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Not affiliated with the Royal Australasian College of Surgeons.

Humeral Head Fractures

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Humeral Head Fractures

Comprehensive guide to humeral head fractures including head-splitting, impression fractures, and management strategies for Orthopaedic examination

complete
Updated: 2024-12-19
High Yield Overview

HUMERAL HEAD FRACTURES

Articular Surface | Head Split | Impression | High AVN Risk

AVNHigh risk of Avascular Necrosis
CTEssential for surgical planning
HemiOften requires Hemi/Reverse
Impr.Impression less than 45%

TYPE & SEVERITY

Head Split
PatternFracture through articular surface
TreatmentORIF (Young) vs Arthroplasty (Old)
Impression
PatternDepression of cartilage
TreatmentDisimpact/Graft vs Arthroplasty
Chondral
PatternCartilage damage only
TreatmentDebridement

Critical Must-Knows

  • Head Split Definition: A fracture line traversing the articular surface of the humeral head
  • Blood Supply: Disruption of the arcuate artery (ascending branch of circumflex) leads to AVN
  • Impression Fractures: Often associated with dislocations (Hill-Sachs or Reverse Hill-Sachs)
  • Surgical Dilemma: Reconstruct (high failure rate) vs Replace (activity restrictions)
  • Examination: Often indistinguishable from other proximal humerus fractures without CT

Examiner's Pearls

  • "
    Head-splitting fractures are non-reconstructable in the elderly
  • "
    Headless compression screws (Herbert) are used for articular fixation
  • "
    Reverse Total Shoulder is preferred for elderly with cuff dysfunction
  • "
    Monitor for post-traumatic arthritis

Clinical Imaging

Imaging Gallery

Four-panel imaging showing 4-part humeral head fracture and reverse shoulder arthroplasty treatment
Click to expand
Complete diagnostic and surgical pathway for complex humeral head fracture in elderly patient. Panel a: AP X-ray showing comminuted 4-part proximal humerus fracture. Panel b: Axial CT demonstrating fracture line through humeral head - illustrates why CT is mandatory (reveals articular involvement not visible on plain films). Panel c: 3D CT reconstruction showing reverse shoulder arthroplasty with glenosphere (white hemisphere on glenoid) and humeral stem - aids surgical planning for component positioning. Panel d: Post-operative AP X-ray showing final reverse TSA construct. Demonstrates reverse arthroplasty as treatment option when ORIF not feasible due to comminution, poor bone stock, or high AVN risk.Credit: Open-i / NIH via Open-i (NIH) (Open Access CC BY)
Three-panel imaging showing 4-part humeral head fracture treated with reverse shoulder arthroplasty
Click to expand
Pre-operative and post-operative imaging of 4-part humeral head fracture. Panel a: AP X-ray showing displaced 4-part fracture pattern. Panel b: 3D CT reconstruction demonstrating reverse total shoulder arthroplasty (note glenosphere on glenoid - distinguishes from hemiarthroplasty which has no glenoid component). Panel c: Lateral X-ray showing final prosthesis position with glenosphere and humeral stem. Illustrates why reverse TSA is preferred over hemiarthroplasty in elderly patients with rotator cuff dysfunction - provides better functional outcomes and pain relief without relying on intact rotator cuff.Credit: Open-i / NIH via Open-i (NIH) (Open Access CC BY)

Critical Exam Points

The 'Head Split'

Definition: A true head-split fracture separates the articular surface into segments. It has a very poor prognosis for AVN and is difficult to fix reliably.

Posterior Dislocation

Impression Association: Impression fractures (Reverse Hill-Sachs) affecting greater than 40% of the head surface are often caused by missed posterior dislocations.

Axillary Nerve

Neurovascular Check: Always assess axillary nerve function. The proximity to the surgical neck puts it at risk.

Imaging

CT is Mandatory: Plain X-rays cannot accurately characterize the percentage of articular involvement or the number of head fragments.

