SRS-Schwab Classification | PI-LL Mismatch | Osteotomies | Global Balance
- PI-LL mismatch is the strongest predictor of disability
- LL should match PI within 10 degrees (LL = PI ± 9)
- SVA over 50mm strongly correlates with pain and disability
- Pelvic retroversion is a compensatory mechanism (PT increases)
- Age-adjusted goals may be appropriate for elderly patients
- “PI is fixed - cannot be changed surgically
- “PT increases as compensation for sagittal imbalance
- “Global Alignment and Proportion (GAP) score predicts complications
- “Three-column osteotomies (PSO, VCR) carry highest complication risk
PI-LL mismatch is the most important parameter correlating with health-related quality of life. Target: LL = PI ± 9 degrees. Every 1 degree of PI-LL mismatch beyond 10 degrees worsens ODI scores.
SPO (Ponte): 5-10 degrees per level, posterior only. PSO: 30-40 degrees, through vertebral body. VCR: 45-70 degrees, complete vertebral resection. Know indications and complication profiles.
When lumbar lordosis is lost, the body compensates: pelvic retroversion (PT increases), hip extension, knee flexion. Exhausted compensation leads to sagittal imbalance and positive SVA.
ASD surgery has 25-80% complication rates. Major risks include: proximal junctional kyphosis (PJK), rod fracture, pseudarthrosis, neurological injury. Three-column osteotomies have highest risk.
- Non-pathological (0)
- Under 10°
- Moderate (+)
- 10-20°
- Marked (++)
- Over 20°
- Non-pathological (0)
- Under 20°
- Moderate (+)
- 20-30°
- Marked (++)
- Over 30°
- Non-pathological (0)
- Under 4cm
- Moderate (+)
- 4-9.5cm
- Marked (++)
- Over 9.5cm
Overview and Epidemiology
Adult spinal deformity (ASD) encompasses a spectrum of conditions characterized by abnormal spinal curvature in adults, with increasing recognition of the importance of sagittal plane alignment. Unlike adolescent idiopathic scoliosis, ASD is predominantly a sagittal plane problem.
- De novo degenerative scoliosis: Develops in adulthood due to asymmetric disc degeneration and facet arthropathy
- Progressive idiopathic scoliosis: Adolescent scoliosis that progresses in adulthood
- Iatrogenic deformity: Following prior spinal surgery (flatback syndrome, adjacent segment disease)
- Secondary deformity: Due to metabolic bone disease, trauma, or infection
- Sagittal imbalance correlates strongly with pain and disability
- Health-related quality of life (HRQOL) measures (ODI, SF-36) correlate with sagittal parameters
- SVA over 50mm is associated with significant disability
- PI-LL mismatch is the strongest predictor of poor HRQOL
The prevalence of adult scoliosis increases markedly with age. In a healthy elderly volunteer population (mean age 70.5 years, no prior spine history), Schwab and colleagues found that 68% met the radiographic definition of scoliosis (Cobb angle greater than 10 degrees), compared with prevalence figures of up to 32% reported in earlier general-population studies. As populations age, this represents a growing healthcare burden (Schwab et al. Spine 2005, PMID 15864163).
Pathophysiology
Sagittal Balance Principles
The spine functions as a chain of segments that must maintain the center of gravity over the pelvis and lower extremities. Loss of lumbar lordosis is the primary driver of sagittal imbalance.
