Cervical Facet Arthropathy
Axial Neck Pain | Diagnosis by Blockade | Radiofrequency Ablation Treatment
Diagnostic Criteria (Bogduk)
Critical Must-Knows
- Facet joints (Z-joints) are the most common source of chronic neck pain after whiplash.
- Pain is typically AXIAL and NON-RADICULAR (Referral zones exist but do not follow dermatomes).
- Degenerative changes on X-ray/CT do NOT correlate well with pain (False positives common).
- Diagnosis CANNOT be made by history/exam alone - requires Diagnostic Blocks (MBB).
- Treatment of choice for confirmed cases is Radiofrequency Neurotomy (RFA).
Examiner's Pearls
- "C2/3 Facet refers pain to the Occiput (Cervicogenic Headache).
- "C5/6 Facet refers pain to the shoulder/scapula.
- "Pain is worse with Extension and Rotation (Loading the facet).
- "Single block has a high false positive rate (30-40%) - hence double blocking is Gold Standard.
Clinical Imaging
Imaging Gallery

Diagnostic Pitfalls
Imaging Fallacy
Treat the patient, not the scan. Severe OA on X-ray does NOT mean the joint is painful. Normal joints CAN be painful (post-whiplash).
Radiculopathy Exclusion
Rule out radiculopathy. If arm pain > neck pain or neuro deficit present, the Nerve Root is the suspect, not the Facet.
False Positive Blocks
Placebo effect is high (30-40%). Sedation invalidates results. A Pain Diary is essential.
At a Glance
Facet Pain vs Discogenic Pain vs Radiculopathy
| Feature | Facet Joint (Z-Joint) | Discogenic Pain | Radiculopathy |
|---|---|---|---|
| Primary Pain | Neck (Axial) | Neck (Axial) | Arm (Radicular) |
| Aggravation | Extension / Rotation | Flexion / Loading | Extension / Spurling's |
| Referral | Somatic (Head/Scapula) | Somatic (Interscapular) | Dermatomal (Hand) |
| Deficits | None | None | Motor/Sensory Loss |
Mnemonics
FACETFacet Features
Memory Hook:Key clinical features.
SAME + ABOVEInnervation Rule
Memory Hook:Each joint has dual innervation. (e.g. C5/6 joint is supplied by C5 and C6 medial branches).
WADWhiplash Rule
Memory Hook:Epidemiology of facet trauma.
Pathophysiology and Mechanisms
Facet Joint Structure
- Synovial joint.
- Oriented at 45 degrees in the coronal plane.
- Resists anterior translation and rotation.
Innervation (Crucial for RFA)
- Each joint is innervated by the Medial Branch of the dorsal ramus.
- Dual Innervation: Each joint receives branches from the level above and the same level.
- Example: C4/5 joint is supplied by C4 and C5 medial branches.
- Exception: C2/3 joint is supplied by the Third Occipital Nerve (TON) and C2 medial branch.
Pain Referral Patterns (Bogduk Maps)
- C2/3: Occiput, Mastoid (Headache).
- C3/4: Upper neck.
- C5/6: Lower neck, Trapezius ridge, Acromion.
- C6/7: Scapula border.
Classification Systems
IASP / Bogduk Diagnostic Criteria
Classification relies on response to diagnostic blocks, not imaging.
- Possible Facet Pain: History and Exam suggestive. Imaging shows OA.
- Probable Facet Pain: Greater than 80% relief from a SINGLE Medial Branch Block (MBB).
- Definite Facet Pain: Greater than 80% relief from TWO comparative blocks (e.g. Lignocaine then Bupivacaine) on different occasions.
Clinical Assessment
History
- "Deep, aching, dull" pain.
- Worsened by looking up (hanging washing) or turning head (reverse parking).
- Morning stiffness common.
- History of MVA (Whiplash).
Examination
- Inspection: Normal alignment or mild torticollis.
- ROM: Restricted Extension and Rotation.
- Palpation: Paraspinal Tenderness over the facet line (2cm from midline). Deep pressure reproducing "the pain".
- Neurology: Must be NORMAL.
- Provocative Test: Extension + Rotation to the affected side ("Closing the door" on the facet).
Imaging and Investigations
Workup Protocol
- AP/Lat/Oblique.
- Look for: Joint space narrowing, sclerosis, osteophytes.
- "Shingle Sign": Visualizes facet alignment on lateral view.
- More sensitive for OA.
- Rule out fracture or lysis.
- Note: OA presence does NOT confirm pain source.
- Medial Branch Block (MBB).
- Injection of local anesthetic (Lignocaine/Bupivacaine) onto the nerve supply.
- Diagnostic Criteria: Greater than 80% pain relief for the duration of the anesthetic.
Management Algorithm

Surgical Technique
Radiofrequency Neurotomy (RFA)
- Indication: Positive response to TWO diagnostic blocks.
- Goal: Thermal coagulation of the medial branch nerve to interrupt pain signals.
- Mechanism: Heat (80-90°C) creates a lesion.
Technique:
- Placement: Electrode placed Parallel to the nerve (along the waist of the articular pillar).
- Why Parallel?: Electricity flows sideways. Placing the needle perpendicular ("Gun barrel") creates a smaller lesion and might miss the nerve.