At a Glance - Management Decision

PatternPopulationKey factorTreatment
Head SplitYoung (less than 55)Bone stock goodORIF (Headless screws)
Head SplitElderly (greater than 65)Poor bone stockHemi or Reverse Arthroplasty
Small ImpressionAnyLess than 20%Non-operative
Large ImpressionActiveGreater than 40%Allograft / Arthroplasty
Mnemonic

HEADSurgical Goals

H
Heal the tuberosities
Critical for cuff function
E
Early motion
Prevent stiffness
A
Anatomic reduction
Restoring articular surface is key
D
Decision: Replace vs Fix
Based on age and comminution

Memory Hook:Keep your HEAD in the game: Restore anatomy or Replace it.

Mnemonic

LEGOAVN Risk Factors

L
Length of calcar
Short medial hinge (less than 8mm)
E
Extension into head
Head split fracture
G
Gap medially
Medial periosteal disruption
O
Offset loss
Displaced anatomical neck

Memory Hook:If the LEGO pieces are broken (calcar, hinge), AVN risk is high.

Mnemonic

SIZEImpression Fracture Sizing

S
Small (less than 20%)
Non-operative / Ignore
I
Intermediate (20-40%)
Disimpact / Graft / Transfer
Z
Zone of contact
Does it engage in function?
E
Extensive (greater than 40%)
Arthroplasty recommended

Memory Hook:Use the SIZE of the defect to determine treatment.

Overview

Humeral head fractures involve the articular surface of the proximal humerus. They are distinct from extra-articular tuberosity or surgical neck fractures. These injuries pose significant challenges due to the risk of avascular necrosis (AVN), post-traumatic arthritis, and technical difficulty in reduction.

Pathology

Mechanism:

  • High energy trauma (axial load)
  • Fall from height
  • Seizures (Impression/Dislocation)
  • Osteoporotic bone collapse

Prognosis

Outcomes:

  • High rate of complications
  • AVN is the primary concern
  • Stiffness is common
  • Arthroplasty reliable for pain relief but variable function

Anatomy and Pathophysiology

Anatomical Considerations

Arcuate Artery:

  • Branch of Anterior Humeral Circumflex artery.
  • Ascends in bicipital groove.
  • Enters head at ligamentous insertion.
  • Main supplier to humeral head.

Posterior Circumflex:

  • Current evidence suggests this provides significant supply via posterior cuff.
  • Medial hinge preservation protects this supply.

Disruption of the medial calcar often compromises perfusion.

Articular Surface:

  • Spheroid shape.
  • Retroverted 20-30 degrees.
  • Inclined 130 degrees.

Bone Quality:

  • Subchondral bone is dense.
  • Central head is cancellous/porous (poor screw hold).
  • Fixation relies on subchondral purchase.

Poor central bone stock makes fixation difficult in elderly.

Head Split:

  • Vertical fracture line through articular surface.
  • separates head into anterior/posterior or medial/lateral.

Impression:

  • Compression of articular surface.
  • "Indent" fracture from glenoid rim impact.
  • E.g., Hill-Sachs (Posterior-lateral) or Reverse Hill-Sachs (Anteromedial).

Fracture pattern dictates re-constructability.

Classification

Classification

Articular Segment Involvement:

  • Anatomical Neck Fracture: Rare, high AVN risk.
  • Impression Fracture:
    • Less than 20%
    • 20-40%
    • Greater than 40%
  • Head Splitting: Comminuted articular surface.

Neer focused on displacement and AVN risk.

Type 11-C:

  • 11-C1: Anatomical neck, slightly displaced.
  • 11-C2: Anatomical neck, displaced.
  • 11-C3: Articular fractures (Head split/Impression).
  • key: C-type indicates Articular involvement.

AO classification implies higher severity for C-type.

Predictors of Ischemia:

  • Medial Hinge: Disrupted (less than 8mm calcar).
  • Medial Displacement: Shaft displaced medially.
  • Head Extension: Fracture extends into head.
  • Angular Displacement: Greater than 45 degrees.