Normal Sagittal Alignment:
- Cervical lordosis: 20-40 degrees
- Thoracic kyphosis: 20-50 degrees (T4-T12)
- Lumbar lordosis: 40-60 degrees (L1-S1)
- Sacral slope: 30-50 degrees
- Pelvic tilt: 10-25 degrees
Pelvic Parameters
- Fixed anatomical parameter (does not change after skeletal maturity)
- Angle between perpendicular to sacral endplate and line to femoral head center
- Determines the amount of lumbar lordosis required for balance
- PI = PT + SS (fundamental equation)
- Normal range: 40-65 degrees
- Positional parameter (changes with posture)
- Angle between vertical and line from S1 midpoint to femoral head center
- Increases with pelvic retroversion (compensation)
- Normal: under 20 degrees
- Over 30 degrees indicates exhausted compensation
- Angle between sacral endplate and horizontal
- Decreases with pelvic retroversion
- SS = PI - PT
Compensation Cascade
When lumbar lordosis is insufficient for a given PI, a predictable cascade of compensation occurs:
Compensation Mechanisms:
- Mechanism
- Thoracic hypokyphosis
- Clinical Effect
- Reduces thoracic curve
- Mechanism
- Pelvic retroversion
- Clinical Effect
- Increases PT, decreases SS
- Mechanism
- Hip extension
- Clinical Effect
- Extends hip joint
- Mechanism
- Knee flexion
- Clinical Effect
- Bent-knee gait
- Mechanism
- Decompensation
- Clinical Effect
- Positive SVA, disability
When compensation is exhausted, the C7 plumb line falls anterior to the sacrum (positive SVA) and the patient becomes symptomatic.
Classification Systems
SRS-Schwab Adult Spinal Deformity Classification
The SRS-Schwab classification is the most validated and widely used system for ASD. It combines coronal curve type with sagittal modifiers.
Coronal Curve Types:
- Description
- Thoracic only
- Apex Location
- Apex at T9 or higher
- Description
- Thoracolumbar or lumbar only
- Apex Location
- Apex T10-L2 or L2-L4
- Description
- Double curve (thoracic and lumbar)
- Apex Location
- Both regions affected
- Description
- No major coronal deformity
- Apex Location
- Sagittal plane only
Sagittal Modifiers:
The three sagittal modifiers each have three grades:
- 0 (non-pathological): Normal range
- + (moderate): Pathological but not severe
- ++ (marked): Severely abnormal
The modifiers are validated to correlate with HRQOL outcomes.
SRS-Schwab and GAP tell you the magnitude of correction; the Roussouly classification describes the normal SHAPE of sagittal alignment and is increasingly examinable because restoring the patient's native type (not just the PI-LL number) reduces mechanical failure and PJK:
- Type 1: low sacral slope (under 35 degrees), short lower-lumbar lordosis with a low apex and a thoracolumbar kyphosis - lordosis concentrated in the lowest segments.
- Type 2: low sacral slope (under 35 degrees) with a flat, hypolordotic lumbar spine and a flat back - low-PI "flat" spines.
- Type 3: average sacral slope (35-45 degrees) with a well-balanced, harmonious lordosis (apex around L4) - the "average" spine.
- Type 4: high sacral slope (over 45 degrees) with a long, deeply curved hyperlordosis and many vertebrae in the lordosis - high-PI spines.
- The principle: lordosis is governed by pelvic incidence (low-PI -> Type 1/2; high-PI -> Type 4), and the apex and distribution of lordosis matter, not just total degrees. Restoring the patient to their appropriate Roussouly type - including a correctly distributed, lower-apex lordosis - lowers the risk of junctional failure compared with creating a "flat" PI-LL-correct but malshaped spine.
Exam point: use Roussouly to set the shape (apex and distribution) of the reconstructed lordosis to the patient's pelvic morphology, complementing the PI-LL magnitude target.
Clinical Assessment
History
- Back pain (axial, often positional)
- Radiculopathy or neurogenic claudication
- Difficulty standing upright
- Need to support trunk with hands on thighs
- Decreased walking tolerance
- Progressive postural change
- Duration and progression of symptoms
- Prior spinal surgery (fusion levels, approach)
- Walking capacity (blocks, time)
- Pain location and character
- Neurological symptoms (weakness, numbness, bowel/bladder)
- Medical comorbidities and bone health
Physical Examination
- Standing posture (sagittal and coronal)
- Forward trunk lean
- Hip and knee flexion posture
- Shoulder balance
- Spinal flexibility (forward bend test)
- Sagittal balance (plumb line assessment)
- Coronal balance
- Chin-brow vertical angle (in fixed deformity)
- Motor strength (L2-S1 myotomes)
- Sensory examination
- Reflexes
- Straight leg raise
- Gait assessment
- Hip range of motion (flexion contracture)
- Knee examination
- Overall mobility and function
Assess the patient's compensatory mechanisms: Can they stand with hips and knees extended? If they require hip and knee flexion to stand upright, their pelvic compensation is exhausted and they likely have significant sagittal imbalance.
