process and sacral ala is a true diarthrodial joint with articular cartilage. Over time, this joint develops degenerative changes.
Characteristics:
- Located at L5-sacrum junction
- Mechanical pain with loading
- May have inflammatory component
Diagnosis:
- Tenderness over pseudoarticulation
- Diagnostic injection provides relief
- CT shows joint degeneration
This is the primary pain generator in Type II LSTV and the target for injection or surgical treatment.
Natural History
Many LSTVs are asymptomatic and discovered incidentally. Symptomatic patients typically present in their 20s-30s, earlier than typical degenerative low back pain. The condition may wax and wane, with some patients having prolonged symptom-free periods.
Classification
Castellvi Classification (1984)
The Castellvi classification, described in 1984, remains the standard system for classifying LSTVs based on the morphology of the transverse process and its relationship to the sacrum.
| Type | Description | Subtype |
|---|---|---|
| I | Dysplastic TP ≥19mm width | a = unilateral, b = bilateral |
| II | Pseudoarticulation (incomplete fusion) | a = unilateral, b = bilateral |
| III | Complete osseous fusion | a = unilateral, b = bilateral |
| IV | Type II on one side, Type III on other | - |
Clinical Correlation
Dysplastic Transverse Process
Morphology: Enlarged transverse process measuring ≥19mm in craniocaudal dimension, but no articulation or fusion with the sacrum. Subtype Ia is unilateral, Ib is bilateral.
Clinical Significance: Usually asymptomatic and often an incidental finding on imaging. May be a predisposing factor for low back pain in some patients but generally considered a "forme fruste" (incomplete form) without clinical significance.
Management: Observation and reassurance. If symptomatic, consider other pain generators before attributing symptoms to Type I LSTV.
Level Identification
Critical Importance:
LSTV can cause confusion in vertebral counting. A sacralized L5 may be counted as S1, leading to wrong-level surgery.
Methods to Identify Correct Level:
- Whole-spine imaging - Count from C2 down
- Identify T12 - Last rib-bearing vertebra
- Iliac crest reference - Usually at L4 body
- Rib counting on CT - Count from T1 down
- Document clearly - Pre-operative planning essential
Wrong-Level Surgery Risk
LSTV is a common cause of wrong-level spinal surgery. Always use multiple methods to confirm vertebral level. Document the transitional anatomy in operative reports. Consider intraoperative confirmation with imaging.
Clinical Presentation
History
Pain Characteristics:
| Feature | Bertolotti Pattern |
|---|---|
| Location | Low back, may lateralize to side of LSTV |
| Character | Deep, aching, mechanical |
| Aggravating | Extension, rotation, prolonged standing |
| Age onset | Often 20s-30s (younger than typical DDD) |
| Radiation | May have L5 radicular symptoms if nerve compressed |
Important History Points:
- Duration and onset (often chronic, insidious)
- Previous imaging showing LSTV
- Failed treatments
- Radicular symptoms (suggests nerve involvement)
- Presence of leg symptoms (disc vs LSTV)
Physical Examination
Inspection:
- May have mild scoliosis (especially unilateral LSTV)
- Normal lumbar lordosis usually
Palpation:
- Tenderness over pseudoarticulation (lateral to midline)
- May be difficult to differentiate from SI joint tenderness
- Contralateral facet tenderness if overloaded
Range of Motion:
- Extension often painful
- Rotation to affected side may reproduce pain
- Flexion usually less painful
Neurological Examination:
- Usually normal
- If L5 radiculopathy: weak ankle dorsiflexion, altered sensation L5 dermatome
- Check for extraforaminal compression signs
Special Tests:
| Test | Technique | Significance |
|---|---|---|
| Single leg extension | Extension on one leg | Reproduces pain on affected side |
| FABER test | May be positive | Overlaps with SI joint testing |
| Straight leg raise | Usually negative | Positive suggests disc herniation |
Red Flags
Rule out serious pathology. Bertolotti syndrome should be mechanical pain without red flags.
Investigations
Imaging Protocol
X-ray (First Line):
| View | Purpose |
|---|---|
| AP Lumbar | Shows TP morphology, may see LSTV |
| Lateral | Disc heights, overall alignment |
| Ferguson view | Angled AP view (30-35°) - best for LSTV |
| Oblique | Facet joints, pars interarticularis |
The Ferguson view (AP with 30-35° cephalad tilt) provides the best visualization of the lumbosacral junction and LSTV.