Hertel criteria help predict AVN better than Neer.

Classification Prognosis

TypeAVN RiskReconstructabilityTreatment Choice
Head Split (Young)HighDifficult but possibleORIF (Attempt salvage)
Head Split (Elderly)Very HighPoorArthroplasty
Impression less than 20%LowGood (Ignore)Non-op
Impression greater than 40%VariablePoorArthroplasty / Allograft

Exam Pearl

The "Head Split" is the most feared pattern. In an elderly patient, it is an automatic indication for arthroplasty as fixation failure and AVN are almost guaranteed.

Clinical Assessment

History and Physical Examination

History

Mechanism:

  • High energy fall or MVA (Young).
  • Low energy fall (Elderly).
  • Seizure (Think posterior dislocation/impression).

Symptoms:

  • Severe pain.
  • Crepitus with ANY motion.
  • global swelling.

Severe crepitus suggests intra-articular comminution.

Examination

Inspection:

  • Extensive ecchymosis (Chest wall/Arm).
  • Deformity.

Neurovascular:

  • Axillary Nerve: Check deltoid tone and patch sensation.
  • Distal Pulses: Ensure vascular tree is intact.

Motion:

  • Do NOT check ROM: Aggressive motion can displace fragments further.
  • Gentle pendulum only if stable.

Protect the soft tissues and neurovascular structures.

Investigations

Imaging Studies

Trauma Series:

  • AP (Grashey): Joint space narrowing, fragmentation.
  • Scapular Y: Dislocation check.
  • Axillary: Key for head shape and tuberosity position.

Limitations:

  • Often underestimates articular involvement.
  • Overlapping shadows obscure split lines.

Plain films are screening tools only.

Essential for Head Fractures:

  • 2D Cuts: Show fracture lines through cartilage.
  • 3D Reconstruction: Vital for surgical planning ("Subtract the scapula").
  • Quantification: Measures impression surface area %.

Always order a CT if articular involvement is suspected.

Role:

  • Rarely indicated unless pulses absent.
  • MRI not typically used in acute fracture setting.

Vascular studies are for specific indications only.

Management Algorithm

📊 Management Algorithm
humeral head fractures management algorithm
Click to expand
Management algorithm for humeral head fracturesCredit: OrthoVellum

Treatment Decision Making

Indications:

  • Non-displaced fractures.
  • Minimally displaced head splits (rarely stay reduced).
  • Impression fractures less than 20%.
  • Low demand / Medical contraindications.

Protocol:

  • Sling 2-4 weeks.
  • Early passive motion (prevent stiffness).
  • Monitor for displacement (X-ray weekly).

Accepts risk of post-traumatic arthritis.

Goal: Joint Preservation.

  • Head Split: ORIF with headless screws (Herbert).
  • Impression (greater than 40%): Elevate and bone graft (rafting screws).
  • Dislocation: McLaughlin procedure (Transfer Subscapularis).

Salvage:

  • If non-reconstructable: Hemiarthroplasty (controversial outcome in young).
  • Allograft reconstruction.

Every attempt is made to save the head in patients under 50.

Goal: Pain Relief & Function.

  • Head Split / Comminuted: Reverse Total Shoulder Arthroplasty (RTSA).
  • Hemiarthroplasty: Typically reserved for cases with intact cuff and tuberosities (less common now).

RTSA:

  • Relies on Deltoid, not Cuff.
  • Excellent pain relief.
  • Good elevation (functional).

Replacement is more reliable than fixation in osteoporotic head splits.

Surgical Technique

Operative fixation

Indication: Young patient, Head Split.

  • Approach: Deltopectoral.
  • Reduction: Open book tuberosities to see joint. Clamp head fragments.
  • Fixation: 3.0mm or 4.0mm Headless Compression Screws (Herbert).
  • Placement: Buried beneath articular cartilage (must be sub-flush).
  • Suture: Repair tuberosities/cuff over the construct.

