Cervical Instability
Craniocervical and Subaxial Instability
Types of Cervical Instability
Critical Must-Knows
- ADI (Atlantodental Interval): Normal is less than 3mm adults, less than 5mm children.
- PADI (Posterior ADI): Less than 14mm indicates cord compromise risk.
- Powers Ratio: Ratio greater than 1 indicates anterior OC-C1 dislocation.
- White-Panjabi Criteria: Score of 5 or greater indicates subaxial instability.
- RA patients: Must screen for AAI before anesthesia/intubation.
Examiner's Pearls
- "ADI greater than 3mm in adults is abnormal
- "PADI less than 14mm predicts poor neurological outcome
- "Powers ratio: BC/OA (greater than 1 = anterior dislocation)
- "Always screen RA and Down syndrome patients
- "Harms technique: C1 lateral mass + C2 pedicle screws
Clinical Imaging
Imaging Gallery


Critical Measurements
ADI Thresholds
Adult: less than 3mm is Normal. Child: less than 5mm is Normal. Reflects transverse ligament integrity.
Cord Risk (PADI)
less than 14mm: Critical threshold for cord compromise. PADI is more prognostic than ADI.
OC-C1 Dislocation
Powers Ratio > 1: Anterior dislocation. BDI > 12mm: Abnormal Basion-Dens Interval.
Subaxial Instability
Translation: greater than 3.5mm. Angulation: greater than 11 degrees. (White-Panjabi Criteria)
Craniocervical
Primary Stabilizer
RA AAI Prevalence
Down Syndrome AAI
At a Glance
Cervical instability refers to abnormal motion between vertebrae that may cause neurological compromise, occurring at the craniocervical junction (OC-C1-C2) or subaxially (C3-C7). Key measurements include the ADI (less than 3mm adults, less than 5mm children) reflecting transverse ligament integrity, PADI less than 14mm indicating cord compromise risk, and Powers ratio greater than 1 for anterior OC-C1 dislocation. Rheumatoid arthritis patients have 25-80% prevalence of atlantoaxial instability and require preoperative screening before anesthesia. White-Panjabi criteria (score ≥5) diagnose subaxial instability. Surgical stabilization (e.g., Harms technique C1 lateral mass + C2 pedicle screws) prevents neurological deterioration.
ADI Values - AC/DC
Memory Hook:AC/DC - Adult 3, Child 5, Danger at 14 (Cord)
White-Panjabi Criteria - PADS
Memory Hook:PADS - 5 Points And you have instability (greater than 5 = unstable)
OC-C1 Measurements - POB
Memory Hook:POB - Powers, Occipital, Basion: Key craniocervical measurements
Overview/Epidemiology
Cervical instability is defined as abnormal motion of the cervical spine that results in neurological compromise, incapacitating pain, or structural deformity under physiological loads.
Epidemiology:
- Trauma: Most common cause overall - MVA, falls, sports
- Rheumatoid arthritis: 25-80% develop AAI over disease course
- Down syndrome: 15-20% have AAI on screening radiographs
- Congenital: Os odontoideum, basilar invagination, occipitalization of C1
- Tumors/Infections: Destabilize through bone destruction
Clinical Significance:
- OC-C1 dislocation has 70% pre-hospital mortality
- Untreated AAI can progress to myelopathy and quadriplegia
- Early recognition and stabilization prevents neurological decline
Anatomy
Upper Cervical Anatomy (OC-C1-C2):
Bony Structures:
- Occiput: Occipital condyles articulate with C1 lateral masses
- Atlas (C1): Ring-shaped, no vertebral body, lateral mass articulations
- Axis (C2): Odontoid process (dens) is the pivot for rotation
- C1-C2 articulation: Allows 50% of cervical rotation
Ligamentous Stabilizers:
- Transverse ligament: Primary restraint to anterior C1 translation
- Alar ligaments: Limit rotation and lateral bending
- Apical ligament: Connects dens tip to basion
- Tectorial membrane: Extension of PLL, covers dens posteriorly
- Cruciate ligament: Transverse + vertical bands
Subaxial Anatomy (C3-C7):
Stabilizing Structures:
- Anterior: ALL, disc, vertebral body
- Middle: PLL, posterior disc, posterior body
- Posterior: Facet capsules, ligamentum flavum, interspinous ligaments
Denis Three-Column Model applies but White-Panjabi criteria more specific for cervical.
Pathophysiology
Mechanisms of Instability:
Traumatic Instability
Mechanism:
- High-energy trauma causes ligamentous disruption or fracture
- Flexion-distraction injuries disrupt posterior ligaments
- Extension injuries disrupt anterior structures
- Rotation and lateral bending cause facet injuries
Patterns:
- OC-C1 dislocation: Usually fatal; survivors have tectorial membrane disruption
- Odontoid fractures: Type II most common, highest nonunion rate
- Hangman's fracture: Bilateral C2 pars fracture
- Facet dislocations: Unilateral (25% subluxation) or bilateral (50% subluxation)
All traumatic cervical instability requires urgent assessment and immobilization.
