Surgical-Neck Nonunion & Tuberosity Malunion
- Nonunion of the proximal humerus most often occurs at the SURGICAL NECK (a two-part surgical-neck nonunion is the classic), and corresponds to a BOILEAU TYPE-3 fracture sequela; it presents with pain, instability/'pseudoparalysis' and a mobile, painful nonunion months after the injury.
- Risk factors include DISPLACED/comminuted fractures, metaphyseal comminution, OSTEOPOROSIS, inadequate fixation/stability, soft-tissue interposition, and patient factors (smoking) - the elderly osteoporotic two-part surgical-neck fracture is the typical setting.
- Treatment is driven by AGE, FEMORAL-... (HUMERAL) HEAD VIABILITY, BONE STOCK and the ROTATOR CUFF: a YOUNGER patient with GOOD bone stock, a VIABLE head and an intact cuff is best treated by HEAD-PRESERVING ORIF - a fixed-angle LOCKED PLATE (or blade plate) plus BONE GRAFT (often an intramedullary FIBULAR STRUT and/or cancellous graft) - which reliably unites the surgical neck.
- An ELDERLY patient with POOR bone stock, a NON-VIABLE or small head fragment, a DEFICIENT rotator cuff, or a FAILED ORIF is best treated by ARTHROPLASTY - REVERSE total shoulder arthroplasty (RSA), which is cuff-independent and gives reliable pain relief and improved function; a LONG-STEM RSA is used for metadiaphyseal extension.
- A KEY LESSON with RSA for nonunion: PRESERVE the TUBEROSITIES and attached rotator cuff if possible - intra-operative RESECTION of the tuberosities markedly INCREASES the DISLOCATION rate (which is already high in this group); surgical-neck nonunion and tuberosity malunion (Boileau 3 and 4) have worse arthroplasty outcomes than impacted-collapse sequelae because they require tuberosity osteotomy.
- MALUNION of the proximal humerus - GREATER-TUBEROSITY malunion (causing subacromial/internal impingement and lost motion) or SURGICAL-NECK angulation - is managed by tuberosity osteotomy/excision/acromioplasty, corrective osteotomy, or arthroplasty depending on severity and joint condition.
- “The proximal humerus nonunion is usually a SURGICAL-NECK nonunion (Boileau type-3 sequela).
- “Decide by age/head viability/bone stock/cuff: young+viable -> ORIF (locked plate) + bone graft (fibular strut); elderly/non-viable/cuff-poor/failed -> reverse TSA.
- “With RSA for nonunion, PRESERVE the tuberosities - resecting them greatly raises the dislocation rate.
Good bone stock, a viable head and an intact cuff favour head-preserving ORIF - a fixed-angle locked plate (or blade plate) with bone graft (intramedullary fibular strut / cancellous graft) to unite the surgical neck.
Poor bone stock, a non-viable/small head, a deficient cuff, or a failed ORIF favour reverse total shoulder arthroplasty (cuff-independent) - PRESERVE the tuberosities to limit the high dislocation rate; long-stem for metadiaphyseal extension.
The Surgical-Neck Nonunion (Boileau Type 3)
The proximal humerus most commonly fails to unite at the surgical neck - the classic two-part surgical-neck nonunion, designated a Boileau type-3 fracture sequela. Contributing factors are displacement and comminution (especially metaphyseal comminution), osteoporosis, inadequate fixation or stability, soft-tissue interposition, and the deforming muscle forces (pectoralis major pulling the shaft medially, the cuff abducting/rotating the head) that distract the fracture. The typical patient is elderly and osteoporotic. Patients present with pain, weakness/pseudoparalysis and a mobile, painful nonunion months after the fracture.

Assessment
- Radiographs (+/- CT) to confirm nonunion, characterise the fragments and assess bone stock
- Head viability (AVN/cephalic collapse) and head-fragment size (can it hold fixation?)
- Rotator cuff integrity (clinical +/- imaging) - central to the ORIF-vs-RSA decision
- Patient age, demand, comorbidities; exclude infection before reconstruction
Boileau type 1 (impacted cephalic collapse) does well with prosthesis without tuberosity osteotomy; types 3 (surgical-neck nonunion) and 4 (severe tuberosity malunion) require tuberosity osteotomy and have worse arthroplasty outcomes - informing expectations and technique.