Meticulous technique required to avoid screw cutout.

Indication: Impression fracture (e.g., Reverse Hill-Sachs).

  • Technique: "Trapdoor" approach through cartilage or window in cortex.
  • Elevation: Tamp up the depressed segment.
  • Support: Fill void with allo/autograft or cement.
  • Rafting: Place subchondral screws to support the raft.

Restores sphericity of the head.

Indication: Elderly Head Split.

  • Approach: Deltopectoral.
  • Preparation: Remove comminuted head fragments. Preserve Tuberosities (with sutures).
  • Implant: Cemented humeral stem (usually). Glenosphere placement.
  • Repair: Reattach tuberosities to the stem/metaphysis (vital for rotation).

Tuberosity healing improves rotation outcomes in RTSA.

Complications

Potential Complications

Avascular Necrosis (AVN)

Major Risk: Ischemia leads to head collapse. Rate is greater than 50% for displaced head splits. Leads to screw cutout and joint destruction.

Post-Traumatic Arthritis

Cartilage Damage: Even with healing, the articular damage leads to rapid arthrosis. May require future conversion to arthroplasty.

Non-union

Tuberosity Failure: In both ORIF and Arthroplasty, if tuberosities don't heal, function is poor (loss of active elevation/rotation).

Stiffness

Frozen Shoulder: Scarring and pain limit motion. Early rehab is balanced against fixation stability.

Postoperative Care

Rehabilitation Protocol

Week 0-2: Immobilization
  • Sling immobilization.
  • Pendulums only.
  • Elbow/Wrist/Hand ROM.
Week 2-6: Passive
  • Supine passive forward elevation.
  • External rotation restricted (protect subscap/tuberosities).
  • Pulley exercises.
Week 6-12: Active Assist
  • Wean sling.
  • AAROM (Wand exercises).
  • Hydrotherapy.
  • X-ray check for AVN/Collapse.
Month 3+: Strengthening
  • Cuff strengthening.
  • Scapular stabilizers.
  • Return to non-contact activity.

Outcomes

Prognosis

  • ORIF: High reoperation rate (20-30%) due to hardware removal or AVN conversion. Good function if reduction maintained and AVN avoided.
  • RTSA: Reliable pain relief (90%). Active elevation greater than 130 degrees. Rotation depends on tuberosity healing.
  • Hemiarthroplasty: variable pain relief (depends on glenoid wear). Good option if glenoid is pristine, but RTSA is surpassing it for reliability.

Evidence Base

Key Studies

Hertel et al. - Predictors of Ischemia

III
Hertel R, et al. • J Shoulder Elbow Surg (2004)
Key Findings:
  • Identified medial hinge less than 8mm as key predictor
  • Anatomical neck fracture has highest risk
  • Complex patterns increase ischemia risk
Clinical Implication: Use Hertel criteria to decide between attempt at salvage or primary replacement.

Jobin et al. - Reverse Arthroplasty for Fracture

IV
Jobin CM, et al. • JBJS Am (2011)
Key Findings:
  • RTSA provides reliable outcomes for proximal humerus fractures in elderly
  • Better forward elevation than Hemiarthroplasty
  • Tuberosity healing improves external rotation
Clinical Implication: RTSA is increasing becoming the gold standard for complex elderly fractures.

Gerber et al. - Latarjet for Reverse Hill-Sachs

IV
Gerber C, et al. • JBJS Br (1996)
Key Findings:
  • Described reconstruction of large anterior defects
  • Avoids arthroplasty in young patients
  • Technical difficulty is high
Clinical Implication: Biological reconstruction is preferred in the young active patient.

Solberg et al. - Locked Plating Outcomes

III
Solberg BD, et al. • J Orthop Trauma (2009)
Key Findings:
  • High complication rate in head-splitting fractures with plates
  • Screw penetration and AVN commmon
  • Advocated for primary arthroplasty in selected cases
Clinical Implication: Be wary of plating true head-splitting fractures; failure rate is high.

