BIOFILM FORMATION
Structured Bacterial Communities | Extracellular Matrix Protection | 1000x Antibiotic Resistance | Implant-Associated Infections
STAGES OF BIOFILM FORMATION
Critical Must-Knows
- Biofilm = structured bacterial community embedded in self-produced extracellular polymeric substance (EPS)
- 1000-fold increase in MIC compared to planktonic bacteria - explains antibiotic failure
- Persister cells (dormant, metabolically inactive) resist antibiotics that target dividing cells
- Implant removal essential for cure of mature biofilm infections - antibiotics alone fail
- DAIR (debridement, antibiotics, implant retention) only works for ACUTE infections (less than 3 weeks)
Examiner's Pearls
- "Biofilm bacteria communicate via quorum sensing (autoinducer molecules)
- "EPS matrix is polysaccharide (80% water, 10-15% eDNA, proteins, polysaccharides)
- "Rifampicin penetrates biofilm better than other antibiotics (used in PJI treatment)
- "Sonication of explanted implants releases biofilm bacteria - improves culture yield by 20-30%
Clinical Imaging
Imaging Gallery




Critical Biofilm Exam Points
Biofilm Definition
Biofilm is a structured community of bacteria enclosed in self-produced extracellular polymeric substance (EPS) matrix, adherent to a surface. Fundamentally different from planktonic (free-floating) bacteria in physiology and antibiotic susceptibility.
1000x Antibiotic Resistance
Bacteria in biofilm are 1000-fold more resistant to antibiotics than planktonic bacteria. Not due to genetic resistance genes, but physical protection (EPS barrier) and metabolic dormancy (persister cells). This explains treatment failure despite in vitro susceptibility.
Implant Removal Necessary
Mature biofilm cannot be eradicated with antibiotics alone - physical removal of biofilm (implant exchange) essential for cure. DAIR only works if biofilm not yet established (less than 3 weeks, acute infections).
Persister Cells
Persister cells (0.1-1% of biofilm) are dormant, metabolically inactive bacteria resistant to all antibiotics. They survive treatment and cause relapse when conditions improve. Explains recurrence after stopping antibiotics.
BIOFILMBIOFILM - Stages and Characteristics
Memory Hook:BIOFILM forms in stages and creates impenetrable antibiotic resistance
MATRIXMATRIX - Components of Biofilm EPS
Memory Hook:The MATRIX protects bacteria and makes them antibiotic-resistant
PERSISTPERSIST - Why Biofilm Bacteria Survive Antibiotics
Memory Hook:PERSIST explains why biofilm bacteria survive despite antibiotic susceptibility in vitro
Overview
Biofilm is a structured community of bacterial cells enclosed in a self-produced extracellular polymeric substance (EPS) matrix and adherent to an inert or living surface.
Historical context: Biofilms were first described by van Leeuwenhoek in 1684 observing "animalcules" on teeth. The modern concept of biofilm was established by Costerton in the 1970s-1980s, revolutionizing understanding of bacterial persistence and chronic infections.
Why biofilm matters clinically:
Prosthetic Joint Infections
Biofilm formation on implants explains why PJI cannot be cured with antibiotics alone. Mature biofilm requires implant removal for eradication. DAIR only effective if biofilm not yet established (acute infections less than 3 weeks).
Chronic Osteomyelitis
Biofilm on sequestrum (dead bone) and necrotic tissue protects bacteria from antibiotics and immune system. Explains need for surgical debridement of all necrotic material in addition to prolonged antibiotics.
Biofilm vs Planktonic Bacteria
Planktonic bacteria (free-floating) are what we test in microbiology lab (in vitro susceptibility). Biofilm bacteria are fundamentally different: 1000x higher MIC, metabolically dormant, physically protected. In vitro susceptibility does NOT predict in vivo efficacy for biofilm infections. This explains "antibiotic failure" despite sensitive organism.
Stages of Biofilm Formation

Biofilm Development Timeline
Initial contact between planktonic bacteria and surface (implant, bone). Mediated by weak van der Waals forces, electrostatic interactions, and hydrophobic effects. Bacteria are still susceptible to antibiotics and mechanical forces (irrigation). This is a critical window for prevention - antibiotic prophylaxis effective at this stage.
Bacterial adhesins (surface proteins) bind tightly to host proteins (fibronectin, collagen, fibrinogen) adsorbed on implant. Bacteria begin producing extracellular polymeric substance (EPS). Attachment becomes permanent. Early debridement and antibiotics may still be effective.