Neurological Compromise Mechanism:
The spinal cord at C1-C2 level is approximately 10mm in diameter. The canal normally provides approximately 20mm of space.
Steel's Rule of Thirds at C1:
- 1/3 dens
- 1/3 cord
- 1/3 space (buffer)
When PADI (space available for cord) drops below 14mm, cord compression becomes likely. Myelopathy results from:
- Direct mechanical compression
- Vascular compromise (anterior spinal artery)
- Dynamic cord impingement with flexion/extension
Classification
Upper Cervical Instability (OC-C1-C2)
Occipitoatlantal (OC-C1) Dislocation:
- Type I: Anterior dislocation (most common in survivors)
- Type II: Longitudinal distraction
- Type III: Posterior dislocation
Atlantoaxial Instability (C1-C2):
- Anterior subluxation: ADI greater than 3mm (most common)
- Posterior subluxation: Rare, associated with dens fracture
- Rotatory subluxation: Fielding-Hawkins Types I-IV
- Lateral translation: Associated with Jefferson fracture
Fielding-Hawkins Rotatory Subluxation:
- Type I: Rotatory fixation without anterior shift
- Type II: Rotatory fixation with 3-5mm anterior shift
- Type III: Rotatory fixation with greater than 5mm shift
- Type IV: Rotatory fixation with posterior shift
Upper cervical instability patterns determine surgical approach and fusion levels.

Clinical Presentation
History:
- Mechanism of injury (trauma)
- Neck pain, especially with motion
- Myelopathic symptoms: weakness, numbness, gait disturbance
- Electric shock sensation with flexion (Lhermitte's sign)
- History of RA, Down syndrome, or connective tissue disorder
Physical Examination:
Neurological Assessment
Upper Motor Neuron Signs (Myelopathy):
- Hyperreflexia
- Hoffmann sign positive
- Ankle clonus
- Babinski sign positive
- Spastic gait
- Inverted radial reflex
Motor Examination:
- Test all myotomes C5-T1
- Assess grip strength
- Intrinsic hand muscle wasting
Sensory:
- Dermatomal assessment
- Proprioception (posterior columns)
- Cape-like sensory loss (central cord)
Gait:
- Spastic, wide-based
- Difficulty with tandem walking
A thorough neurological assessment is essential before any manipulation or reduction.
Investigations
Imaging Protocol:
Plain Radiographs
Standard Views:
- AP, lateral, open mouth odontoid
- Flexion-extension laterals (supervised, if neurologically intact)
Key Measurements:
| Measurement | Normal | Abnormal |
|---|---|---|
| ADI (adult) | Less than 3mm | Greater than 3mm |
| ADI (child) | Less than 5mm | Greater than 5mm |
| PADI | Greater than 14mm | Less than 14mm |
| Powers Ratio | Less than 1 | Greater than 1 |
| BDI | Less than 12mm | Greater than 12mm |
| BAI | Less than 12mm | Greater than 12mm |
Powers Ratio (BC/OA):
- BC = basion to posterior C1 arch
- OA = opisthion to anterior C1 arch
- Greater than 1 = anterior OC-C1 dislocation
- Less than 0.7 = posterior dislocation
Flexion-extension views are essential but should only be done with supervision if patient is neurologically intact.

Management

Pre-operative Planning:
- RA patients need pre-op rheumatology optimization
- Stop biologics/DMARDs as directed
- Airway plan with anesthesia (awake fiberoptic if severe instability)
- Prepare for prone vs lateral positioning
- Have halo available if needed for intra-op traction
Non-operative Management
Indications:
- Stable injuries (White-Panjabi less than 5)
- Asymptomatic RA with minimal ADI increase
- Asymptomatic Down syndrome with AAI on screening
- Patient unfit for surgery
Treatment:
- Rigid cervical collar (Miami J, Aspen)
- Activity modification
- Serial imaging to monitor progression
- Neurological monitoring
Duration:
- 6-12 weeks for stable injuries
- Indefinite monitoring for RA/Down syndrome
Limitations:
- True instability rarely heals without surgery
- High failure rate for type II odontoid in elderly
Conservative management is rarely definitive for true cervical instability.