Chesser et al. - Head Split Definition

V
Chesser TJ, et al. • Injury (2001)
Key Findings:
  • Defined head split vs tuberosity fracture
  • Poor interobserver reliability on plain film
  • CT improves classification accuracy
Clinical Implication: CT is mandatory for accurate diagnosis and planning.

Viva Scenarios

Practice these scenarios to excel in your viva examination

VIVA SCENARIOStandard

EXAMINER

"You see a 75-year-old female with a comminuted humeral head splitting fracture. The tuberosities are also fractured. What is your management plan?"

EXCEPTIONAL ANSWER
**Management Plan:** - **Patient Factors:** 75y, likely osteoporotic bone. - **Fracture:** Head split (unreconstructable arterial supply compromised) + Tuberosities. - **Choice:** Reverse Total Shoulder Arthroplasty (RTSA). **Rationale:** - ORIF has extremely high failure rate (AVN, screw cutout). - Hemiarthroplasty relies on tuberosity healing for function (unpredictable). - RTSA works well even if tuberosities fail (deltoid driven) and provides reliable pain relief.
KEY POINTS TO SCORE
Head split = High AVN risk
Elderly = Arthroplasty preferred
RTSA > Hemi for predictable function
COMMON TRAPS
✗Suggesting ORIF in a 75yo head split
✗Suggesting non-operative if skin is threatened or pain severe
✗Forgetting to mention tuberosity repair in RTSA
LIKELY FOLLOW-UPS
"How do you secure the tuberosities?"
"What if she was 30 years old?"
"Complications of RTSA?"
VIVA SCENARIOChallenging

EXAMINER

"A 30-year-old male has a 40% impression fracture of the anterior humeral head (Reverse Hill-Sachs) after a seizure. It engages. Options?"

EXCEPTIONAL ANSWER
**Assess:** - Young patient = Joint preservation is paramount. - Defect greater than 40% and engaging = Instability risk. - Non-op will fail. **Options:** 1. **McLaughlin Procedure:** Transfer subscapularis tendon into defect (historical). 2. **Modified McLaughlin:** Transfer lesser tuberosity into defect. 3. **Allograft:** Fresh osteoarticular allograft to fill defect. 4. **Rotational Osteotomy:** Rotate head to move defect out of loading zone (high risk). **Preferred:** Modified McLaughlin or Allograft depending on defect depth.
KEY POINTS TO SCORE
Young = Save the head
Defect size dictates option
Engaging = Needs surgery
COMMON TRAPS
✗Suggesting Arthroplasty as first line
✗Ignoring the posterior instability
✗Simply repairing the Labrum (will fail)
LIKELY FOLLOW-UPS
"How do you allow early motion?"
"When to use allograft?"
"Risk of AVN with osteotomy?"
VIVA SCENARIOStandard

EXAMINER

"Explain the Hertel Criteria for predicting AVN."

EXCEPTIONAL ANSWER
**Hertel Criteria:** - Study of intracapsular fractures predicting ischemia. - **Most predictive factor:** Length of dorsomedial metaphyseal extension ("Medial Hinge"). - **Threshold:** Less than 8mm of calcar attached to head = High risk of ischemia. - **Other factors:** Disrupted medial hinge (offset greater than 2mm), Fracture type (Anatomical neck). - **Combination:** Anatomical neck + Commninuted hinge + Short calcar = 97% positive predictive value for ischemia.
KEY POINTS TO SCORE
Medial Hinge is key
8mm threshold
Anatomical surgical neck difference
COMMON TRAPS
✗Confusing Neer parts with Hertel criteria
✗Ignoring the calcar length
✗Assuming all 3/4 part fractures have AVN
LIKELY FOLLOW-UPS
"Does ischemia always mean AVN collapse?"
"Can you fix an ischemic head?"
"Role of perfusion MRI?"