Bacteria proliferate and organize into microcolonies (clusters). EPS production increases, forming protective matrix. 3D architecture begins to develop with water channels for nutrient flow. Antibiotic penetration starts to diminish.
Mature biofilm with complex 3D structure. EPS matrix fully developed (80% water, 10-15% polysaccharides/eDNA/proteins). Persister cells present (dormant, antibiotic-resistant). Quorum sensing coordinates bacterial behavior. Antibiotics largely ineffective - implant removal necessary.
Bacteria detach from biofilm edges (planktonic dispersal) to colonize new sites. Triggers acute symptoms (bacteremia, sepsis). Dispersal can be triggered by nutrient depletion, quorum sensing signals, or external stress. Explains acute exacerbations of chronic infections.
Critical Time Window
First 24-48 hours post-implantation are critical. If bacteria attach and begin biofilm formation, chronic infection likely. Antibiotic prophylaxis most effective if given before incision (within 60 minutes) to prevent initial attachment. After 48 hours, biofilm maturation makes eradication difficult without implant removal.
DAIR Window
DAIR (debridement, antibiotics, implant retention) only successful if performed within 3 weeks of symptom onset for acute infections. After 3 weeks, mature biofilm established and implant removal required. Success rate of DAIR: 50-70% if acute (less than 3 weeks), less than 20% if chronic (greater than 3 weeks).
Biofilm Structure and Composition
Extracellular Polymeric Substance (EPS) Matrix
Composition (by weight):
- Water: 80-90% of biofilm volume
- Polysaccharides: 40-50% of dry weight (structural backbone)
- eDNA (extracellular DNA): 10-20% of dry weight
- Proteins: 20-30% of dry weight (enzymes, adhesins)
- Lipids: 5-10% of dry weight
- Bacterial cells: Only 10-15% of biofilm volume
Polysaccharides:
- PIA (polysaccharide intercellular adhesin): S. epidermidis, encoded by ica genes
- PNAG (poly-N-acetylglucosamine): Staphylococcus species
- Alginate: Pseudomonas aeruginosa
- Pel and Psl: Pseudomonas aeruginosa
- Functions: Structural scaffold, adhesion, protection from desiccation and immune cells
Extracellular DNA (eDNA):
- Released from lysed bacteria or actively secreted
- Provides structural support (scaffolding)
- Binds cationic antibiotics (aminoglycosides, polymyxins) - reduces penetration
- Contains antibiotic resistance genes (horizontal gene transfer within biofilm)
- DNase treatment can disrupt young biofilms (research application)
Proteins:
- Adhesins: Bind to host proteins and implant surfaces
- Enzymes: Beta-lactamases, proteases, nucleases
- Amyloid fibrils: Structural support (Staphylococcus, E. coli)
ica Genes in Staphylococcus
ica operon (icaADBC) in S. epidermidis encodes enzymes for PIA synthesis. Bacteria lacking ica genes cannot form biofilm and are less virulent in prosthetic infections. icaA and icaD are essential genes. Biofilm-negative strains exist but are uncommon clinical isolates.
The EPS matrix is the key protective element of biofilm.
Mechanisms of Antibiotic Resistance in Biofilm
Biofilm bacteria are 1000-fold more resistant to antibiotics through multiple mechanisms:
Biofilm Antibiotic Resistance Mechanisms
| Mechanism | Description | Effect | Clinical Implication |
|---|---|---|---|
| EPS barrier | Matrix blocks antibiotic diffusion | Reduced penetration to depths | Outer bacteria killed, inner survive |
| eDNA binding | eDNA binds cationic antibiotics | Aminoglycosides, polymyxins sequestered | Higher doses cannot overcome |
| pH gradients | Acidic microenvironments (pH 5-6) | Many antibiotics less active at low pH | Fluoroquinolones, aminoglycosides impaired |
| Enzyme degradation | Beta-lactamases concentrated in biofilm | Penicillins, cephalosporins destroyed | Even susceptible strains protected |
| Slow growth rate | Nutrient limitation slows division | Antibiotics target dividing cells | Dormant bacteria not killed |
| Persister cells | 0.1-1% dormant, non-growing | Tolerant to ALL antibiotics | Cause relapse, require removal |
| Altered gene expression | Biofilm-specific genes upregulated | Efflux pumps, stress responses | Phenotypic resistance |
Tolerance vs Resistance
Antibiotic tolerance (biofilm) is phenotypic and reversible - bacteria are genetically susceptible but protected by biofilm environment. Antibiotic resistance is genetic (genes like mecA, vanA) and permanent. Biofilm bacteria are TOLERANT not resistant - in vitro testing shows susceptibility, but in vivo treatment fails due to tolerance. This is why implant removal necessary.