Management
Head-preserving open reduction and internal fixation with a fixed-angle locked plate (or blade plate), combined with bone grafting - commonly an intramedullary FIBULAR STRUT (provides a medial buttress and improves fixation in osteoporotic/comminuted metaphysis) and/or cancellous autograft. Requires a viable head with a fragment large enough to hold fixation and adequate bone stock. Achieves reliable union and preserves the native joint.
Evidence & Key Studies
Reverse shoulder arthroplasty for the treatment of nonunions of the surgical neck of the proximal humerus (type-3 fracture sequelae)
- In 32 patients (mean age 68) with surgical-neck nonunion treated by reverse shoulder arthroplasty, the Constant score improved from 14.2 to 46.6 and flexion from 42.9 to 109.7 degrees.
- Complications occurred in 41% with revisions in 28%; dislocation (34%) was the most common complication.
- Intra-operative resection of the tuberosities was associated with increased dislocation risk - the tuberosities and attached cuff should be preserved when possible.
Cementless long-stem reverse total shoulder arthroplasty as primary treatment for metadiaphyseal humeral shaft fractures
- Cementless long-stem reverse TSA, with the stem spanning two canal diameters past the fracture and strut-allograft/cerclage augmentation as needed, treats complex metadiaphyseal proximal-humeral fractures in elderly osteoporotic patients.
- It addresses concomitant arthritis/cuff pathology that ORIF and nailing do not, with consistent healing (union ~13 months), pain relief and functional recovery.
- Combines arthroplasty (length restoration) with osteosynthesis principles (relative and absolute stability for the fragments).
According to PubMed, the reverse-TSA outcomes for surgical-neck nonunion and the crucial tuberosity- preservation lesson come from the cited Raiss series, and the long-stem cementless RSA technique for metadiaphyseal extension from the cited Witt description. The Boileau classification of fracture sequelae, the ORIF-with-fibular-strut head-preserving option, and the malunion management are standard, well- established teaching. (See also our Proximal Humerus Fracture, Nonunion Management and Reverse Shoulder Arthroplasty material.)
Clinical Decision Scenarios
Practise clinical reasoning and management decisions out loud
“A 55-year-old has a painful, mobile surgical-neck nonunion 8 months after a proximal humerus fracture, with a viable head and intact cuff on imaging. How would you classify and treat this?”
“An 80-year-old with osteoporotic bone, a small avascular head fragment and a deficient cuff has a surgical-neck nonunion. What would you do, and what is the key technical pitfall?”
Mnemonics & Memory Aids
NECK
Hook:Proximal humerus NECK nonunion: evaluate, choose ORIF vs reverse TSA, and keep the tuberosities.
BOILEAU
Hook:Boileau sequelae 1-4: collapse, locked dislocation, nonunion, malunion - 3 and 4 are the hard ones.
Nonunion
- Commonest at the surgical neck (two-part); Boileau type-3 sequela
- Risk: displaced/comminuted, osteoporosis, poor fixation, soft-tissue interposition, deforming muscle pull
- Presents with pain, weakness/pseudoparalysis, mobile painful nonunion
Decision drivers
- Age, head viability, bone stock, rotator cuff; exclude infection
- Boileau type 1 does best with prosthesis (no tuberosity osteotomy); types 3-4 worse
- Assess radiographs + CT; head-fragment size for fixation
Treatment
- Young + viable head + intact cuff: ORIF (locked/blade plate) + bone graft (fibular strut + cancellous)
- Elderly / non-viable / cuff-deficient / failed ORIF: reverse TSA (cuff-independent); long-stem for metadiaphyseal
- PRESERVE the tuberosities (RSA) - resection raises dislocation rate (Raiss 34%)
Malunion
- Greater-tuberosity malunion -> impingement/lost motion (osteotomy/excision/acromioplasty)
- Surgical-neck angulation -> corrective osteotomy
- Severe malunion + joint damage -> arthroplasty (Boileau type 4)