Patient-Reported Outcomes
Key Outcome Measures:
- Oswestry Disability Index (ODI)
- SF-36 (physical and mental component scores)
- Scoliosis Research Society-22 (SRS-22)
- Visual Analog Scale (VAS) for pain
- EQ-5D
These measures correlate with sagittal parameters and are used to assess surgical outcomes.
Investigations

Imaging Algorithm
Step 1: Standing Full-Length Radiographs
- 36-inch cassette standing AP and lateral
- Include C2 to femoral heads
- Arms positioned (hands on clavicles or in front)
- Gold standard for alignment assessment
Step 2: Supine/Bending Radiographs
- Assess flexibility of curves
- Help plan fusion levels and osteotomy need
- Supine lateral over bolster assesses sagittal flexibility
Step 3: MRI Whole Spine
- Neural compression assessment
- Disc degeneration evaluation
- Rule out intraspinal pathology
- Assess cord and cauda equina
Step 4: CT (When Indicated)
- Bone quality assessment
- Previous fusion mass evaluation
- Hardware assessment
- Osteotomy planning
Radiographic Measurements
Essential Measurements:
- Measurement
- C7 plumb to S1 posterior corner
- Normal Range
- Under 50mm
- Significance
- Under 4cm optimal
- Measurement
- Sacral endplate perpendicular to femoral head
- Normal Range
- 40-65°
- Significance
- Fixed, determines LL target
- Measurement
- Vertical to femoral head-S1 line
- Normal Range
- Under 20°
- Significance
- Over 25° is compensation
- Measurement
- Sacral endplate to horizontal
- Normal Range
- 30-50°
- Significance
- SS = PI - PT
- Measurement
- L1 superior to S1 superior endplate
- Normal Range
- 40-60°
- Significance
- Target: PI ± 9
- Measurement
- T4-T12 (or T5-T12)
- Normal Range
- 20-50°
- Significance
- Should balance LL
- Measurement
- Difference between PI and LL
- Normal Range
- Under 10°
- Significance
- Key outcome predictor
- Measurement
- T1 to femoral head angle
- Normal Range
- Under 14°
- Significance
- Global alignment measure
Bone Density Assessment
- DEXA scan (hip and spine)
- Consider CT-based bone density (Hounsfield units)
- Important for surgical planning and fixation strategy
- Osteoporosis significantly increases complication risk
Additional Studies
- CT myelogram if MRI contraindicated
- Flexion-extension radiographs for instability
- Standing hip-to-ankle films for limb length and hip assessment
- Pulmonary function tests for severe deformity
ASD is dominated by sagittal teaching, but coronal malalignment is a distinct, examinable problem and a feared iatrogenic complication:
- How to measure it: the coronal balance is the horizontal offset of the C7 plumb line from the central sacral vertical line (CSVL); greater than 3 cm (often quoted as 4 cm) of coronal trunk shift is clinically significant coronal malalignment.
- Classification (Obeid / Bao): coronal malalignment is grouped by the direction of the C7 shift relative to the major curve concavity - broadly, the trunk shifted towards the concavity (often correctable) versus away from the curve (more rigid, harder to correct) - which guides whether and how to address it.
- The iatrogenic trap: a powerful asymmetric three-column osteotomy (e.g. PSO) corrected for sagittal balance can throw the patient into NEW coronal decompensation ("coronal malalignment after sagittal correction"). This is a recognised cause of revision and dissatisfaction despite a "perfect" PI-LL.
- Practical message: plan and check both planes - assess the CSVL/C7 coronal offset and the fractional lumbosacral curve before and after correction, and be especially vigilant for coronal decompensation after an asymmetric osteotomy.
Exam point: define coronal balance by the C7-CSVL offset (significant over ~3-4 cm), know that asymmetric PSO can cause iatrogenic coronal malalignment, and always reconstruct to a balanced spine in BOTH the sagittal and coronal planes.