Why antibiotics fail in biofilm infections:
Physical Barriers
EPS matrix, eDNA binding, and altered pH create physical and chemical barriers preventing antibiotics from reaching bacteria at MIC concentrations. Even high-dose IV antibiotics cannot penetrate to biofilm depths.
Metabolic Dormancy
Persister cells and slow-growing bacteria in nutrient-limited zones are metabolically inactive. Antibiotics target active processes (cell wall synthesis, protein synthesis, DNA replication) - dormant cells are untouched.
Clinical Implications in Orthopaedics
Biofilm in Prosthetic Joint Infections
Biofilm formation on implants:
- Bacteria attach within hours of contamination (intraoperative or hematogenous)
- Mature biofilm established by 48-72 hours
- Coagulase-negative Staphylococci (S. epidermidis) are master biofilm formers
- Biofilm provides sanctuary from antibiotics and immune cells
Treatment strategies based on biofilm maturity:
Acute infection (less than 3 weeks symptoms, less than 3 months post-op):
- Biofilm not yet mature or well-established
- DAIR (debridement, antibiotics, implant retention) possible
- Success rate: 50-70% if treated early
- Requires aggressive debridement, implant exchange of modular parts, biofilm-active antibiotics (rifampicin)
Chronic infection (greater than 3 weeks symptoms):
- Mature biofilm established
- Implant removal mandatory for cure
- Two-stage exchange: Remove implant + antibiotic spacer, then reimplantation after 6-12 weeks
- Suppressive antibiotics without removal: Temporary symptom control but eventual failure
Treatment Options by Infection Timing
| Scenario | Biofilm Status | Treatment | Success Rate |
|---|---|---|---|
| Acute (less than 3 weeks) | Immature biofilm | DAIR + antibiotics + rifampicin | 50-70% |
| Chronic (greater than 3 weeks) | Mature biofilm | Two-stage exchange | 80-90% |
| Chronic (suppression) | Mature biofilm | Antibiotics alone (no surgery) | less than 20% (eventual failure) |
Biofilm-active antibiotics:
- Rifampicin: Best biofilm penetration, NEVER monotherapy (rapid resistance)
- Fluoroquinolones: Moderate penetration, bactericidal
- Linezolid: Good penetration, oral bioavailability
- Daptomycin: Biofilm activity against Staphylococcus
- Avoid: Vancomycin (poor biofilm penetration despite IV use)
Rifampicin in PJI
Rifampicin is the most biofilm-penetrating antibiotic for Staphylococcus. Used in PJI treatment (300-450mg PO twice daily) in combination (NEVER alone - resistance develops in 48 hours). Added after 2-5 days of primary antibiotic (if susceptible). Effective for both DAIR and suppression protocols.
Evidence Base
Biofilm Formation on Biomaterials
- Biofilms form on all implanted medical devices exposed to bacteria
- Bacteria in biofilm 1000-fold more resistant to antibiotics than planktonic bacteria
- Resistance due to EPS matrix barrier and persister cell dormancy, not genetic resistance
- Biofilm bacteria survive despite in vitro antibiotic susceptibility
Sonication Improves Culture Yield in PJI
- Sonication of explanted implants increased culture sensitivity from 61% to 79%
- Particularly helpful in patients who received antibiotics before cultures
- Threshold greater than 50 CFU/mL in sonicate fluid = infection (94% specificity)
- More sensitive than tissue cultures alone for detecting biofilm bacteria
Rifampicin for Staphylococcal PJI
- Rifampicin combination therapy superior to non-rifampicin regimens for Staph PJI
- Treatment success 100% (12/12) with rifampicin vs 58% (7/12) without rifampicin
- Rifampicin penetrates biofilm and kills persister cells better than other antibiotics
- Must combine with other antibiotic - rifampicin monotherapy leads to resistance in 48 hours
DAIR Timing and Success
- DAIR success rate 50-70% if performed within 3 weeks of symptom onset
- Success drops to less than 30% if delayed beyond 3 weeks (mature biofilm)
- Requires aggressive debridement, modular component exchange, biofilm-active antibiotics
- Patient selection critical: stable implant, susceptible organism, no sinus tract
Biofilm Viva Scenarios
Practice these scenarios to excel in your viva examination
Scenario 1: Define Biofilm and Antibiotic Resistance (~3 min)
"What is a biofilm and why are bacteria in biofilm resistant to antibiotics?"