CT Scan:
Best modality for bony detail of LSTV.
| Assessment | CT Findings |
|---|---|
| Castellvi type | Precisely defines type I-IV |
| Pseudoarthrosis | Joint space, sclerosis, cysts |
| Fusion | Complete vs incomplete |
| Nerve foramina | Extraforaminal stenosis |
MRI:
| Assessment | MRI Findings |
|---|---|
| Disc pathology | Degeneration, herniation at L4-L5 |
| Bone marrow edema | Active inflammation at pseudoarthrosis |
| Nerve root | Compression, inflammation |
| Facet joints | Effusion, degeneration |
Diagnostic Injection
Pseudoarthrosis Injection:
This is both diagnostic and therapeutic. Response to injection helps confirm LSTV as pain source.
Technique:
- CT or fluoroscopic guidance
- Needle into pseudoarticulation
- Inject local anesthetic and steroid
Interpretation:
- Greater than 50% relief = positive (LSTV is pain source)
- Partial relief = may have multiple pain generators
- No relief = consider other diagnosis
Other Injections:
- Facet injection (contralateral side) if facet suspected
- Selective nerve root block if radiculopathy
Laboratory Studies
Not typically required. If concern for inflammatory arthropathy, check:
- ESR, CRP
- HLA-B27 (spondyloarthropathy)
Management

Treatment Algorithm
Conservative Management (First Line):
| Intervention | Details |
|---|---|
| Activity modification | Avoid aggravating positions |
| NSAIDs | First-line pharmacotherapy |
| Physical therapy | Core strengthening, flexibility |
| Weight management | Reduce spinal loading |
Duration: Trial of 6-12 weeks before interventional treatment.
Injection Therapy:
Indications:
- Failed conservative management
- Diagnostic confirmation
- Therapeutic trial
Options:
- Pseudoarthrosis injection (primary target in Type II)
- Contralateral facet injection (if facet pain suspected)
- Selective nerve root block (if radiculopathy)
Surgical Management
Indications:
- Failed conservative and injection therapy
- Confirmed LSTV as pain source (positive diagnostic injection)
- Significant functional impairment
Surgical Options:
Anomalous Articulation Resection
Concept: Remove the enlarged transverse process and pseudoarthrosis, eliminating the pain generator while preserving motion.
Technique:
- Posterior or posterolateral approach
- Identify the enlarged transverse process
- Resect TP and pseudoarticulation
- Decompress L5 nerve if compressed
- No fusion required
Advantages:
- Motion-preserving
- Addresses primary pathology
- Less morbidity than fusion
Outcomes: 70-85% good to excellent results reported in appropriate patients with positive diagnostic injection.
Surgical Selection
For Type II LSTV with positive pseudoarthrosis injection, resection of the anomalous articulation is the preferred first-line surgical treatment. Fusion is reserved for failed resection, Type III with disc disease, or when instability is present.
Complications
Conservative/Injection Complications
Injection-Related:
- Infection (rare)
- Bleeding
- Nerve injury
- Steroid side effects
Surgical Complications
Resection:
- L5 nerve injury (proximity to pseudoarthrosis)
- Incomplete resection (recurrent pain)
- Instability (rare if technique appropriate)
- Wound complications
Fusion:
- Pseudarthrosis
- Hardware failure
- Adjacent segment disease
- Nerve injury
- Infection
Wrong-Level Surgery
This is a particular risk with LSTV due to difficulty in level counting.
Prevention:
- Whole-spine imaging pre-operatively
- Multiple methods to confirm level
- Intraoperative imaging confirmation
- Clear documentation of transitional anatomy
Evidence Base
Original Description
- First description of low back pain associated with lumbosacral transitional vertebra
- Recognized that anomalous anatomy could be symptomatic
- Established the eponymous syndrome
Castellvi Classification
- Developed radiographic classification for LSTV (Types I-IV)
- Type II (pseudoarticulation) most associated with disc herniation
- Provided standardized terminology for LSTV
LSTV and Disc Degeneration
- Disc degeneration more common at level above LSTV
- L4-L5 disc bears increased stress when L5 is sacralized
- Supports biomechanical theory of above-level degeneration
Surgical Outcomes of Resection
- Resection of anomalous articulation effective in selected patients
- 75% good to excellent outcomes with positive diagnostic injection
- Motion-preserving alternative to fusion
Exam Viva Scenarios
Practice these scenarios to excel in your viva examination
Young Adult with Low Back Pain and LSTV
"A 28-year-old office worker presents with 18-month history of left-sided low back pain. Pain is worse with prolonged standing and extension. Examination shows tenderness lateral to the midline at L5 level on the left. X-ray shows an enlarged left L5 transverse process articulating with the sacral ala."