MCQ Practice

Self-Assessment Questions

Q1: Blood Supply

Q: Which artery provides the primary blood supply to the humeral head and is most at risk in anatomical neck fractures?

  • A) Posterior Humeral Circumflex artery
  • B) Anterior Humeral Circumflex artery (Arcuate branch)
  • C) Suprascapular artery
  • D) Thoracoacromial artery
  • E) Subscapular artery

A: B - The arcuate branch of the Anterior Humeral Circumflex Artery ascends in the bicipital groove and enters the head intra-articularly. It is most commonly disrupted in anatomical neck fractures.

Q2: Prognostic Factors

Q: According to Hertel, which factor is the strongest predictor of humeral head ischemia?

  • A) Age greater than 60
  • B) Medial hinge less than 8mm
  • C) 4-part fracture pattern
  • D) Head split component
  • E) Tuberosity displacement greater than 1cm

A: B - A medial metaphyseal head extension (medial hinge) of less than 8mm is the strongest predictor of ischemia due to disruption of the posterior circumflex contribution.

Q3: Management

Q: What is the preferred treatment for a displaced head-splitting fracture in a 75-year-old active patient?

  • A) Non-operative treatment
  • B) ORIF with locking plate
  • C) Hemiarthroplasty
  • D) Reverse Total Shoulder Arthroplasty
  • E) Resection Arthroplasty

A: D - RTSA is preferred in the elderly with head-splitting fractures due to the high failure rate of ORIF (AVN/Cutout) and the unreliability of Hemiarthroplasty (tuberosity healing/cuff function).

Q4: Impression Fractures

Q: A 'Reverse Hill-Sachs' lesion is associated with which direction of shoulder instability?

  • A) Anterior
  • B) Posterior
  • C) Inferior (Luxatio Erecta)
  • D) Multidirectional
  • E) Superior

A: B - A Reverse Hill-Sachs lesion is an impression fracture on the anteromedial aspect of the humeral head, caused by impaction against the posterior glenoid rim during a Posterior dislocation.

Q5: Fixation

Q: When fixing a head-split fracture in a young patient, which implant minimizes articular damage?

  • A) 4.5mm Cortical Screws
  • B) 3.5mm Locking Screws
  • C) Headless Compression Screws (Herbert)
  • D) K-wires
  • E) Suture Buttons

A: C - Buried Headless Compression Screws are designed to be sunk below the cartilage surface, providing compression across the split without prominence that would damage the glenoid.

Australian Context

Australian Context

  • Implants: Wide availability of RTSA systems (Arthrex, Stryker, Zimmer).
  • Registry Data: AOANJRR shows increasing use of RTSA for trauma in patients greater than 65 with good survivorship.
  • Referral: Complex head splits in young patients are often referred to tertiary upper limb units.
  • Follow-up: Long-term surveillance for AVN is standard (up to 2 years).

Humeral Head Fractures - Exam Quick Reference

High-Yield Exam Summary

Key Facts

  • •Def: Articular involvement (Split/Impression)
  • •Risk: AVN (Arcuate artery)
  • •Predictor: Hertel less than 8mm hinge
  • •Assoc: Posterior dislocation (Impression)
  • •Salvage: RTSA in elderly

Surgical Steps (ORIF)

  • •Deltopectoral approach
  • •Open book tuberosities
  • •Reduce head fragments (Clamps)
  • •Buried Headless Screws
  • •Reattach Tuberosities

Common Pitfalls

  • •Missing the head split on X-ray (Get CT)
  • •Prominent hardware in joint
  • •Using Hemi in cuff-deficient elderly
  • •Ignoring posterior instability

Examiner Favorites

  • •Hertel criteria for AVN
  • •Blood supply to head
  • •Reverse vs Hemi decision
  • •Management of missed posterior dislocation
Quick Stats
Reading Time60 min
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