Scenario 2: Biofilm in PJI Treatment (~4 min)
"How does biofilm formation influence your treatment strategy for prosthetic joint infection, particularly the decision between DAIR and two-stage exchange?"
Management Algorithm

BIOFILM FORMATION
High-Yield Exam Summary
Core Definition
- •Biofilm = structured bacterial community in EPS matrix adherent to surface
- •Costerton 1970s-1980s established modern biofilm concept
- •80% of chronic infections involve biofilm (implants, osteomyelitis)
- •Fundamentally different from planktonic (free-floating) bacteria
Biofilm Formation Stages
- •Stage 1 (0-4h): Reversible attachment, antibiotics still effective
- •Stage 2 (4-24h): Irreversible attachment via adhesins, EPS begins
- •Stage 3 (24-48h): Microcolony formation, 3D structure develops
- •Stage 4 (48h+): Mature biofilm, persister cells, antibiotic resistance
- •Critical window: First 24-48h before irreversible biofilm established
EPS Matrix Composition
- •80-90% water, 10-15% bacterial cells (by volume)
- •Dry weight: 40-50% polysaccharides, 10-20% eDNA, 20-30% proteins
- •Polysaccharides: PIA in S. epidermidis (ica genes), alginate in Pseudomonas
- •eDNA: Structural support, binds cationic antibiotics, gene transfer
Antibiotic Resistance Mechanisms
- •1000-fold increased MIC compared to planktonic bacteria
- •EPS barrier: Blocks antibiotic penetration to depths
- •eDNA binding: Sequesters aminoglycosides, polymyxins
- •pH gradients: Acidic zones (pH 5-6) reduce antibiotic activity
- •Slow growth: Dormant bacteria not killed (antibiotics target division)
- •Persister cells: 0.1-1% of biofilm, tolerant to ALL antibiotics
- •Phenotypic tolerance (reversible) NOT genetic resistance
Persister Cells (Critical Concept)
- •Dormant, non-growing bacteria (0.1-1% of biofilm)
- •Tolerant to ALL antibiotics (not genetic resistance)
- •Survive treatment, cause relapse when antibiotics stopped
- •Located in nutrient-limited deep zones of biofilm
- •Explain chronic relapsing infections despite susceptible organism
- •Cannot be killed by antibiotics - require physical removal (implant exchange)
Clinical Implications - PJI
- •Acute (less than 3 weeks): DAIR possible (50-70% success)
- •Chronic (greater than 3 weeks): Implant removal required (mature biofilm)
- •Two-stage exchange: 80-90% success (gold standard for chronic)
- •Suppression without removal: Less than 20% success (eventual failure)
- •Biofilm-active antibiotics: Rifampicin (best), fluoroquinolones, linezolid
- •Rifampicin: NEVER monotherapy (resistance in 48h), always combine
Diagnostic Techniques
- •5-7 tissue samples (MSIS criteria), ≥2 positive same organism = infected
- •Sonication of explanted implant: Increases yield 20-30% (greater than 50 CFU/mL = infected)
- •Extended incubation: 7-14 days for slow-growing biofilm bacteria
- •16S rRNA PCR: Culture-independent, detects bacteria in culture-negative
- •Culture-negative rate: 10-30% (prior antibiotics, dormant bacteria, biofilm)
Prevention Strategies
- •Antibiotic prophylaxis: Within 60 minutes before incision (optimal 30 min)
- •Prevents initial attachment (Stage 1), given BEFORE contamination
- •Cefazolin 2g IV standard, redose if surgery greater than 4 hours
- •Patient optimization: HbA1c less than 7.5%, smoking cessation, BMI less than 40
- •Surgical technique: Minimize time, gentle handling, copious irrigation
- •Antibiotic cement, silver coatings (research/emerging)
Key Numbers and Thresholds
- •1000x: Increased MIC in biofilm vs planktonic
- •24-48h: Irreversible biofilm attachment established
- •3 weeks: Threshold for acute vs chronic PJI (DAIR vs exchange)
- •0.1-1%: Persister cell frequency in biofilm
- •50 CFU/mL: Sonication fluid threshold for infection (Trampuz)
- •50-70%: DAIR success if acute (less than 3 weeks)
- •80-90%: Two-stage exchange success for chronic PJI