Surgical Planning for Bertolotti Syndrome
"The same patient has failed 6 months of conservative management including physical therapy. Diagnostic injection into the left pseudoarticulation provided 85% pain relief for 3 weeks. CT confirms Type IIa LSTV with degenerative changes at the pseudoarthrosis. MRI shows mild L4-L5 disc degeneration but no herniation."
LSTV with Level Counting Challenge
"A 45-year-old woman is scheduled for L4-L5 discectomy for disc herniation. Preoperative MRI shows disc herniation at the lowest mobile disc level. However, her lumbar spine X-ray shows 6 lumbar-type vertebrae with the lowest one having an enlarged left transverse process articulating with the sacrum."
BERTOLOTTI SYNDROME (LSTV)
High-Yield Exam Summary
Definition
- •LSTV = Lumbosacral Transitional Vertebra
- •Sacralization of L5 or lumbarization of S1
- •Bertolotti syndrome = symptomatic LSTV
- •Named after Mario Bertolotti (1917)
Castellvi Classification
- •Type I: Dysplastic TP (≥19mm) - no articulation
- •Type II: Pseudoarticulation - MOST SYMPTOMATIC
- •Type III: Complete fusion to sacrum
- •Type IV: Type II + Type III (mixed)
- •Suffix a = unilateral, b = bilateral
Pain Sources (PAIN)
- •P = Pseudoarticulation (anomalous joint)
- •A = Arthrosis (contralateral facet)
- •I = Intervertebral disc (above level)
- •N = Nerve (extraforaminal L5 compression)
Diagnosis
- •Ferguson view X-ray (30-35° cephalad)
- •CT for bony detail and Castellvi typing
- •MRI for disc and soft tissue
- •Diagnostic injection confirms pain source
Treatment
- •Conservative first: PT, NSAIDs, activity modification
- •Injection: Pseudoarticulation (diagnostic/therapeutic)
- •Surgery: Resection for Type II, Fusion if disc disease
- •Must have positive diagnostic injection before surgery
Critical Points
- •Level counting essential - risk of wrong-level surgery
- •Count from C2 on whole-spine imaging
- •Document transitional anatomy clearly
- •Young patient presentation typical (20s-30s)
Australian Context
Bertolotti syndrome is managed in Australia according to established principles of conservative management first, followed by injection therapy and surgery for refractory cases.
Imaging:
CT and MRI for LSTV assessment are readily available through public and private radiology services. Ferguson view X-rays may need to be specifically requested.
Injection Therapy:
Diagnostic and therapeutic injections into the pseudoarticulation are performed by pain medicine specialists and interventional radiologists under CT or fluoroscopic guidance.
Surgical Management:
Surgical treatment including resection of anomalous articulation and lumbosacral fusion is performed at major spine surgery centers. Cases are often discussed at multidisciplinary meetings, particularly when level identification is challenging or multiple pain generators are present.
Wrong-Level Surgery:
Prevention of wrong-level surgery is a major focus of surgical safety in Australia. The RACS and hospital protocols require multiple confirmations of surgical level, particularly in patients with transitional anatomy.
References
- Bertolotti M. Contributo alla conoscenza dei vizi di differenzazione regionale del rachide con speciale riguardo all'assimilazione sacrale della V. lombare. Radiol Med. 1917;4:113-44.
- Castellvi AE, Goldstein LA, Chan DP. Lumbosacral transitional vertebrae and their relationship with lumbar extradural defects. Spine. 1984;9(5):493-5.
- Aihara T, Takahashi K, Ogasawara A, et al. Intervertebral disc degeneration associated with lumbosacral transitional vertebrae: a clinical and anatomical study. J Bone Joint Surg Br. 2005;87(5):687-91.
- Konin GP, Walz DM. Lumbosacral transitional vertebrae: classification, imaging findings, and clinical relevance. AJNR Am J Neuroradiol. 2010;31(10):1778-86.
- Jancuska JM, Spivak JM, Bendo JA. A review of symptomatic lumbosacral transitional vertebrae: Bertolotti's syndrome. Int J Spine Surg. 2015;9:42.