Management
Non-Operative Management
- Mild deformity without significant symptoms
- Patient preference or surgical contraindications
- Adequate compensation with acceptable function
- High surgical risk patients
-
Physical Therapy
- Core strengthening
- Flexibility exercises
- Postural training
- Aerobic conditioning
-
Pain Management
- Analgesics (paracetamol, NSAIDs)
- Neuropathic agents (gabapentin, pregabalin)
- Epidural steroid injections (temporary)
- Facet injections (diagnostic and therapeutic)
-
Bracing
- Limited role in adults
- May provide temporary symptom relief
- Does not prevent progression
- Consider for high surgical risk patients
-
Lifestyle Modification
- Weight optimization
- Smoking cessation
- Activity modification
- Assistive devices
Untreated sagittal imbalance tends to progress over time due to continued disc degeneration and muscle fatigue. Curves with PI-LL mismatch over 20 degrees or SVA over 50mm are more likely to progress.
Complications
Complication Overview
ASD surgery has significant complication rates (25-80% in various series). Understanding and communicating these risks is essential.
- SPO
- 2.1%
- PSO
- 9.1%
- VCR
- 14.3%
- SPO
- 40%
- PSO
- 38%
- VCR
- 39%
- SPO
- 1-2
- PSO
- 2-4
- VCR
- 3-6
Early Complications
- Incidence
- 2-14%
- Management
- Monitoring, steroids, revision if progressive
- Incidence
- 5-15%
- Management
- Primary repair, fibrin sealant
- Incidence
- 5-10%
- Management
- Antibiotics, debridement
- Incidence
- 2-5%
- Management
- Evacuation if symptomatic
- Incidence
- 15-30%
- Management
- Appropriate specialty management
- Incidence
- 2-5%
- Management
- Prophylaxis, anticoagulation
Delayed Complications
- Most common mechanical complication
- Defined as over 10 degrees kyphosis at UIV
- Risk factors: older age, over-correction, osteoporosis, upper thoracic UIV
- May require extension of fusion
- Occurs in 5-20% of cases
- Higher risk at osteotomy site
- May be asymptomatic if fusion solid
- Revision if painful or progressing
- Failure of fusion
- Risk factors: smoking, diabetes, multilevel, previous failed fusion
- Revision with bone grafting and possible osteotomy
- Degeneration above or below fusion
- May require fusion extension
- More common with long rigid constructs
Risk Factors for Complications
- Advanced age (over 70)
- Higher ASA grade
- Obesity
- Osteoporosis
- Smoking
- Three-column osteotomies
- Revision surgery
- Long operative time
All patients must be counselled about the significant complication risk. Major complications occur in approximately 40% of cases. Realistic expectations and shared decision-making are essential.
Postoperative Care
Immediate Postoperative
- ICU or high-dependency monitoring for major cases
- Drain management
- Neurological monitoring (hourly initially)
- VTE prophylaxis
- Pain management (multimodal)
- Early mobilisation when stable
- Progressive mobilisation
- Physiotherapy assessment
- Wound surveillance
- DVT screening if clinically indicated
- Medical optimisation
Rehabilitation
- Timeframe
- Weeks 0-6
- Goals
- Protected mobilisation, wound healing
- Timeframe
- Weeks 6-12
- Goals
- Increase activity, core activation
- Timeframe
- Months 3-6
- Goals
- Strengthening, return to light activities
- Timeframe
- Beyond 6 months
- Goals
- Full activity as tolerated
Bracing:
- Variable practice (surgeon preference)
- TLSO for 6-12 weeks in some protocols
- May provide comfort and remind of precautions
Follow-up Protocol
- Assessment
- Wound check, early mobilisation
- Assessment
- Clinical review, radiographs
- Assessment
- Clinical and radiographic assessment
- Assessment
- Full-length films, HRQOL measures
- Assessment
- Fusion assessment, outcome measures
- Assessment
- Long-term surveillance
Imaging Schedule:
- 6 weeks: AP and lateral
- 3-6 months: Full-length standing films
- 12 months: Fusion assessment (CT if concern)
- Annual: As clinically indicated
Outcomes and Prognosis

Outcome Measures
- SVA correction to under 50mm
- PI-LL mismatch under 10 degrees
- Coronal balance restoration
- Fusion rate
- ODI improvement (MCID: 12-15 points)
- VAS pain reduction (MCID: 2 points)
- SRS-22 improvement
- SF-36 improvement
Expected Outcomes
- SVA correction achieved: 70-85%
- Fusion rate: 85-95%
- Significant pain improvement: 60-75%
- Patient satisfaction: 70-80%
- Baseline deformity severity
- Adequate correction (PI-LL match)
- Complication occurrence
- Patient age and comorbidities
- Revision vs. primary surgery
Long-term Prognosis
- Achievement of alignment goals
- No major complications
- Younger patient age
- Good bone quality
- Non-smoker
- Under-correction of deformity
- Over-correction (PJK risk)
- Major complication occurrence
- Revision surgery
- Ongoing smoking
The most consistent predictor of good outcomes is achieving appropriate PI-LL match (under 10 degrees mismatch). Under-correction is associated with persistent symptoms, while over-correction increases PJK risk.