Complications
Perioperative Complications
Neurological:
- Cord injury (rare, less than 1%)
- Root injury (C2 - occipital numbness)
- Worsening myelopathy
Vascular:
- Vertebral artery injury (2-4% with C1-C2 screws)
- May be asymptomatic if contralateral dominant
- Cerebellar stroke if bilateral injury
Airway:
- Post-op swelling and airway compromise
- Delayed extubation often needed
- Consider ICU monitoring
Positioning:
- Pressure sores (prone positioning)
- Brachial plexus injury
- Peripheral nerve injury
Careful attention to positioning and monitoring minimizes perioperative complications.
Complication Prevention:
- Pre-operative CT angiography for vertebral artery dominance
- Neuromonitoring (SSEPs, MEPs) intraoperatively
- Meticulous technique with anatomical landmarks
- Appropriate collar immobilization post-op
Evidence Base
- Established subaxial instability criteria
- Combined clinical and radiographic checklist
- Score of 5 or greater indicates clinical instability
- C1 lateral mass + C2 pedicle screw technique
- Fusion rate greater than 95%
- Safer than transarticular screws for vertebral artery
- PADI less than 14mm predicts poor neurological outcome in RA
- PADI more prognostically useful than ADI alone
- Early surgery before neurological decline improves outcomes
- AAI prevalence 15-20% in Down syndrome on screening X-rays
- Majority are asymptomatic
- Recommend screening before high-risk sports
- Goel-Harms technique widely adopted globally
- Fusion rates exceed 95%
- Lower vertebral artery injury than transarticular approach
- Morphology, DLC, neurological status scoring
- Score greater than 4 suggests surgical treatment
- Score less than 4 suggests non-operative treatment
Viva Scenarios
Practice these scenarios to excel in your viva examination
RA Patient with Neck Pain and Myelopathy
"55-year-old female with 20-year history of rheumatoid arthritis presents with progressive neck pain, electric shock sensation down her spine when flexing her neck, and difficulty with fine motor tasks in her hands. She is on methotrexate and a TNF-inhibitor. How would you assess and manage this patient?"
This patient likely has **atlantoaxial instability (AAI)** from rheumatoid arthritis, given her Lhermitte's sign and hand dysfunction suggesting myelopathy.
Assessment:
- Full neurological exam - document myelopathic signs (hyperreflexia, Hoffmann's, gait)
- Lateral cervical flexion-extension X-rays - measure ADI (abnormal if greater than 3mm) and PADI (critical if less than 14mm)
- CT cervical spine - bony detail, rule out vertical settling
- MRI cervical spine - assess pannus, cord compression, cord signal change
Management:
- If PADI less than 14mm or symptomatic myelopathy, surgical stabilization is indicated
- Pre-op: Rheumatology consult to optimize disease control, stop biologics 2-4 weeks pre-op
- Anesthesia consult - plan for awake fiberoptic intubation given cervical instability
- Surgery: Posterior C1-C2 fusion using Harms technique (C1 lateral mass screws + C2 pedicle screws)
Down Syndrome Pre-Sport Screening
"Parents of a 12-year-old boy with Down syndrome bring him for clearance to participate in school gymnastics. They have heard about neck problems in Down syndrome. How do you approach this?"
This is a common clinical scenario. Children with Down syndrome have a 15-20% prevalence of atlantoaxial instability due to ligamentous laxity and dens hypoplasia.
Assessment:
- History: Any neck pain, torticollis, neurological symptoms (weakness, gait changes)
- Examination: Full neurological exam, check for myelopathic signs
- Imaging: Lateral cervical X-ray with flexion-extension views - measure ADI
- Normal ADI in children: less than 5mm
Management:
- If asymptomatic and ADI less than 5mm: Can participate in sports with activity modification
- Avoid high-risk activities: diving, gymnastics floor exercises, contact sports
- If ADI greater than 5mm but asymptomatic: Restrict from high-risk activities, annual monitoring
- If symptomatic or ADI greater than 10mm: Surgical stabilization indicated
Trauma - Suspected OC-C1 Dislocation
"24-year-old restrained driver involved in high-speed head-on MVA. GCS 15, complaining of severe neck pain. Initial trauma CT shows 'possible craniocervical dissociation'. How do you assess and manage?"
Occipitoatlantal (OC-C1) dislocation is often fatal at scene. Survivors need urgent stabilization to prevent catastrophic neurological deterioration.
Immediate Management:
- Maintain cervical immobilization - rigid collar, sandbags
- Do NOT apply traction - can cause distraction injury
- Full ATLS assessment for associated injuries
Imaging Review - Key Measurements:
- Powers Ratio (BC/OA): greater than 1 = anterior OC-C1 dislocation
- Basion-Dens Interval (BDI): greater than 12mm = abnormal
- Basion-Axis Interval (BAI): greater than 12mm = abnormal
- Condyle-C1 Interval (CCI): greater than 2mm = abnormal
Management:
- MRI: Assess ligamentous injury, cord status
- If craniocervical dissociation confirmed: Surgical stabilization indicated
- Technique: Occiput to C2 posterior fusion (may extend to C3 if needed)
- Consider halo for temporary immobilization while optimizing patient
Subaxial Instability - Facet Dislocation
"32-year-old male dove into shallow water and now has severe neck pain and bilateral arm weakness. X-ray shows C6 anterolisthesis on C7. How do you manage this patient?"