- Testing:
- Sensory: 50Hz (Patient feels buzzing in neck).
- Motor: 2Hz (Look for multifidus twitch). Absence of arm twitch is critical (Rule out root stimulation).
- Lesioning: 90 seconds @ 80°C. Multiple lesions per nerve.
Outcomes:
- 60-80% of patients get relief.
- Duration: 9-12 months (nerve regenerates).
- Can be repeated.
Complications
| Complication | Risk | Note |
|---|---|---|
| Neuritis | Common (5%) | Burning pain (Sunburn feeling). Self-limiting (2-4 weeks). |
| Motor Nerve Injury | Rare | Drift of needle anteriorly hitting the Nerve Root. Avoid by Motor Testing. |
| Infection | Very Rare | Epidural abscess. |
| No Relief | 20-30% | Technical failure or Incorrect diagnosis (False pos block). |
Non-Operative Management
Physical Therapy
- Multimodal: Isometric strengthening, ROM, Scapular stabilization.
- Ergonomics: Workstation setup (monitor height).
- Psychology: CBT for chronic pain.
Medications
- NSAIDs.
- Neuropathic agents (Gabapentin/Pregabalin) - questionable efficacy for pure facet pain.
Postoperative Care
- Post-RFA:
- Ice packs for sore neck.
- Resume normal activity immediately.
- Physio to capitalize on the "Pain-free window".
Outcomes and Prognosis
- Natural History: Recurrent/Relapsing course.
- RFA Efficacy: Lord et al showed median relief of 260 days.
- Whiplash: Poorer prognosis if litigation ongoing, high baseline pain, or Catastrophizing.
Evidence Base
Prevalence of Facet Pain
- Double-blind controlled blocks in chronic whiplash patients.
- Identified facet joints as source in 60% of cases.
- Most common level: C2/3.
- Established the double-block paradigm.
Efficacy of RFA
- Review of RFA outcomes enforcing strict selection criteria.
- Success rate greater than 60% relief.
- Durability 10-12 months.
- Critical factor: Proper patient selection (double blocks).
Third Occipital Nerve Headache
- C2/3 facet joint pain refers to the head.
- Mediated by TON (Third Occipital Nerve).
- Distinct entity from Tension HA or Migraine.
- Responsive to RFA of TON.
Needle Placement Physics
- Parallel placement creates a larger lesion along the nerve.
- Perpendicular placement creates a donut lesion that the nerve might slip through.
- Use large gauge electrodes (16G-18G).
False Positive Rates
- Compared single block to double controlled blocks.
- False positive rate of single block was 27-40%.
- Explanation: Placebo, systemic absorption, spread to muscle.
Exam Viva Scenarios
Practice these scenarios to excel in your viva examination
Chronic Neck Pain
"45F, MVA 6 months ago. Chronic neck pain, worse looking up. MRI shows some degeneration C5/6. Physio failed. What is your approach?"
Cervicogenic Headache
"A patient complains of unilateral occipital headaches radiating from the neck. Worse with neck rotation. Which joint is culpable?"
MCQ Practice Points
Diagnosis
Q: What is the false positive rate of a single uncontrolled medial branch block? A: 30-40%. This is why dual blocks are required for definitive diagnosis.
Anatomy
Q: The C5/6 facet joint is innervated by which nerves? A: C5 and C6 medial branches. (Same level and level above).
Technique
Q: For maximum efficacy, how should the RFA electrode be placed relative to the nerve? A: Parallel. This maximizes the length of nerve captured in the thermal lesion.
History
Q: Which movement typically aggravates facet joint pain? A: Extension and Rotation. This mechanially loads the joint.
Complication
Q: What is the most common side effect of RFA? A: Post-neurotomy Neuritis (Sunburn sensation). Occurs in 5% of patients.
Australian Context
Whiplash
- Major burden on TAC (Victoria) and CTP schemes.
- "Common Law" claims often hinge on the diagnosis of a permanent injury. RFA is considered a treatment for a "permanent" condition (nerve damage/pain).
Public System Coverage
- Medial branch blocks and radiofrequency ablation procedures covered under public hospital system.
Epidemic
- Australia has high rates of whiplash chronicity compared to countries with 'no-fault' insurance, suggesting a pyschosocial element to recovery.
Exam Day Cheat Sheet
Facet Summary
High-Yield Exam Summary
Key Concepts
- •Axial Pain (No Radiculopathy)
- •Extension Loading pattern
- •MBB is gold standard diagnosis
- •Double block required
Anatomy
- •Dual Innervation (Same + Above)
- •C2/3 = Headache (TON)
- •C5/6 = Shoulder
- •Facet angles 45 deg
Treatment
- •Conservative first
- •RFA (Parallel placement)
- •Success = 9-12 months relief
- •No Fusion
- •Sensory + Motor Testing
Stats
- •60% of WAD patients
- •30% False Positive Rate (Single Block)
- •55% Chronic Neck Pain
- •F>M Prevalence
Image Manifest
- [1-preoperative-image-a-plain-radiograph-lateral-imag.png]: Lateral X-ray showing facet sclerosis
- [5-plain-radiographs-of-a-57-year-old-man-a-lateral-i.png]: Lateral spondylosis