Guidelines, Registries & Global Practice
Global Epidemiology
Adult spinal deformity is common and strongly age-related. In a healthy elderly volunteer cohort, 68% met the radiographic definition of scoliosis (Cobb greater than 10 degrees), against earlier general-population estimates of up to 32% (Schwab et al. Spine 2005, PMID 15864163). Disability tracks with sagittal malalignment rather than coronal Cobb angle: positive sagittal balance is the radiographic parameter most strongly correlated with poor health status, and severity worsens linearly with C7 plumb-line deviation (Glassman et al. Spine 2005, PMID 16166889). As populations age worldwide, demand for both non-operative and operative ASD care is rising in every region.
Classification and Alignment Frameworks (side by side)
- What it adds
- Coronal curve type + 3 sagittal modifiers (PI-LL, PT, SVA)
- Evidence
- Validated, excellent reliability (PMID 22045006)
- Practice role
- Standard descriptive classification worldwide
- What it adds
- Age-specific ideal PT, PI-LL, SVA
- Evidence
- Multicentre, n=773 (PMID 26689395)
- Practice role
- Avoids over-correcting elderly
- What it adds
- PI-based proportional score predicting mechanical failure
- Evidence
- AUC 0.92 (PMID 28976431)
- Practice role
- Individualised planning / risk stratification
- What it adds
- Anatomic resection grade
- Evidence
- Descriptive consensus
- Practice role
- Communicates surgical aggressiveness
The SRS-Schwab system and its sagittal modifiers are accepted across SRS (international), AOSpine / AO Foundation educational frameworks, EuroSpine / European deformity societies, and North American (AANS/CNS, NASS) practice. There is broad international consensus that sagittal realignment goals (PI-LL within roughly 10 degrees, SVA under 50mm, PT under 20-25 degrees) drive outcomes, with a clear modern shift toward individualised (age-adjusted and GAP-proportioned) rather than fixed population targets.
Registry and Database Evidence
Unlike arthroplasty, ASD has no single dominant implant registry; the strongest comparative evidence comes from large prospective multicentre deformity databases (the International Spine Study Group in North America and the European Spine Study Group). These have generated the landmark complication and alignment data summarised above: the stepwise osteotomy complication gradient (SRS Morbidity and Mortality database; Smith et al. Spine 2011, PMID 21192289) and the persistent mechanical-failure risk even in well-aligned patients (Haddad/Yilgor et al. Spine J 2024, PMID 39332683).
Global Practice Variation
In high-resource settings, ASD correction is concentrated in tertiary deformity units with full-length EOS/stereoradiography, intraoperative neuromonitoring, cell salvage and high-dependency/ICU support; staged or multidisciplinary "deformity MDT" pathways and bone-health optimisation (DEXA, anti-resorptive/anabolic therapy for osteoporosis) are increasingly standard. In limited-resource settings, access to long-cassette imaging, neuromonitoring and revision capacity is constrained, so thresholds for major three-column osteotomy are often higher and non-operative management or shorter constructs may predominate. Across all settings, the high complication burden mandates careful patient selection, shared decision-making and referral to experienced deformity surgeons.