This patient has a likely bilateral facet dislocation at C6-C7 with incomplete spinal cord injury (arm weakness suggests central cord component).
Initial Management:
- Immobilize in rigid collar
- Complete neurological assessment and document (ASIA score)
- CT cervical spine - confirm facet dislocation, assess for fractures
- MRI - assess cord compression, disc herniation, cord signal change
Key Decision - MRI First:
- Obtain MRI before reduction to rule out disc herniation
- If large disc herniation, may need anterior discectomy before posterior reduction
- If no significant disc, can proceed with closed or open reduction
Treatment:
- Closed reduction with Gardner-Wells tongs and sequential weights (if awake, cooperative)
- If closed reduction fails or disc herniation: Anterior discectomy and reduction, then anterior fusion
- Alternatively: Posterior open reduction and lateral mass screw fixation
- Consider combined approach for 3-column instability
MCQ Practice Points
Exam Pearl
Q: What is the normal atlantodental interval (ADI) in adults? A: Less than 3mm. ADI 3-5mm indicates transverse ligament incompetence; greater than 5mm indicates both transverse and alar ligament failure. In children, normal ADI can be up to 5mm due to ligamentous laxity.
Exam Pearl
Q: What PADI measurement indicates the spinal cord is at risk? A: Posterior Atlantodental Interval (PADI) less than 14mm predicts neurological deficit. PADI represents the space available for the cord (SAC) at C1-2 and is more predictive of myelopathy than ADI.
Exam Pearl
Q: How is the Powers Ratio calculated and what does a ratio greater than 1 indicate? A: Powers Ratio = BC/OA where B = basion, C = posterior arch C1, O = opisthion, A = anterior arch C1. Ratio greater than 1 indicates anterior occipito-atlantal dislocation. Normal ratio is 0.77 (range 0.55-1.0).
Exam Pearl
Q: Which patient populations require routine screening for atlantoaxial instability? A: Down syndrome (trisomy 21) and rheumatoid arthritis patients require screening. Down syndrome patients have 15-20% incidence of atlantoaxial instability due to ligamentous laxity. RA patients develop pannus erosion of the transverse ligament.
Australian Context
Epidemiology: Cervical instability in Australia is most commonly caused by trauma (motor vehicle accidents, falls) and rheumatoid arthritis. Indigenous Australians have higher rates of rheumatoid-associated cervical instability.
Trauma Management: Major trauma centres across Australia follow established protocols for cervical spine clearance. Tertiary spinal units manage complex cervical instability requiring surgical stabilisation.
Rheumatoid Arthritis: RA patients on disease-modifying agents require coordinated perioperative management with rheumatology. PBS-subsidised biologics have reduced the incidence of severe cervical involvement.
Surgical Care: Complex craniocervical and cervical fusion performed at tertiary spine centres. Intraoperative neuromonitoring is standard practice for upper cervical procedures.
CERVICAL INSTABILITY
High-Yield Exam Summary
KEY MEASUREMENTS
- •ADI: less than 3mm (adult), less than 5mm (child) = normal
- •PADI: less than 14mm = cord at risk
- •Powers Ratio: greater than 1 = anterior OC-C1 dislocation
- •BDI/BAI: greater than 12mm = craniocervical dissociation
- •Translation greater than 3.5mm = subaxial instability
- •Angulation greater than 11 degrees = subaxial instability
WHITE-PANJABI CRITERIA
- •Score 5 or greater = clinically unstable
- •Anterior elements destroyed = 2 points
- •Posterior elements destroyed = 2 points
- •Translation greater than 3.5mm = 2 points
- •Angulation greater than 11 degrees = 2 points
- •Cord damage = 2 points
SURGICAL TECHNIQUES
- •Harms: C1 lateral mass + C2 pedicle screws (standard for AAI)
- •Magerl: Transarticular C1-C2 screws (higher VA risk)
- •Gallie: Wire + graft (supplements screws)
- •OC-C2 fusion: For OC-C1 instability
- •ACDF: Subaxial anterior approach
- •Lateral mass screws: C3-C6 posterior
RA CERVICAL DISEASE
- •AAS (atlantoaxial subluxation) = 65%
- •SAS (subaxial subluxation) = 20%
- •Basilar invagination = 15% (most dangerous)
- •PADI less than 14mm = operate before neuro decline
- •Stop biologics 2-4 weeks pre-op
- •Awake fiberoptic intubation if severe