Differential Diagnosis
- Key distinguishing feature
- Stiff fixed sagittal imbalance; high PI-LL, raised PT
- Confirmatory finding
- Full-length films: positive SVA, structural LL loss
- Key distinguishing feature
- Marked forward flexion that corrects when supine/lying
- Confirmatory finding
- Posture resolves recumbent; paraspinal myopathy on EMG/MRI
- Key distinguishing feature
- Tremor, rigidity, bradykinesia; postural instability
- Confirmatory finding
- Neurological exam; levodopa response
- Key distinguishing feature
- Acute focal angular kyphosis, fragility history
- Confirmatory finding
- Vertebral wedge/collapse on plain film, low DEXA
- Key distinguishing feature
- Inflammatory back pain, fused 'bamboo' spine, young onset
- Confirmatory finding
- Sacroiliitis, syndesmophytes, HLA-B27
- Key distinguishing feature
- Prior lumbar fusion in kyphosis
- Confirmatory finding
- Loss of segmental lordosis at fused levels
- Key distinguishing feature
- Underlying neuromuscular disorder, often C-shaped collapsing curve
- Confirmatory finding
- Primary neurological diagnosis; pelvic obliquity
MCQ Practice Points
Q: What is the target PI-LL relationship in adult spinal deformity surgery?
A: PI-LL mismatch should be less than 10 degrees (LL = PI ± 9). PI is fixed and determines the lumbar lordosis required for sagittal balance. Every degree of mismatch beyond 10 degrees correlates with worsened quality of life scores.
Q: What SVA value correlates with significant disability in adult spinal deformity?
A: SVA over 50mm (or 5cm) is strongly associated with pain and disability. The SRS-Schwab classification uses 4cm and 9.5cm as thresholds for moderate and marked sagittal imbalance respectively.
Q: What correction is expected from each type of osteotomy?
A: SPO (Ponte): 5-10 degrees per level (posterior only, requires mobile disc). PSO: 30-40 degrees (three-column, through vertebral body). VCR: 45-70 degrees (complete vertebral resection, highest risk).
Q: What indicates exhausted pelvic compensation in sagittal imbalance?
A: Pelvic tilt (PT) over 25-30 degrees indicates that pelvic retroversion is maximized. When PT is high and SVA is still positive, the patient has exhausted compensation mechanisms and typically requires surgical correction.
Q: How is proximal junctional kyphosis (PJK) defined?
A: PJK is defined as greater than 10 degrees of kyphosis developing at the level immediately above the upper instrumented vertebra (UIV), compared to immediate postoperative radiographs. It is the most common mechanical complication of ASD surgery.
At a Glance
Adult spinal deformity (ASD) surgery aims to restore sagittal balance, with PI-LL mismatch being the strongest predictor of disability—target LL = PI ± 9 degrees. The SRS-Schwab classification uses three sagittal modifiers: PI-LL mismatch, pelvic tilt (PT), and sagittal vertical axis (SVA over 50mm correlates strongly with pain/disability). Pelvic incidence (PI) is fixed and cannot be changed; compensatory mechanisms include pelvic retroversion (increased PT), hip extension, and knee flexion. Osteotomy options include SPO/Ponte (5-10° per level, posterior only), PSO (30-40° through vertebral body), and VCR (45-70°, complete vertebral resection). ASD surgery has 25-80% complication rates including proximal junctional kyphosis (PJK), rod fracture, and pseudarthrosis, with three-column osteotomies carrying the highest risk.
PIPI-LL - The Golden Formula
Hook:PI-LL mismatch predicts outcomes - aim for LL = PI ± 9 degrees
SVASVA PT - Sagittal Parameters
Hook:SVA and PT are key indicators of sagittal imbalance and compensation
SPOSPO PSO VCR - Osteotomy Ladder
Hook:Start with least invasive (SPO) and escalate as needed for correction
Clinical Decision Scenarios
Practise clinical reasoning and management decisions out loud
“A 65-year-old woman presents with progressive difficulty standing upright and lower back pain. She reports needing to lean on a shopping trolley to walk. Examination shows forward trunk lean with hip and knee flexion. Full-length radiographs show SVA of 12cm, PI of 55 degrees, LL of 20 degrees, and PT of 35 degrees.”
“A 70-year-old man underwent T10-pelvis fusion for adult spinal deformity 6 months ago. He presents with new thoracic pain and difficulty standing. Radiographs show 25 degrees of kyphosis at T9-10 compared to immediate postoperative films.”
“A 55-year-old woman has flatback syndrome following L4-S1 fusion performed 10 years ago. Her current LL is 10 degrees and PI is 60 degrees. SVA is 8cm positive. She has no radicular symptoms.”
Key Parameters
- PI-LL mismatch: Target under 10 degrees (LL = PI ± 9)
- SVA: Under 50mm (positive = anterior to S1)
- PT: Under 20-25 degrees (over 25 = compensation)
- PI = PT + SS (fundamental equation)
Osteotomy Selection
- SPO (Ponte): 5-10 degrees per level, requires mobile disc
- PSO: 30-40 degrees, three-column, fixed deformity
- VCR: 45-70 degrees, maximum correction, highest risk
- Choose based on correction needed and flexibility
Complications
- PJK: Most common mechanical complication (over 10 degrees above UIV)
- Neurological: SPO 2%, PSO 9%, VCR 14%
- Overall major: 40% across all osteotomies
- Risk factors: age, osteoporosis, three-column osteotomy
Surgical Goals
- Restore SVA to under 50mm
- Achieve PI-LL under 10 degrees
- Reduce PT to under 25 degrees
- Consider age-adjusted targets for elderly
Exam Triggers
- Cannot stand upright = sagittal imbalance
- High PT with positive SVA = exhausted compensation
- Prior fusion + flatback = consider PSO
- New kyphosis above fusion = PJK
Evidence and Guidelines
SRS-Schwab Classification: Validation (defining classification)
- Scoliosis Research Society effort revising the earlier Schwab classification to add pelvic parameters
- Adds three sagittal modifiers (PI-LL, PT, SVA) to coronal curve type
- Excellent inter-rater reliability (kappa 0.80-0.87 for curve type; 0.75-0.98 for modifiers)
- Modifier cut-offs derived from HRQOL analysis of a multicentre database
Positive Sagittal Balance Drives Disability (landmark)
- Multicentre series; positive sagittal balance was the radiographic parameter most highly correlated with adverse health status
- All health-status measures (SRS, SF-12, ODI) worsened as C7 plumb-line deviation increased
- Symptom severity increased linearly with progressive sagittal imbalance
- Lumbar kyphosis was very poorly tolerated; upper-thoracic kyphosis better tolerated
Age-Adjusted Alignment Targets
- Ideal spinopelvic values increase with age across 773 patients
- Under 35 years: PT approximately 11 degrees, PI-LL approximately -10 degrees, SVA approximately 4mm
- Over 75 years: PT approximately 28 degrees, PI-LL approximately 17 degrees, SVA approximately 78mm
- Younger patients require more rigorous realignment objectives
GAP Score: Development and Validation
- Pelvic-incidence-based proportional score (RPV, RLL, LDI, RSA, age factor)
- AUC 0.92 for predicting mechanical complications
- Proportioned spinopelvic state: 6% mechanical complication rate
- Moderately disproportioned 47%; severely disproportioned 95%
Osteotomy Complication Gradient (SRS M&M database)
- 578 thoracolumbar fixed sagittal-plane deformity cases; overall complication rate 29.4%
- Complications rose stepwise: no osteotomy 17%, SPO 28.1%, PSO 39.1%, VCR 61.1%
- Osteotomy roughly doubled complication odds (OR 2.07) after adjustment
- New neurological deficit 3.8%; durotomy 5.9%; mortality 0.5%
Mechanical Failure Even When Well Aligned
- Patients aged over 55 with a proportioned GAP score still had a 40% mechanical complication rate at 4 years
- 18% required revision specifically for mechanical complication
- Residual coronal lumbosacral curve, number of instrumented levels and relative spinopelvic alignment were independent risk factors
- Higher body weight and frailty (worse SF-36) increased risk